RECITALSPledge Agreement • October 23rd, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledOctober 23rd, 2001 Company Industry
EXHIBIT 10.5 THIS WARRANT IS SUBJECT TO THE RESTRICTIONS ON TRANSFER SET FORTH ON PAGE 5 HEREOF. HYPERTENSION DIAGNOSTICS, INC. COMMON STOCK PURCHASE WARRANT HYPERTENSION DIAGNOSTICS, INC., a Minnesota corporation (the "COMPANY"), hereby agrees that,...Common Stock Purchase Warrant • April 19th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledApril 19th, 2002 Company Industry
GUARANTYGuaranty • October 23rd, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledOctober 23rd, 2001 Company Industry Jurisdiction
Exhibit 10.14 AMENDED AND RESTATED CONSULTING AGREEMENT BETWEEN JAY N. COHN, M.D. AND HYPERTENSION DIAGNOSTICS, INC. This Agreement is entered into as of this 31st day of August, 1998, by and between Hypertension Diagnostics, Inc., a Minnesota...Consulting Agreement • February 16th, 1999 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledFebruary 16th, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENT BETWEEN GREG H. GUETTLER AND HYPERTENSION DIAGNOSTICS, INC. THIS AGREEMENT is entered into as of September 8, 1997, by and between Hypertension Diagnostics, Inc., a Minnesota corporation (the "COMPANY"), and Greg H. Guettler...Employment Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn • Minnesota
Contract Type FiledMay 19th, 1998 Company Jurisdiction
EXHIBIT 10.6 JENS DALSGAARD 171 Del Oro Lagoon Novato, CA 94949 THE ANTHONY D. AND LESLIE T. ALTAVILLA REVOCABLE TRUST Anthony D. and Leslie T. Altavilla, Trustees 102 Neider Lane Mill Valley, CA 94941 JEFF LAMBERSON 330 San Carlos Way Novato, CA...Consulting Agreement • October 23rd, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledOctober 23rd, 2001 Company Industry
EMPLOYMENT AGREEMENT BETWEEN CHARLES F. CHESNEY, D.V.M., PH.D. AND HYPERTENSION DIAGNOSTICS, INC.Employment Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn • Minnesota
Contract Type FiledMay 19th, 1998 Company Jurisdiction
EXHIBIT 10.3 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Warrant Agreement • March 28th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
EXHIBIT 10.4 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD,...Warrant Agreement • April 19th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledApril 19th, 2002 Company Industry Jurisdiction
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • September 28th, 1999 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledSeptember 28th, 1999 Company Industry
EXHIBIT 10.22 EMPLOYMENT AGREEMENT BETWEEN E. PAUL MALONEY AND HYPERTENSION DIAGNOSTICS, INC. THIS AGREEMENT is entered into as of March 28, 2001, by and between Hypertension Diagnostics, Inc., a Minnesota corporation (the "Company"), and E. Paul...Employment Agreement • September 28th, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledSeptember 28th, 2001 Company Industry Jurisdiction
EXHIBIT 10.1 SUBSCRIPTION AGREEMENT Dear Subscriber: You (the "Subscriber") hereby agree to purchase, and Hypertension Diagnostics, Inc., a Minnesota corporation (the "Company") hereby agrees to issue and to sell to the Subscriber, an 8% Convertible...Subscription Agreement • March 28th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • New York
Contract Type FiledMarch 28th, 2002 Company Industry Jurisdiction
2,500,000 UNITS Each Unit Consisting of One Share of Common Stock and One Redeemable Class A WarrantSelected Dealer Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn
Contract Type FiledMay 19th, 1998 Company
ARTICLE 1. APPOINTMENT OF WARRANT AGENT; ISSUANCE, FORM AND EXECUTION OF WARRANT CERTIFICATESWarrant Agreement • October 18th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 18th, 2002 Company Industry Jurisdiction
TERM NOTETerm Note • October 23rd, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledOctober 23rd, 2001 Company Industry
2,500,000 UNITSUnderwriting Agreement • July 20th, 1998 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledJuly 20th, 1998 Company Industry Jurisdiction
HYPERTENSION DIAGNOSTICS, INC. FORM OF STOCK OPTION AGREEMENT THIS AGREEMENT is entered as of _______ by and between Hypertension Diagnostics, Inc., a Minnesota corporation (the "Company") and ___________________________________ (the "Participant")....Stock Option Agreement • July 15th, 1998 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledJuly 15th, 1998 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE WARRANT AGREEMENTWarrant Agreement • March 13th, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledMarch 13th, 2001 Company Industry Jurisdiction
WARRANT AGREEMENTWarrant Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn • Minnesota
Contract Type FiledMay 19th, 1998 Company Jurisdiction
RECITALSResearch and License Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn
Contract Type FiledMay 19th, 1998 Company
SECURITY AGREEMENTSecurity Agreement • October 16th, 2013 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Nevada
Contract Type FiledOctober 16th, 2013 Company Industry JurisdictionThis SECURITY AGREEMENT, dated as of August 31, 2013 and effective as of October 10, 2013 (as amended, restated or modified from time to time, the “Security Agreement”), is executed by and between HDI PLASTICS, INC., a corporation incorporated under the laws of the State of Texas with an address at 10501 Wayzata Blvd South, Suite 102, Minnetonka, MN 55305 (the “Grantor”), and TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the “Secured Party”).
TABLE OF CONTENTS EXHIBIT 10.20 EMPLOYMENT AGREEMENT BETWEEN JAMES S. MURPHY AND HYPERTENSION DIAGNOSTICS, INC. THIS AGREEMENT is entered into as of July 1, 1999, by and between Hypertension Diagnostics, Inc., a Minnesota corporation (the “Company”),...Employment Agreement • February 11th, 2000 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledFebruary 11th, 2000 Company Industry Jurisdiction
SENIOR SECURED REVOLVING CREDIT FACILITY AGREEMENT IN THE AMOUNT OF US$3,000,000 BY AND AMONG HYPERTENSION DIAGNOSTICS, INC., as Borrower, HDI PLASTICS, INC., as Guarantor, AND TCA GLOBAL CREDIT MASTER FUND, LP, as Lender August 31, 2013 SENIOR...Senior Secured Revolving Credit Facility Agreement • October 16th, 2013 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Nevada
Contract Type FiledOctober 16th, 2013 Company Industry JurisdictionThis SENIOR SECURED REVOLVING CREDIT FACILITY AGREEMENT (as amended, restated, modified or supplemented from time to time, this “Agreement”), dated as of August 31, 2013 and effective as of October 10, 2013 (the “Closing Date”), is executed by and among (i) HYPERTENSION DIAGNOSTICS, INC., a corporation incorporated under the laws of the State of Minnesota (the “Borrower”), (ii) HDI PLASTICS, INC., a corporation incorporated under the laws of the State of Texas (the “Guarantor” and together with the Borrower, the “Credit Parties”), and (iii) TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands, as lender (the “Lender”).
GUARANTY AGREEMENTGuaranty Agreement • October 16th, 2013 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Nevada
Contract Type FiledOctober 16th, 2013 Company Industry JurisdictionTHIS GUARANTY AGREEMENT is dated as of August 31, 2013 and effective as of October 10, 2013 (as amended, restated or modified from time to time, the “Guaranty”), and is made by HDI PLASTICS, INC., a corporation incorporated under the laws of the State of Texas (the “Guarantor”), in favor of TCA GLOBAL CREDIT MASTER FUND, LP, a limited partnership organized and existing under the laws of the Cayman Islands (the “Lender”).
THE WATERS LEASE OF SPACELease Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn • Minnesota
Contract Type FiledMay 19th, 1998 Company Jurisdiction
CONFIDENTIALManufacturing Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn • Minnesota
Contract Type FiledMay 19th, 1998 Company Jurisdiction
AMENDMENT NO. 4 TO THE REDEEMABLE CLASS A WARRANT AGREEMENTWarrant Agreement • September 12th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 12th, 2002 Company Industry Jurisdiction
ARTICLE 1. APPOINTMENT OF WARRANT AGENT; ISSUANCE, FORM AND EXECUTION OF WARRANT CERTIFICATESClass B Warrant Agreement • October 3rd, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • New York
Contract Type FiledOctober 3rd, 2002 Company Industry Jurisdiction
R. J. Steichen & Company One Financial Plaza 120 South Sixth Street Minneapolis, MN 55402 Ladies and Gentlemen: This letter is being delivered to you in connection with the Underwriting Agreement (the "UNDERWRITING AGREEMENT") between Hypertension...Underwriting Agreement • July 15th, 1998 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledJuly 15th, 1998 Company Industry
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 3rd, 2013 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 3rd, 2013 Company Industry Jurisdiction
Exhibit 4.2 AMENDMENT NO. 1 TO THE AMENDED AND RESTATED REDEEMABLE CLASS B WARRANT AGREEMENTRedeemable Class B Warrant Agreement • October 18th, 2002 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledOctober 18th, 2002 Company Industry
TABLE OF CONTENTS EXHIBIT 10.19 EMPLOYMENT AGREEMENT BETWEEN GREG H. GUETTLER AND HYPERTENSION DIAGNOSTICS, INC. THIS AGREEMENT is entered into as of September 8, 1999, by and between Hypertension Diagnostics, Inc., a Minnesota corporation (the...Employment Agreement • February 11th, 2000 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledFebruary 11th, 2000 Company Industry Jurisdiction
HYPERTENSION DIAGNOSTICS INC™ EMPLOYMENT AGREEMENTEmployment Agreement • September 29th, 2004 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledSeptember 29th, 2004 Company Industry JurisdictionTHIS AGREEMENT (this “Agreement”) is entered into as of August 28, 2003 by and between Hypertension Diagnostics, Inc., a Minnesota corporation (the “Company” ), and Mark N. Schwartz (the “Employee”).
ContractNote Agreement • November 14th, 2012 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus
Contract Type FiledNovember 14th, 2012 Company IndustryTHIS SECURITY HAS NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933 (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE MAKER.
CONFIDENTIALManufacturing Services Agreement • May 19th, 1998 • Hypertension Diagnostics Inc /Mn • Minnesota
Contract Type FiledMay 19th, 1998 Company Jurisdiction