EARTHWORKS ENTERTAINMENT, INC. WARRANT TO PURCHASE SHARES OF STOCKWarrant Agreement • July 26th, 2005 • Baker Christopher P • Hotels & motels • Massachusetts
THIS CERTIFIES THAT, for value received, Cimarolo Partners, LLC, a Delaware limited liability company, or its registered assigns (the “Holder”), is entitled to subscribe for and purchase from Earthworks, Entertainment, Inc., a Delaware corporation (the “Company”), at any time prior to or upon June 15, 2008 (the “Expiration Date”), the Shares of the Company (as defined below) at the applicable exercise price set forth below (as adjusted from time to time pursuant to Section 4 hereof), subject to the provisions and upon the terms and conditions hereinafter set forth.
LMIC, Inc. Shares of Common Stock and Common Stock Warrants SUBSCRIPTION AGREEMENTSubscription Agreement • October 5th, 2005 • Baker Christopher P • Printed circuit boards • Delaware
FIRST AMENDMENT TO SENIOR SECURED CONVERTIBLE PROMISSORY NOTESenior Secured Convertible Promissory Note • July 26th, 2005 • Baker Christopher P • Hotels & motels • Massachusetts
This First Amendment to Senior Secured Convertible Promissory Note (this “Amendment”) dated as of the 15th day of June, 2005 is made and entered into by Anasazi Partners II, LLC (the “Lender”), and Earthworks Entertainment, Inc., a Delaware corporation (the “Company”).
SUBSCRIPTION AGREEMENT AND INVESTOR INFORMATION STATEMENT IMPORTANT: Please refer to Schedule 1 commencing on page 11 when reviewing this document. The Schedule is incorporated herein and made a part hereof.Subscription Agreement • October 5th, 2005 • Baker Christopher P • Investment advice • New York
ContractWarrant Agreement • October 5th, 2005 • Baker Christopher P • Investment advice • New York
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAWS OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO NATIONAL INVESTMENT MANAGERS INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
WARRANT TO PURCHASE COMMON STOCKWarrant to Purchase Common Stock • October 5th, 2005 • Baker Christopher P • Printed circuit boards • Delaware
THIS WARRANT CERTIFIES THAT for value received, CHRISTOPHER P. BAKER or its registered assigns (hereinafter called the “Holder”) is entitled to purchase from LMIC, INC. (hereinafter called the “Company”), the above referenced number of fully paid and nonassessable shares (the “Shares”) of common stock (the “Common Stock”), of Company, at the Warrant Price per Share referenced above; the number of shares purchasable upon exercise of this Warrant referenced above being subject to adjustment from time to time as described herein. This Warrant is issued in connection with that certain Subscription Agreement dated as of December 27, 2004, by and between the Company and Holder (the “Subscription Agreement”). The exercise of this Warrant shall be subject to the provisions, limitations and restrictions contained herein.
JOINT FILING AGREEMENT dated May 26, 2006 Re: Joint Filing of Schedule 13DJoint Filing Agreement • May 26th, 2006 • Baker Christopher P • Hotels & motels
This will confirm the agreement by and among all the undersigned that the Amendment No. 2 to the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of Common Stock, par value $0.0015 per share, of Earthworks Entertainment, Inc. is being, and any and all further amendments to the Schedule 13D may be, filed on behalf of each of the undersigned.
FIRST AMENDMENT TO SENIOR SECURED CONVERTIBLE PROMISSORY NOTESenior Secured Convertible Promissory Note • July 26th, 2005 • Baker Christopher P • Hotels & motels • Massachusetts
This First Amendment to Senior Secured Convertible Promissory Note (this “Amendment”) dated as of the 15th day of June, 2005 is made and entered into by Christopher P. Baker (the “Lender”), and Earthworks Entertainment, Inc., a Delaware corporation (the “Company”).
Z-FORCE ENTERPRISES INTEREST PURCHASE AGREEMENTInterest Purchase Agreement • July 26th, 2005 • Baker Christopher P • Hotels & motels • Delaware
THIS Z-FORCE ENTERPRISES INTEREST PURCHASE AGREEMENT, dated as of September 7, 2004 (the “Agreement”), is entered into by and among Z-Force Enterprises, LLC, a Delaware limited liability company (the “Company”), Earthworks Entertainment, Inc., a Delaware corporation (“Earthworks”), and Z-Force Partners, LLC, a Delaware limited liability company (the “Investor”).
EARTHWORKS ENTERTAINMENT, INC. Agreement Regarding and Amendment to Convertible Promissory Note May , 2006Convertible Promissory Note Amendment • May 26th, 2006 • Baker Christopher P • Hotels & motels • Massachusetts
WHEREAS, Earthworks Entertainment, Inc., a Delaware corporation (the “Company”), and (the “Lender”), wish to amend the terms of the Senior Secured Promissory Note (the “Note”), issued on , as amended, issued by the Company for the benefit of the Lender in the amount of $ .
JOINT FILING AGREEMENT dated October 5, 2005 Re: Joint Filing of Schedule 13DJoint Filing Agreement • October 5th, 2005 • Baker Christopher P • Printed circuit boards
This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of Common Stock, par value $0.001 per share, of LMIC, Inc. is being, and any and all further amendments to the Schedule 13D may be, filed on behalf of each of the undersigned.
SUBSCRIPTION AGREEMENT eCONTENT, INC. SUBSCRIPTION AGREEMENTSubscription Agreement • August 26th, 2004 • Baker Christopher P • Hotels & motels • Florida
The undersigned desires to become a stockholder of eContent, Inc., a Delaware corporation (the “Company”), and hereby irrevocably subscribes for shares (“Shares”) of the Company’s Common Stock (“Common Stock”) at a purchase price of $1.00 per share. In connection with this offer to purchase a Common Stock, the undersigned subscriber represents and acknowledges as follows:
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • October 5th, 2005 • Baker Christopher P • Printed circuit boards • New York
COMMON STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of December 27, 2004, by and among LINSANG PARTNERS, LLC (“Linsang”), LINSANG INTERNATIONAL L.P. (“Linsang International”); and Christopher P. Baker. Linsang, Linsang International are hereinafter sometimes collectively referred to as the “Linsang Group.” Chistopher P. Baker is hereinafter sometimes referred to as the “Purchaser.”
EARTHWORKS ENTERTAINMENT, INC. WARRANT TO PURCHASE SHARES OF STOCKWarrant Agreement • August 26th, 2004 • Baker Christopher P • Hotels & motels • Massachusetts
THIS CERTIFIES THAT, for value received, C.P. Baker & Co., Ltd., or its registered assigns (the “Holder”), is entitled to subscribe for and purchase from Earthworks Entertainment, Inc., a Delaware corporation (the “Company”), at any time prior to or upon June 14, 2007 (the “Expiration Date”), the Shares of the Company (as defined below) at the applicable exercise price set forth below, subject to the provisions and upon the terms and conditions hereinafter set forth.
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • October 5th, 2005 • Baker Christopher P • Printed circuit boards • New York
COMMON STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of December 27, 2004, by and among LINSANG PARTNERS, LLC (“Linsang”), LINSANG INTERNATIONAL L.P. (“Linsang International”); and Anasazi Partners III, LLC (“Anasazi”). Linsang, Linsang International are hereinafter sometimes collectively referred to as the “Linsang Group.” Anasazi Partners III, LLC is hereinafter sometimes referred to as the “Purchaser.”
JOINT FILING AGREEMENT dated July 26, 2005 Re: Joint Filing of Schedule 13DJoint Filing Agreement • July 26th, 2005 • Baker Christopher P • Hotels & motels
This will confirm the agreement by and among all the undersigned that the Amendment No. 1 to the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of Common Stock, par value $0.0015 per share, of Earthworks Entertainment, Inc. is being, and any and all further amendments to the Schedule 13D may be, filed on behalf of each of the undersigned.
EARTHWORKS ENTERTAINMENT, INC. Amendment to Warrant May , 2006Warrant Amendment • May 26th, 2006 • Baker Christopher P • Hotels & motels • Delaware
WHEREAS, Earthworks Entertainment, Inc., a Delaware corporation (the “Company”), and (the “Lender”), wish to amend the terms of the Warrant to Purchase Shares of Stock (the “Warrant”), issued on .
JOINT FILING AGREEMENT dated October 5, 2005 Re: Joint Filing of Schedule 13DJoint Filing Agreement • October 5th, 2005 • Baker Christopher P • Investment advice
This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date with respect to the beneficial ownership of the undersigned of Common Stock, par value $0.001 per share, of National Investment Managers, Inc. is being, and any and all further amendments to the Schedule 13D may be, filed on behalf of each of the undersigned.
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k)(1)Joint Filing Agreement • December 3rd, 2013 • Baker Christopher P • Services-prepackaged software
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the Common Stock of America’s Suppliers, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, have executed this Joint Filing Agreement this 3rd day of December, 2013.
NOTE AND WARRANT PURCHASE AGREEMENTNote and Warrant Purchase Agreement • August 26th, 2004 • Baker Christopher P • Hotels & motels • Massachusetts
THIS NOTE AND WARRANT PURCHASE AGREEMENT (“Agreement”) is made as of May 12, 2004, by and among Earthworks Entertainment, Inc., a Delaware corporation (the “Company”), and certain lenders party hereto (each a “Lender” and, collectively, the “Lenders”).
COMMON STOCK PURCHASE AGREEMENTCommon Stock Purchase Agreement • October 5th, 2005 • Baker Christopher P • Printed circuit boards • New York
COMMON STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of December 27, 2004, by and among LINSANG PARTNERS, LLC (“Linsang”), LINSANG INTERNATIONAL L.P. (“Linsang International”); and Anasazi Partners III Offshore, Ltd. (“Anasazi”). Linsang, Linsang International are hereinafter sometimes collectively referred to as the “Linsang Group.” Anasazi Partners III Offshore, Ltd. is hereinafter sometimes referred to as the “Purchaser.”
