AGREEMENT OF LEASELease Agreement • March 31st, 2003 • Knight Trading Group Inc • Security brokers, dealers & flotation companies • New Jersey
WITNESSETHEmployment Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
betweenLoan Agreement • June 25th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETH:Asset Purchase Agreement • December 15th, 2004 • Knight Trading Group Inc • Security brokers, dealers & flotation companies
SECOND AMENDMENT OF LEASE ------------------------- AMENDMENT, dated September 30, 1997, by and between NEWPORT L.G.-I, -- INC., a Delaware corporation, having an office c/o The Georgetown Company, 667 Madison Avenue, New York, New York 10021...Lease • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies
CONTRIBUTION AGREEMENT THIS CONTRIBUTION AGREEMENT, dated as of April __, 1998 (this "Agreement"), is made and entered into by and among Roundtable Partners, L.L.C., a Delaware limited liability company (the "LLC"), Knight/Trimark Group, Inc., a...Contribution Agreement • July 7th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
betweenLease Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
KNIGHT CAPITAL GROUP, INC. and DEUTSCHE BANK TRUST COMPANY AMERICAS, as Trustee INDENTURE Dated as of March 19, 2010 3.50% Cash Convertible Senior Subordinated Notes due 2015Indenture • March 19th, 2010 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
INDENTURE dated as of March 19, 2010 between KNIGHT CAPITAL GROUP, INC., a Delaware corporation, as issuer (the “Company”, as more fully set forth in Section 1.01) and DEUTSCHE BANK TRUST COMPANY AMERICAS, as trustee (the “Trustee”, as more fully set forth in Section 1.01).
WITNESSETHEmployment Agreement • June 1st, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETHEmployment Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.1 9,000,000 shares/1/ KNIGHT/TRIMARK GROUP, INC. Common Stock UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • February 25th, 1999 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
AGREEMENT effective as of the 5th day of April, 1995 (the "Effective Date") by and between Automated Securities Clearance Ltd., a New Jersey corporation, having its principal office at 800 Harbor Boulevard, Weehawken, New Jersey 07087 ("ASC"), and...Licensing Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
betweenLease Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • Jersey
IN WITNESS WHEREOF, each of the parties has caused this Assumption Agreement to be duly executed and delivered as of July 31, 1998. ROUNTABLE PARTNERS, L.L.C. By: /s/ Kenneth Pasternak _______________________ Kenneth Pasternak President KNIGHT/TRIMARK...Assumption Agreement • August 21st, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies
ASSUMPTION AGREEMENT ASSUMPTION AGREEMENT, between Roundtable Partners, L.L.C., a Delaware limited liability company (the "Borrower"), and Knight/Trimark Group, Inc., a Delaware corporation (the "Guarantor"). Pursuant to Section 5.1 (b) and Section 5.2 (a) of the Loan Agreement, dated as of June 19, 1998 (the "Loan Agreement"), between PaineWebber Capital Inc., a Delaware corporation (the "Lender"), and the Borrower, the Borrower may liquidate or dissolve (the "Liquidation"), so long as the Guarantor has agreed to assume all of the Borrower's obligations under the Loan Agreement and the Note (as defined in the Loan Agreement) and all of the assets of the Borrower are distributed to the Guarantor. The terms defined in the Loan Agreement are used herein as therein defined. In order to consummate the Liquidation, the Borrower and the Guarantor hereby agree as follows: 1. The Borrower hereby transfers and assigns to the Guarantor (and its successors and assigns) all of its obligations unde
UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • June 1st, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETHEmployment Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETHEmployment Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
FORM OF --------Registration Rights Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
THIRD AMENDMENT OF LEASE ------------------------ AGREEMENT made as of the 18th day of March, 1998, between TRIZECHAHN NEWPORT INC., a Delaware corporation having an office at 1411 Broadway, New York, New York 10018 (hereinafter referred to as...Lease Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies
March 15, 2010Warrant Agreement • March 19th, 2010 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the Warrants issued by Knight Capital Group, Inc. (“Company”) to JPMorgan Chase Bank, National Association, London Branch (“Dealer”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for this Transaction.
SPECIMEN AGREEMENT SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AGREEMENT THIS AGREEMENT, made and entered into this ____ day of ______, 19__, by and among Knight/Trimark Group (hereinafter referred to as the "Corporation"), a Corporation organized and...Supplemental Executive Retirement Plan Agreement • May 26th, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.2 Amendment to Clearing Agreement The undersigned hereby amend the clearing agreement dated as of September 28, 1999, between Broadcort Capital Corp. (the "Clearing Firm") and Knight Securities, L.P. (hereinafter referred to as the...Clearing Agreement • November 12th, 1999 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies
CREDIT AGREEMENT among KNIGHT CAPITAL GROUP, INC. as Borrower, The Several Lenders from Time to Time Party Hereto, US BANK NATIONAL ASSOCIATION as Syndication Agent and JPMORGAN CHASE BANK, N.A., as Administrative Agent Dated as of June 29, 2011 US...Credit Agreement • June 30th, 2011 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
CREDIT AGREEMENT (this “Agreement”), dated as of June 29, 2011, among KNIGHT CAPITAL GROUP, INC., a Delaware corporation (the “Borrower”), the several banks and other financial institutions or entities from time to time party to this Agreement (the “Lenders”), US BANK NATIONAL ASSOCIATION as syndication agent (in such capacity, the “Syndication Agent”), and JPMORGAN CHASE BANK, N.A., as administrative agent.
KNIGHT CAPITAL GROUP, INC. RESTRICTED STOCK UNIT AGREEMENTRestricted Stock Unit Agreement • February 29th, 2012 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies
This Restricted Stock Unit Agreement, including Exhibit A (collectively, the “Agreement”) is executed and delivered as of the Grant Date by and between Knight Capital Group, Inc. (the “Company”) and the Grantee. The Grantee and the Company hereby agree as follows:
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGERMerger Agreement • January 12th, 2000 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • Delaware
Form of Voting and Support Agreement VOTING AND SUPPORT AGREEMENTVoting and Support Agreement • December 24th, 2012 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS VOTING AND SUPPORT AGREEMENT, dated as of December 19, 2012 (the “Agreement”), between Knight Capital Group, Inc., a Delaware corporation (“Knight”), and the undersigned (the “Holder”), a [unitholder/member] of GETCO Holding Company, LLC, a Delaware limited liability company (“GETCO”).
March 15, 2010Call Option Transaction • March 19th, 2010 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between JPMorgan Chase Bank, National Association, London Branch (“Dealer”) and Knight Capital Group, Inc. (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for this Transaction.
CREDIT AGREEMENT among KNIGHT EXECUTION & CLEARING SERVICES LLC and KNIGHT CAPITAL AMERICAS, L.P. as Borrowers, KNIGHT CAPITAL GROUP, INC. as Guarantor, The Several Lenders from Time to Time Party Hereto, US BANK NATIONAL ASSOCIATION as Syndication...Credit Agreement • June 30th, 2011 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
CREDIT AGREEMENT (this “Agreement”), dated as of June 29, 2011, among KNIGHT EXECUTION & CLEARING SERVICES LLC, a Delaware limited liability company, (“KECS”), and KNIGHT CAPITAL AMERICAS, L.P., a Delaware limited partnership, (“KCA”), as borrowers (the “Borrowers”), KNIGHT CAPITAL GROUP, INC., a Delaware corporation, as guarantor (the “Guarantor”), the several banks and other financial institutions or entities from time to time party to this Agreement (the “Lenders”), US BANK NATIONAL ASSOCIATION as syndication agent (in such capacity, the “Syndication Agent”), and JPMORGAN CHASE BANK, N.A., as administrative agent.
KNIGHT CAPITAL GROUP, INC. AMENDED AND RESTATED RESTRICTED STOCK UNIT AGREEMENTRestricted Stock Unit Agreement • February 24th, 2010 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
This Restricted Stock Unit Agreement (this “Agreement”) is executed and delivered as of the Grant Date by and between Knight Capital Group, Inc. (the “Company”) and the Grantee. The Grantee and the Company hereby agree as follows:
KNIGHT CAPITAL GROUP, INC. RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • February 29th, 2012 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies
This Restricted Stock Agreement, including Exhibit A (collectively, the “Agreement”), is executed and delivered as of the Grant Date by and between Knight Capital Group, Inc. (the “Company”) and the Grantee. The Grantee and the Company hereby agree as follows:
LIMITED LIABILITY COMPANY AGREEMENT of Deephaven Capital Management Holdings LLC among Knight Capital Group, Inc. KFP Holdings I LLC, Deephaven Managing Partners, LLC, Colin Smith, Shailesh Vasundhra and Matthew Nunn Dated as of: February 1, 2008Limited Liability Company Agreement • February 7th, 2008 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS LIMITED LIABILITY COMPANY AGREEMENT (this “Limited Liability Company Agreement”) of Deephaven Capital Management Holdings LLC, a Delaware limited liability company (the “Company”), made as of the 1st day of February, 2008 (the “Effective Date”), by and among KFP Holdings I LLC, a Delaware limited liability company (“Knight”), Deephaven Managing Partners, LLC, a Minnesota limited liability company (the “Management Group”) (each individually, a “Member” and, collectively, the “Members”), Colin Smith (“Smith”), Shailesh Vasundhra (“Vasundhra”) and Matthew Nunn (“Nunn”, and, together with Smith and Vasundhra, the “Management Group Members”) and, solely with respect to Sections 3.01 and 7.11, Knight Capital Group, Inc., a Delaware corporation (“Knight Capital”).
DIRECTOR’S INDEMNIFICATION AGREEMENTIndemnification Agreement • August 13th, 2003 • Knight Trading Group Inc • Security brokers, dealers & flotation companies • Delaware
This Agreement, dated as of July , 2003 is made by and between Knight Trading Group, Inc., a Delaware corporation (the “Company”), and who is currently serving as a director of the Company (the “Indemnitee”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 6th, 2012 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of August 6, 2012 by and among Knight Capital Group, Inc., a Delaware corporation (the “Company”), the parties identified as the “Investors” on the signature page hereto and any parties identified on the signature pages of any joinder agreement executed and delivered pursuant to Section 10 hereof (each, a “Holder” and, collectively, the “Holders”). Capitalized terms used but not otherwise defined herein are defined in Section 12 hereof.
KNIGHT CAPITAL GROUP, INC. Employee Stock Option AgreementEmployee Stock Option Agreement • February 29th, 2008 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • Delaware
This Agreement is made as of «Grant_Date» (the “Grant Date”), by and between Knight Capital Group, Inc. (the “Company”) and «First_Name» «Last_Name», (the “Grantee”).
AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER by and among GETCO HOLDING COMPANY, LLC GA-GTCO, LLC KNIGHT CAPITAL GROUP, INC. KNIGHT HOLDCO, INC. KNIGHT ACQUISITION CORP GETCO ACQUISITION, LLC and GA-GTCO ACQUISITION, LLC DATED AS OF DECEMBER 19,...Agreement and Plan of Merger • April 15th, 2013 • Knight Capital Group, Inc. • Security brokers, dealers & flotation companies • New York
This AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, this “Agreement”), dated as of December 19, 2012 (the “Original Execution Date”) and amended and restated as of April 15, 2013 (the “Execution Date”), is by and among GETCO Holding Company, LLC, a Delaware limited liability company (“GETCO”); GA-GTCO, LLC, a Delaware limited liability company (“Blocker”); Knight Capital Group, Inc., a Delaware corporation (“Knight”); Knight Holdco, Inc., a Delaware corporation and wholly owned subsidiary of Knight (the “Company”); Knight Acquisition Corp, a Delaware corporation and wholly owned subsidiary of the Company (“Merger Sub A”); GETCO Acquisition, LLC, a Delaware limited liability company and wholly owned subsidiary of the Company (“Merger Sub B”); and GA-GTCO Acquisition, LLC, a Delaware limited liability company and wholly owned subsidiary of the Company (“Merger Sub C”), amends and restates in its entirety that certain Agreement and Plan of Merger (the “Original Merger Agreement”), dat
