Common Contracts
13 similar Clearing Agreement contracts by Olympic Cascade Financial Corp, Knight Trimark Group Inc, Westech Capital Corp, others
EXHIBIT 10.36 CLEARING AGREEMENT This Clearing Agreement ("Agreement") is effective as of October 1, 2004, (the "Commencement Date"), between Fiserv Securities, Inc., a Delaware corporation (hereinafter referred to as the "Clearing Agent") and...Clearing Agreement • June 24th, 2004 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
WITNESSETHClearing Agreement • March 29th, 2002 • Westech Capital Corp • Blank checks
National Securities Corporation August 23, 2001 CLEARING AGREEMENT THIS CLEARING AGREEMENT, dated as of this 23rd day of August 2001 (this "Agreement") between FIRST CLEARING CORPORATION (hereinafter referred to as the "Clearing Firm") and NATIONAL...Clearing Agreement • February 13th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Virginia
Consent to Change in Control and First Amendment to Clearing Agreement ---------------------------------------------------------------------- THIS CONSENT TO CHANGE IN CONTROL AND FIRST AMENDMENT TO CLEARING AGREEMENT dated as of September 18, 2001...Clearing Agreement • February 13th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services
Second Amendment to Clearing Agreement First Amendment to Promissory Note THIS CONSENT AND AMENDMENT TO CERTAIN AGREEMENTS dated as of December 13, 2001 (this "Amendment"), by and among FIRST CLEARING CORPORATION ("Clearing Firm"); OLYMPIC CASCADE...Clearing Agreement • February 13th, 2002 • Olympic Cascade Financial Corp • Security & commodity brokers, dealers, exchanges & services • Virginia
CLEARING AGREEMENT This Agreement is made as of this 8th day of May, 2000, between Fiserv Securities, Inc. (hereinafter referred to as the "Clearing Agent") and First Montauk Securities Corp. (hereinafter referred to as the "Introducing Firm"). In...Clearing Agreement • April 13th, 2001 • First Montauk Financial Corp • Security brokers, dealers & flotation companies
1 EXHIBIT 10.13 Tejas Securities Group, Inc. May 19, 2000 CLEARING AGREEMENT This agreement, made this 19th day of May ("the Agreement") between First Clearing Corporation, (hereinafter referred to as the "Clearing Agent" or "Clearing Firm") and Tejas...Clearing Agreement • August 14th, 2000 • Westech Capital Corp • Blank checks
CLEARING AGREEMENT This agreement, made this 17 day of August, 1993 (the "Agreement") between Correspondent Services Corporation (hereinafter referred to as "CSC"), and First Colonial Securities Group, Inc. (hereinafter referred to as the...Clearing Agreement • June 9th, 2000 • Colonial Direct Financial Group Inc
EXHIBIT 10.2 Amendment to Clearing Agreement The undersigned hereby amend the clearing agreement dated as of September 28, 1999, between Broadcort Capital Corp. (the "Clearing Firm") and Knight Securities, L.P. (hereinafter referred to as the...Clearing Agreement • November 12th, 1999 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies
Exhibit 10.10 CLEARING AGREEMENT This agreement, made this _____17_____ day of ______June________, 1994 (the "Agreement") between Correspondent Services Corporation (hereinafter referred to as "CSC"), and D.E. Frey & Company, Inc. (hereinafter...Clearing Agreement • October 5th, 1999 • D E Frey Group Inc
EXHIBIT 10.7 CLEARING AGREEMENT (Fully Disclosed Futures Commission Merchant) THIS AGREEMENT is made and entered into as of this 11th day of October, 1996 by and between LIT Division of First Options of Chicago, Inc., a Delaware corporation ("LIT")...Clearing Agreement • July 27th, 1999 • Alaron Com Holding Corp • Illinois
CLEARING AGREEMENT BETWEEN NATIONAL INVESTOR SERVICES CORP. -and- TRIMARK SECURITIES, L.P.Clearing Agreement • June 1st, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.1 CLEARING AGREEMENT This agreement, made this 25 day of April, 1997 (the "Agreement") between Correspondent Services Corporation (hereinafter referred to as "CSC"), and Knight Securities LP (hereinafter referred to as the "Correspondent")....Clearing Agreement • June 1st, 1998 • Knight Trimark Group Inc • Security brokers, dealers & flotation companies
