RATIFICATION; DEFINITIONS SECTION 1.01. First Supplemental Indenture .................................................. 2 SECTION 1.02. Definitions ................................................................... 2First Supplemental Indenture • April 25th, 2002 • Stilwell Financial Inc • Finance services • New York
SECOND AMENDMENT TO STOCK PURCHASE AGREEMENT ------------------------Stock Purchase Agreement • August 18th, 1999 • Stilwell Financial Inc
RECITALS:Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services • Colorado
WAIVER AND FIRST AMENDMENT dated as of February 20, 2001 (this "Amendment"), among STILWELL FINANCIAL INC., a Delaware corporation ("Stilwell" or a "Borrower"), JANUS CAPITAL CORPORATION, a Colorado corporation ("Janus" or a "Borrower," and together...Credit Agreement • May 15th, 2001 • Stilwell Financial Inc • Finance services • New York
andRights Agreement • June 15th, 2000 • Stilwell Financial Inc • Finance services • Missouri
LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • June 7th, 2002 • Stilwell Financial Inc • Finance services • Delaware
EXHIBIT 10.3 ASSIGNMENT AND ASSUMPTION AGREEMENT THIS ASSIGNMENT AND ASSUMPTION AGREEMENT ("Agreement") is made and entered into as of the 16th day of March, 2004 by and between Janus Capital Group Inc., a Delaware corporation ("Assignor"), and...Assignment and Assumption Agreement • May 6th, 2004 • Janus Capital Group Inc • Finance services • New York
EXHIBIT NO. 10.34 EMPLOYMENT AGREEMENT AGREEMENT, dated as of January 1, 2003, (this "Agreement") by and between Janus Capital Group Inc., a Delaware corporation (the "Company") and Mark B. Whiston (the "Executive"). WHEREAS, the Board of Directors of...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services • Delaware
EXHIBIT 1.1 ----------- STILWELL FINANCIAL INC. (a Delaware corporation) $[____________] [TITLE OF DEBT SECURITIES] UNDERWRITING AGREEMENTUnderwriting Agreement • September 18th, 2001 • Stilwell Financial Inc • Finance services • New York
CONSENT, WAIVER and AMENDMENT dated as of October 23, 2002 (this "Amendment"), among STILWELL FINANCIAL INC., a Delaware corporation ("Stilwell"), JANUS CAPITAL CORPORATION, a Colorado corporation ("Janus" and, together with Stilwell, the...Credit Agreement • November 14th, 2002 • Stilwell Financial Inc • Finance services • New York
AMENDMENT TO CHANGE OF CONTROL AGREEMENTChange of Control Agreement • December 19th, 2003 • Janus Capital Group Inc • Finance services • Delaware
EXHIBIT 10.31 EMPLOYMENT AGREEMENT AGREEMENT, dated as of the Effective Date specified below (this "Agreement") by and between Janus Capital Group Inc., a Delaware corporation (the "Company") and Gary Black (the "Executive"). 1. Effective Date. The...Employment Agreement • March 15th, 2004 • Janus Capital Group Inc • Finance services • Delaware
ARTICLE III. REPRESENTATIONS AND WARRANTIES OF KCSI AND STILWELLStock Purchase Agreement • November 29th, 1999 • Stilwell Financial Inc • Finance services • Colorado
Execution Copy REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT is made and entered into as of April 30, 2001 by and between Stilwell Financial Inc., a Delaware corporation (the "Company"), and Merrill Lynch & Co., Merrill Lynch,...Registration Rights Agreement • May 15th, 2001 • Stilwell Financial Inc • Finance services • New York
EXHIBIT 10.22 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services • Delaware
WITNESSETHRestricted Stock Award Agreement • September 20th, 2004 • Janus Capital Group Inc • Finance services • Delaware
EXHIBIT 10.6.2 AMENDED AND RESTATED EMPLOYMENT AGREEMENT August 30, 2002 THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement"), is hereby made and entered into by and between Stilwell Financial Inc., a Delaware corporation ("Stilwell") and...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services
EXHIBIT 10.6.5 AMENDED AND RESTATED EMPLOYMENT AGREEMENT August 30, 2002 THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement"), is hereby made and entered into by and between Stilwell Financial, Inc., a Delaware corporation ("Stilwell") and...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services
SECOND AMENDMENT dated as of April 20, 2001 (this "Amendment"), among STILWELL FINANCIAL INC., a Delaware corporation ("Stilwell" or a "Borrower"), JANUS CAPITAL CORPORATION, a Colorado corporation ("Janus" or a "Borrower", and together with Stilwell,...Credit Agreement • August 14th, 2001 • Stilwell Financial Inc • Finance services • New York
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • December 19th, 2003 • Janus Capital Group Inc • Finance services • Delaware
EXHIBIT 10.35 EMPLOYMENT AGREEMENT AGREEMENT, dated as of January 1, 2003 (this "Agreement") by and between Janus Capital Group Inc., a Delaware corporation (the "Company") and Loren M. Starr (the "Executive"). WHEREAS, the Board of Directors of the...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services • Delaware
EMPLOYMENT AGREEMENT THIS AGREEMENT, made and entered into as of this 12th day of June, 2000, by and between Stilwell Financial, Inc., a Delaware corporation ("Stilwell") and Douglas E. Nickerson, an individual ("Executive") to be effective on the...Employment Agreement • March 20th, 2002 • Stilwell Financial Inc • Finance services
EXHIBIT 10.37 EMPLOYMENT AGREEMENT AGREEMENT, dated as of January 1, 2003 (this "Agreement") by and between Janus Capital Group Inc., a Delaware corporation (the "Company") and R. Timothy Hudner (the "Executive"). WHEREAS, the Board of Directors of...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services • Delaware
EXHIBIT 10.20 AMENDED AND RESTATED EMPLOYMENT AGREEMENT August 30, 2002 THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement") is hereby made and entered into by and between Stilwell Financial, Inc., a Delaware corporation ("Stilwell") and...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services
EXHIBIT 10.27 STILWELL FINANCIAL INC. RETENTION AGREEMENT Gwen E Royle 6945 N National Drive Parkville, MO 64152 Dear Gwen: We value your contributions to Stilwell Financial Inc. ("Stilwell"). As an important member of our organization, we hope we can...Retention Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services • Missouri
Janus Capital Group Inc. Underwriting AgreementUnderwriting Agreement • September 18th, 2006 • Janus Capital Group Inc • Finance services • New York
Janus Capital Group Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture (the “Indenture”) dated as of November 6, 2001, between the Company and JP Morgan Chase Bank, as trustee (the “Trustee”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to
RECITALS: --------Stock Purchase Agreement • August 18th, 1999 • Stilwell Financial Inc
betweenFirst Supplemental Indenture • May 6th, 2002 • Stilwell Financial Inc • Finance services • New York
EXHIBIT 10.2 EIGHTH AMENDMENT dated as of April 14, 2004 (this "Amendment"), among JANUS CAPITAL GROUP INC., a Delaware corporation formerly known as Stilwell Financial Inc. (the "Borrower"), the lenders party hereto (the "Lenders") and CITIBANK,...Five-Year Credit Agreement • May 6th, 2004 • Janus Capital Group Inc • Finance services • New York
WITNESSETH:Transition Agreement • March 15th, 2004 • Janus Capital Group Inc • Finance services • Colorado
EXHIBIT 10.18 AMENDED AND RESTATED EMPLOYMENT AGREEMENT August 30, 2002 THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement") is hereby made and entered into by and between Stilwell Financial, Inc., a Delaware corporation ("Stilwell") and...Employment Agreement • March 28th, 2003 • Janus Capital Group Inc • Finance services
Janus Capital Group Inc. Underwriting AgreementUnderwriting Agreement • June 12th, 2007 • Janus Capital Group Inc • Investment advice • New York
Janus Capital Group Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture (the “Indenture”) dated as of November 6, 2001, between the Company and The Bank of New York Trust Company, N.A. (as successor to The Chase Manhattan Bank), as trustee (the “Trustee”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Final Prospectus shall be deemed to refer to and inclu
EXHIBIT A TO STOCK OPTION AWARD AGREEMENTNon-Qualified Stock Option Award Agreement • September 20th, 2004 • Janus Capital Group Inc • Finance services • Delaware
EXHIBIT 10.21.2 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT This Second Amendment to Employment Agreement (this "Amendment") is entered into as of February 13, 2004, by and between Janus Capital Group Inc., a Delaware corporation (the "Company"), and...Employment Agreement • March 15th, 2004 • Janus Capital Group Inc • Finance services • Delaware
THIRD AMENDMENT dated as of October 24, 2001 (this "Amendment"), among STILWELL FINANCIAL INC., a Delaware corporation ("Stilwell" or a "Borrower"), JANUS CAPITAL CORPORATION, a Colorado corporation ("Janus" and, together with Stilwell, the...Credit Agreement • November 14th, 2001 • Stilwell Financial Inc • Finance services • New York
