EXHIBIT 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (the "AGREEMENT") is entered into effective as of July 10, 2002, between SoundView Technology Group, Inc., a Delaware corporation (the "CORPORATION"), and John Hervey (the "EMPLOYEE"). W I T...Employment Agreement • August 14th, 2002 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.17 FORM OF ESCROW AGREEMENT THIS ESCROW AGREEMENT, dated as of __________, [ ], 2000 (this "Escrow Agreement"), is by and among Wit Capital Group, Inc., a corporation organized under the laws of Delaware ("Parent "), E*TRADE Group, Inc. as...Escrow Agreement • July 24th, 2000 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies • Delaware
VOTING AGREEMENTVoting Agreement • December 16th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
BY AND AMONGAgreement and Plan of Merger • May 26th, 2000 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
AMENDMENT NO. 1 TO RIGHTS AGREEMENT AMENDMENT NO. 1 (this "Amendment"), dated as of November 18, 2003, to the Rights Agreement (the "Rights Agreement"), dated as of June 7, 1999, between SoundView Technology Group, Inc. (formerly known as Wit Capital...Rights Agreement • November 19th, 2003 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • Delaware
Draft--06/01/99] 7,600,000 Shares of Common Stock Wit Capital Group, Inc. UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • June 3rd, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
Date]Wit Capital Group Inc • June 3rd, 1999 • Security brokers, dealers & flotation companies • New York
THIRD AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT, dated as of April 9, 1999, among WIT CAPITAL GROUP, INC., a Delaware corporation (the "Corporation"), and each of the persons or entities ----------- identified on Schedule I hereto...Registration Rights Agreement • May 4th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This Employment Agreement (the "AGREEMENT") is entered into effective as of February 5, 2003, between SoundView Technology Group, Inc., a Delaware corporation (the "CORPORATION"), and Robert Meier (the "EMPLOYEE"). W...Employment Agreement • March 21st, 2003 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.20 E*OFFERING CORP. 2000 RESTRICTED STOCK PLAN RESTRICTED STOCK AGREEMENT Unless otherwise defined herein, the terms defined in the 2000 Restricted Stock Plan (the "Plan") shall have the same defined meanings in this Restricted Stock...Restricted Stock Agreement • July 24th, 2000 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies • California
EXHIBIT 10.11 SECOND AMENDED AND RESTATED STOCKHOLDERS AGREEMENTStockholders Agreement • March 18th, 1999 • Wit Capital Group Inc • Delaware
EXHIBIT 10.14 CONFIDENTIAL August 22, 2001 Mr. Russell Crabs 340 Turtleback Road New Canaan, CT 06840 Dear Russ: This letter (the "Agreement ") confirms your election to resign from employment with SoundView Technology Group, Inc. (the "Company")...Soundview Technology Group Inc • November 16th, 2001 • Security brokers, dealers & flotation companies
WIT CAPITAL GROUP, INC. 826 Broadway New York, NY 10003Letter Agreement • May 4th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 2.1 FIRST AMENDMENT TO MERGER AGREEMENT This First Amendment to Merger Agreement (this "Amendment") is entered into as of January 31, 2000 and is by and among SoundView Technology Group, Inc., a Delaware corporation ("SoundView"), Wit Capital...Merger Agreement • February 1st, 2000 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
Date]Wit Capital Group Inc • May 4th, 1999 • Security brokers, dealers & flotation companies • New York
ANDRights Agreement • June 3rd, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
VOTING AGREEMENTVoting Agreement • July 24th, 2000 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies • California
Exhibit 2.2 AMENDMENT AGREEMENT AMENDMENT AGREEMENT (the "Agreement") dated as of September 26, 2000 between Wit SoundView Group, Inc., a Delaware corporation ("Parent"), Wit SoundView Corporation, a Delaware corporation and a direct wholly-owned...Amendment Agreement • October 6th, 2000 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies • Delaware
PURCHASE AGREEMENT DATED AS OF MARCH 26, 1999 BETWEEN WIT CAPITAL GROUP, INC. AND THE GOLDMAN SACHS GROUP, L.P.Purchase Agreement • May 4th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
CONFORMED COPY AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • November 4th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
Article 1 DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Rules of Construction 7 Article 2 MANAGEMENT OF THE COMPANY AND CERTAIN ACTIVITIES 7 Section 2.1 Board of Directors 7 2.1.1 Board Representation 7 2.1.2 Vacancies 8 2.1.3 Termination of...Stockholders Agreement • May 4th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
ANDRights Agreement • August 13th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 10.18 STOCK PURCHASE AGREEMENTStock Purchase Agreement • July 24th, 2000 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies • California
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the "AGREEMENT") is entered into effective as of May 9, 2002, between SoundView Technology Group, Inc., a Delaware corporation (the "CORPORATION"), and Robert Meier (the "EMPLOYEE"). W I T N...Employment Agreement • August 14th, 2002 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • New York
BY AND AMONGAgreement and Plan of Merger • November 19th, 2003 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.15 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into effective as of January 31, 2000, between Wit Capital Group, Inc., a Delaware corporation (together with each of its subsidiaries and divisions, the...Employment Agreement • March 30th, 2000 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.5 EMPLOYMENT AGREEMENT This Employment Agreement (the "AGREEMENT") is entered into effective as of January 3, 2003, between SoundView Technology Group, Inc., a Delaware corporation (the "CORPORATION") and Margot Lebenberg (the "EMPLOYEE")....Employment Agreement • March 21st, 2003 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.8 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into on , 1999, between Wit Capital Group, Inc., a Delaware corporation (the "Corporation"), and Andrew D. Klein (the "Executive"). W I T N E S S E T H:...Employment Agreement • March 18th, 1999 • Wit Capital Group Inc • New York
Exhibit 10.9 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into effective as of March 8, 1999, between Wit Capital Group, Inc., a Delaware corporation (the "Corporation"), and Mark F. Loehr (the...Employment Agreement • May 4th, 1999 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of October 16, 2000, by and among Wit SoundView Group, Inc., a Delaware corporation (together with its permitted successors and...Registration Rights Agreement • August 24th, 2001 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.14 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into effective as of January 31, 2000, between Wit Capital Group, Inc., a Delaware corporation (together with each of its subsidiaries and divisions, the...Employment Agreement • March 30th, 2000 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.12 EMPLOYMENT AGREEMENT This Employment Agreement (the "AGREEMENT") is entered into effective as of March 22, 1999, between Wit Capital Group, Inc., a Delaware corporation (the "CORPORATION"), and Lloyd H. Feller (the "EXECUTIVE"). W I T N...Employment Agreement • January 5th, 2000 • Wit Capital Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.14(b) AMENDED AND RESTATED STRATEGIC ALLIANCE AGREEMENT(1) This Amended and Restated Strategic Alliance Agreement (this "Agreement") is entered into as of September 26, 2000 by and between E*TRADE Group Inc., a Delaware corporation...Strategic Alliance Agreement • October 6th, 2000 • Wit Soundview Group Inc • Security brokers, dealers & flotation companies
RECITALSTermination Agreement and General Release • August 29th, 2001 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 10.1 STANDSTILL AGREEMENT This Standstill Agreement is made and entered into as of December 4, 2001 (this "Standstill Agreement"), by and between SoundView Technology Group, Inc., a Delaware corporation ("SNDV"), and General Atlantic Partners,...Standstill Agreement • December 5th, 2001 • Soundview Technology Group Inc • Security brokers, dealers & flotation companies • Delaware
