EXHIBIT 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT is dated as of the 7th day of June, 2000 by and between Kana Communications, Inc., a Delaware corporation with its principal office at 740 Bay Road, Redwood City, California (the...Stock Purchase Agreement • June 15th, 2000 • Kana Communications Inc • Services-business services, nec • California
Contract Type FiledJune 15th, 2000 Company Industry Jurisdiction
Exhibit 4.13 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT is made and entered into as of February 5, 2002, by and between KANA Software, Inc., a Delaware corporation (the "Company"), and the purchaser whose name and address is set forth on the signature...Purchase Agreement • February 11th, 2002 • Kana Software Inc • Services-business services, nec • New York
Contract Type FiledFebruary 11th, 2002 Company Industry Jurisdiction
b) "Shares" means all issued and outstanding shares of Company Common Stock owned of record by Stockholder or over which Stockholder exercises voting power, in each case, as of the record date for persons entitled (i) to receive notice of, and to vote...Voting Agreement • April 18th, 2001 • Kana Communications Inc • Services-business services, nec • Delaware
Contract Type FiledApril 18th, 2001 Company Industry Jurisdiction
EXHIBIT 10.11 [LOGO] Silicon Valley Bank QuickStart Loan and Security AgreementLoan and Security Agreement • August 16th, 1999 • Kana Communications Inc • Services-business services, nec • California
Contract Type FiledAugust 16th, 1999 Company Industry Jurisdiction
EXHIBIT 1 --------- AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • February 16th, 2000 • Kana Communications Inc • Services-business services, nec • Delaware
Contract Type FiledFebruary 16th, 2000 Company Industry Jurisdiction
Exhibit 4.12 THE WARRANT EVIDENCED OR CONSTITUTED HEREBY HAS BEEN, AND ALL SHARES OF COMMON STOCK ISSUABLE HEREUNDER MAY BE, ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED ("THE ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE,...Kana Software Inc • January 18th, 2002 • Services-business services, nec • Delaware
Company FiledJanuary 18th, 2002 Industry Jurisdiction
EXHIBIT 10.4 KANA COMMUNICATIONS, INC INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this "Agreement") is made and entered into this ____ day of _______, 1999 between Kana Communications, Inc., a Delaware corporation (the "Company"), and...Indemnification Agreement • July 9th, 1999 • Kana Communications Inc • Delaware
Contract Type FiledJuly 9th, 1999 Company Jurisdiction
EXHIBIT B ---------Kana Communications Inc • September 21st, 1999 • Services-business services, nec • Delaware
Company FiledSeptember 21st, 1999 Industry Jurisdiction
30-MONTH VESTING KANA COMMUNICATIONS, INC. STOCK OPTION AGREEMENT ---------------------- STOCK OPTION AGREEMENT made as of the ____________, day of December 1999 by and between Kana Communications, Inc., a Delaware corporation (the "Corporation"), and...Stock Option Agreement • March 14th, 2000 • Kana Communications Inc • Services-business services, nec • California
Contract Type FiledMarch 14th, 2000 Company Industry Jurisdiction
EXHIBIT 1 Agreement and Plan of MergerAgreement and Plan of Merger • April 19th, 2001 • Kana Communications Inc • Services-business services, nec • Delaware
Contract Type FiledApril 19th, 2001 Company Industry Jurisdiction
Exhibit 4.6 THE WARRANT EVIDENCED OR CONSTITUTED HEREBY HAS BEEN, AND ALL SHARES OF COMMON STOCK ISSUABLE HEREUNDER MAY BE, ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED ("THE ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE,...Kana Communications Inc • January 26th, 2001 • Services-business services, nec • Delaware
Company FiledJanuary 26th, 2001 Industry Jurisdiction
EXHIBIT 10.5 Kana Communications, Inc. SOFTWARE LICENSE AGREEMENT This Software License Agreement ("Agreement") is effective as of __________________________, 199______ ("Effective Date"), and is made by and between: Kana Communications, Inc., a...Software License Agreement • July 9th, 1999 • Kana Communications Inc • California
Contract Type FiledJuly 9th, 1999 Company Jurisdiction
EXHIBIT 1.1 Kana Communications, Inc. Common Stock, par value $0.001 per share Underwriting Agreement ----------------------Kana Communications Inc • September 2nd, 1999 • Services-business services, nec • New York
Company FiledSeptember 2nd, 1999 Industry Jurisdiction
EXHIBIT 99.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED OR QUALIFIED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE, AND MAY BE OFFERED AND SOLD ONLY IF REGISTERED AND QUALIFIED PURSUANT...Kana Communications Inc • December 6th, 1999 • Services-business services, nec • California
Company FiledDecember 6th, 1999 Industry Jurisdiction
EXHIBIT 10.2 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this "AGREEMENT") is made as of June 7, 2000 by and among (i) Kana Communications, Inc., a Delaware corporation (the "COMPANY"), (ii) each person listed on Exhibit A...Registration Rights Agreement • June 15th, 2000 • Kana Communications Inc • Services-business services, nec • California
Contract Type FiledJune 15th, 2000 Company Industry Jurisdiction
EXHIBIT 99.7 12 MONTHS ACCELERATION KANA COMMUNICATIONS, INC. STOCK OPTION ASSUMPTION AGREEMENT SILKNET SOFTWARE, INC. EMPLOYEE STOCK OPTION PLAN 1999 STOCK OPTION AND STOCK INCENTIVE PLAN 1999 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN INSITE MARKETING...Stock Option Assumption Agreement • April 27th, 2000 • Kana Communications Inc • Services-business services, nec
Contract Type FiledApril 27th, 2000 Company Industry
EXHIBIT 99.7 ADDENDUM TOStock Issuance Agreement • September 24th, 1999 • Kana Communications Inc • Services-business services, nec
Contract Type FiledSeptember 24th, 1999 Company Industry
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 3rd, 2005 • Kana Software Inc • Services-business services, nec • Delaware
Contract Type FiledOctober 3rd, 2005 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 29, 2005, by and among Kana Software, Inc., a Delaware corporation, with its headquarters located at 181 Constitution Drive, Menlo Park, California 94025 (the “Company”), and each of the undersigned (together with their respective affiliates and any assignee or transferee of all of their respective rights hereunder, the “Initial Investors”).
EXHIBIT 4.5 STOCK AND WARRANT PURCHASE AGREEMENT This STOCK AND WARRANT PURCHASE AGREEMENT is dated as of the 6th day of September, 2000 by and between Kana Communications, Inc., a Delaware corporation with its principal office at 740 Bay Road,...Stock and Warrant Purchase Agreement • January 26th, 2001 • Kana Communications Inc • Services-business services, nec • Delaware
Contract Type FiledJanuary 26th, 2001 Company Industry Jurisdiction
EXHIBIT 10.10 KANA COMMUNICATIONS, INC. STOCK PURCHASE AGREEMENT ------------------------ AGREEMENT made this ______ day of ________________________ 199____, by and between Kana Communications, Inc., a California corporation, and...Stock Purchase Agreement • July 9th, 1999 • Kana Communications Inc • California
Contract Type FiledJuly 9th, 1999 Company Jurisdiction
EXHIBIT 99.4 ADDENDUM TOStock Option Agreement • September 21st, 1999 • Kana Communications Inc • Services-business services, nec
Contract Type FiledSeptember 21st, 1999 Company Industry
EXHIBIT 4.2 KANA COMMUNICATIONS, INC. THIRD AMENDED AND RESTATED INVESTORS' RIGHTS AGREEMENT TABLE OF CONTENTS -----------------Rights Agreement • July 9th, 1999 • Kana Communications Inc • California
Contract Type FiledJuly 9th, 1999 Company Jurisdiction
1. BASIC LEASE TERMS 1 2. PREMISES 4 3. TERM 5 4. POSSESSION 8 5. RENT 10 6. ADDITIONAL RENT; OPERATING EXPENSES 10 7. SECURITY DEPOSIT 14 8. USE 16 9. NOTICES 18 10. BROKERS 18 11. SURRENDER; HOLDING OVER 18 12. TAXES ON TENANT'S PROPERTY 19 13....Office Building Lease • March 14th, 2000 • Kana Communications Inc • Services-business services, nec • California
Contract Type FiledMarch 14th, 2000 Company Industry Jurisdiction
EXHIBIT 99.10Automatic Stock Option Agreement • September 24th, 1999 • Kana Communications Inc • Services-business services, nec • California
Contract Type FiledSeptember 24th, 1999 Company Industry Jurisdiction
Agreement ---------Stock Voting Agreement • February 16th, 2000 • Kana Communications Inc • Services-business services, nec • Delaware
Contract Type FiledFebruary 16th, 2000 Company Industry Jurisdiction
AMENDED AND RESTATED RIGHTS AGREEMENT BY AND BETWEEN KANA SOFTWARE, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., AS RIGHTS AGENT DATED AS OF JANUARY 13, 2009Rights Agreement • January 13th, 2009 • Kana Software Inc • Services-prepackaged software • Delaware
Contract Type FiledJanuary 13th, 2009 Company Industry JurisdictionThis AMENDED AND RESTATED RIGHTS AGREEMENT, dated as of January 13, 2009 (this “Agreement”), is made and entered into by and between Kana Software, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company, as Rights Agent (the “Rights Agent”).
WITNESSETH ARTICLE I LEASED PREMISESIndenture of Lease • June 28th, 2000 • Kana Communications Inc • Services-business services, nec • New Hampshire
Contract Type FiledJune 28th, 2000 Company Industry Jurisdiction
ContractStock Purchase Warrant • October 31st, 2005 • Kana Software Inc • Services-business services, nec • Delaware
Contract Type FiledOctober 31st, 2005 Company Industry JurisdictionTHIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN THE COMMON STOCK AND WARRANT PURCHASE AGREEMENT DATED AS OF SEPTEMBER 29, 2005, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER SAID ACT, OR AN OPINION OF COUNSEL, REASONABLY ACCEPTABLE TO THE COMPANY IN FORM, SUBSTANCE AND SCOPE CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT.
EXHIBIT 4.10 THE WARRANT EVIDENCED OR CONSTITUTED HEREBY HAS BEEN, AND ALL SHARES OF COMMON STOCK ISSUABLE HEREUNDER MAY BE, ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED ("THE ACT"), AND MAY NOT BE SOLD, OFFERED FOR SALE,...Kana Software Inc • January 18th, 2002 • Services-business services, nec • Delaware
Company FiledJanuary 18th, 2002 Industry Jurisdiction
CREDIT AGREEMENT among SBT HOLDINGS, INC., as Borrower, SWK FUNDING LLC, as Agent, Sole Lead Arranger and Sole Bookrunner, and the financial institutions party hereto from time to time as Lenders Dated as of May 20, 2016Credit Agreement • May 26th, 2016 • SWK Holdings Corp • Miscellaneous business credit institution
Contract Type FiledMay 26th, 2016 Company Industry
EXHIBIT 99.13 KANA COMMUNICATIONS, INC. STOCK PURCHASE AGREEMENT ------------------------ I hereby elect to participate in the 1999 Employee Stock Purchase Plan (the "ESPP") for the offering period specified below, and I hereby subscribe to purchase...Stock Purchase Agreement • September 21st, 1999 • Kana Communications Inc • Services-business services, nec
Contract Type FiledSeptember 21st, 1999 Company Industry
Exhibit 3 Company Stock Option Agreement This Stock Option Agreement (the "Agreement") is made and entered into as of April 9, 2001, between Broadbase Software, Inc., a Delaware corporation ("Company"), and Kana Communications, Inc., a Delaware...Company Stock Option Agreement • April 18th, 2001 • Kana Communications Inc • Services-business services, nec • Delaware
Contract Type FiledApril 18th, 2001 Company Industry Jurisdiction
AGREEMENT ---------Share Purchase Agreement • December 13th, 2001 • Kana Software Inc • Services-business services, nec • California
Contract Type FiledDecember 13th, 2001 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENT November 15, 2007Placement Agency Agreement • November 16th, 2007 • Kana Software Inc • Services-prepackaged software • California
Contract Type FiledNovember 16th, 2007 Company Industry Jurisdiction
SWK HOLDINGS CORPORATION 9.00% SENIOR NOTES DUE 2027 UNDERWRITING AGREEMENTUnderwriting Agreement • October 3rd, 2023 • SWK Holdings Corp • Miscellaneous business credit institution • New York
Contract Type FiledOctober 3rd, 2023 Company Industry JurisdictionThe information in this pricing term sheet relates to the offering of 9.00% Senior Notes due 2027 of SWK Holdings Corporation and is qualified in its entirety by reference to the Preliminary Prospectus, dated September 28, 2023 (the “Preliminary Prospectus”). The information in this pricing term sheet supplements the Preliminary Prospectus and updates and supersedes the information in the Preliminary Prospectus to the extent it is inconsistent with the information in the Preliminary Prospectus. Terms used and not defined herein have the meanings assigned in the Preliminary Prospectus.