INVESTMENT MANAGEMENT AGREEMENT ------------------------------- AGREEMENT made this 20th day of February, 2002, by and between NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND, a Massachusetts business trust (the "Fund"), and NUVEEN ADVISORY CORP., a...Investment Management Agreement • March 25th, 2002 • Nuveen Insured Dividend Advantage Municipal Fund
JOINT FILING AGREEMENTJoint Filing Agreement • November 20th, 2019 • Nuveen AMT-Free Municipal Credit Income Fund
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • March 25th, 2002 • Nuveen Insured Dividend Advantage Municipal Fund • New York
W I T N E S S E T H - - - - - - - - - -Expense Reimbursement Agreement • March 25th, 2002 • Nuveen Insured Dividend Advantage Municipal Fund
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • October 9th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
Morgan Stanley & Co. Incorporated MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • October 9th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of April 1, 2009, is by and between Morgan Stanley & Co. Incorporated (“Morgan Stanley,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • December 17th, 2021 • Nuveen AMT-Free Municipal Credit Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen AMT-Free Municipal Credit Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, up to 5,594,405 shares of the Fund’s Common Stock.
UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund • New York
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyAgency and Service Agreement • March 24th, 2011 • Nuveen Insured Dividend Advantage Municipal Fund • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND Chicago, Illinois 60606Nuveen AMT-Free Municipal Credit Income Fund • December 17th, 2021
Nuveen AMT-Free Municipal Credit Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed an automatic shelf registration statement on Form N-2 (File Nos. 333-261173 and 811-09475) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings. The Fund also has filed or will file a prospectus supplement (“Prospectus Supplement”) pursuant to Rule 424 under the Securities Act of 1933 in connection with the offering of its common shares through an ATM offering.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 9th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund • Illinois
AGREEMENT made this 13th day of November 2007, by and between Nuveen Insured Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2009)Nuveen Insured Dividend Advantage Municipal Fund • March 24th, 2011 • Illinois
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED]Master Selected Dealer Agreement • October 14th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund • New York
In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Representatives”), you (a “Dealer”) may be offered from time to time the opportunity to purchase a portion of such securities, as a principal, at a discount from the public offering price representing a selling concession or reallowance granted as consideration for services rendered in the distribution of such securities, subject to the terms and conditions of this Agreement.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 19th, 2016 • Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund • Illinois
AGREEMENT made this 11th day of April 2016, by and between NUVEEN ENHANCED AMT-FREE MUNICIPAL CREDIT OPPORTUNITIES FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
I SERVICES --------Shareholder Transfer Agency Agreement • March 25th, 2002 • Nuveen Insured Dividend Advantage Municipal Fund • New York
EXCHANGE TRADED FUND CUSTODY AGREEMENT THIS AGREEMENT is made this 19/th/ day of February, 2002 by and between NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND, a closed-end investment company organized as a Massachusetts business trust (the "Fund"),...Exchange Traded Fund Custody Agreement • March 25th, 2002 • Nuveen Insured Dividend Advantage Municipal Fund
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Income Fund • Illinois
AGREEMENT made this 13th day of November 2007, by and between Nuveen Insured Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund (NVG))Investment Sub-Advisory Agreement • May 19th, 2016 • Nuveen Enhanced AMT-Free Municipal Credit Opportunities Fund • Illinois
THIS AGREEMENT is made as of the 11th day of April 2016, between Nuveen Fund Advisors, LLC, Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust CompanyAgency and Service Agreement • October 14th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund
This Amendment is made as of this 14th day of October 2009, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated October 7, 2002, as amended, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTCustodian Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Income Fund • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
MASTER DEALER AGREEMENTMaster Dealer Agreement • October 9th, 2009 • Nuveen Insured Dividend Advantage Municipal Fund • New York
CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreements • November 18th, 2021 • Nuveen AMT-Free Municipal Credit Income Fund
Agreement made as of this 30th day of July 2021, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2021.
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND UNDERWRITING AGREEMENT (THE “AGREEMENT”) (MFP Shares)Underwriting Agreement • December 3rd, 2021 • Nuveen AMT-Free Municipal Credit Income Fund • New York
DEPOSITARY AGREEMENTDepositary Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Income Fund • Massachusetts
This Depositary Agreement is entered into as of this 30th day of July, 2014, by and among Nuveen Dividend Advantage Municipal Income Fund (NYSE MKT: NVG), a business trust organized and existing under the laws of the Commonwealth of Massachusetts (the “Company”) and Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (in its capacity as Depositary, collectively hereunder, the “Depositary” or individually the “Trust Company” and “Computershare,” respectively).
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND (NVG) AND NUVEEN FUND ADVISORS, LLC AND BOFA SECURITIES, INC. REMARKETING AGREEMENT Dated as of December 3, 2021 Series C MuniFund Preferred Shares Variable Rate Remarketed Mode (NVG – Series C MFP)Remarketing Agreement • December 3rd, 2021 • Nuveen AMT-Free Municipal Credit Income Fund • New York
This REMARKETING AGREEMENT, dated as of December 3, 2021 (this “Agreement”), by and among Nuveen AMT-Free Municipal Credit Income Fund, a closed-end investment company organized as a Massachusetts business trust (the “Fund”), Nuveen Fund Advisors, LLC, a registered investment adviser and wholly-owned subsidiary of Nuveen Investments, Inc. (the “Investment Adviser”), and BofA Securities, Inc., a Delaware corporation (the “Remarketing Agent”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 27th, 2015 • Nuveen Dividend Advantage Municipal Income Fund • Illinois
AGREEMENT made this 1st day of October 2014, by and between Nuveen Dividend Advantage Municipal Income Fund, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
July 30, 2014Letter of Agreement • August 18th, 2014 • Nuveen Dividend Advantage Municipal Income Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • August 27th, 2015 • Nuveen Dividend Advantage Municipal Income Fund • Illinois
THIS AGREEMENT is made as of the 1st day of October 2014, between Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
NUVEEN AMT-FREE MUNICIPAL CREDIT INCOME FUND Chicago, Illinois 60606Nuveen AMT-Free Municipal Credit Income Fund • November 18th, 2021 • Illinois
Nuveen AMT-Free Municipal Credit Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed an automatic shelf registration statement on Form N-2 (File Nos. 333-[ ] and 811-[ ]) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings. The Fund also has filed or will file a prospectus supplement (“Prospectus Supplement”) pursuant to Rule 424 under the Securities Act of 1933 in connection with the offering of its common shares through an ATM offering.
NUVEEN QUALITY MUNICIPAL CREDIT INCOME FUND Chicago, Illinois 60606Nuveen AMT-Free Municipal Credit Income Fund • October 26th, 2018
Nuveen AMT-Free Quality Municipal Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-226136 and 811-09475) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended (the “1933 Act”), to register different securities of the funds, including additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings. The base prospectus included in the Registration Statement at the time it became effective is herein called the “Base Prospectus”. The final prospectus in the form first filed under paragraphs (c) and (h) of Rule 497 under the 1933 Act, including the Base Prospectus, and furnished to you for use in connection with the offering of the shares (as define
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTSInvestment Management Agreements • August 27th, 2015 • Nuveen Dividend Advantage Municipal Income Fund
This Agreement made this 28th day of July 2015 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 24th, 2011 • Nuveen Insured Dividend Advantage Municipal Fund
This Agreement made this 31st day of July 2008 by and between Nuveen Insured Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
WITNESSETH:Nuveen Insured Dividend Advantage • March 25th, 2002 • Nuveen Insured Dividend Advantage Municipal Fund
NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTSManagement Agreements • September 7th, 2023 • Nuveen AMT-Free Municipal Credit Income Fund
Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.
NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 24th, 2011 • Nuveen Insured Dividend Advantage Municipal Fund
This Agreement made this 28th day of May 2009 by and between Nuveen Insured Dividend Advantage Municipal Fund, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
