1 EXHIBIT 10.14 AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT CROSSROADS SYSTEMS, INC. 2 TABLE OF CONTENTSLoan and Security Agreement • September 27th, 1999 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
1 EXHIBIT 99.2 POLARIS COMMUNICATIONS, INC. NON-QUALIFIED STOCK OPTION AGREEMENT Optionee: ----------------------- Number of Option Shares: ----- Option Price per Share: $1,125.00 Date of Grant: March 2, 1999 Vesting Commencement Date: -------------Non-Qualified Stock Option Agreement • May 22nd, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec
June 22, 1999Lease Agreement • August 18th, 1999 • Crossroads Systems Inc
EXHIBIT 4 RIGHTS AGREEMENT BY AND BETWEEN CROSSROADS SYSTEMS, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, AS RIGHTS AGENT DATED AS OF AUGUST 21, 2002 TABLE OF CONTENTSRights Agreement • August 22nd, 2002 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
1 EXHIBIT 10.1 INDEMNITY AGREEMENT THIS INDEMNITY AGREEMENT is made and entered into as of this _____ day of ________, 1999 between Crossroads Systems, Inc., a Delaware corporation (the "Corporation"), and _______________________________...Indemnification Agreement • August 18th, 1999 • Crossroads Systems Inc • Delaware
EXHIBIT 10.12 LETTER AGREEMENT DATED FEBRUARY 22, 2000 BY AND BETWEEN REGISTRANT AND JAMES MOORE February 22, 2000 Mr. James Moore President and Chief Operating Officer Crossroads Systems, Inc. Re: Severance offer Dear James: In connection with the...Severance Agreement • January 16th, 2001 • Crossroads Systems Inc • Computer peripheral equipment, nec
1 EXHIBIT 10.6 BASIC LEASE INFORMATION The following Basic Information is incorporated into and made a part of this lease. Each reference in this lease to any of the Basic Lease Information shall mean the respective information set forth below and...Lease Agreement • August 18th, 1999 • Crossroads Systems Inc
EXHIBIT (d)(4) CROSSROADS SYSTEMS, INC. STOCK OPTION AGREEMENT RECITALS A. The Board has adopted the Plan for the purpose of retaining the services of selected Employees, non-employee members of the Board or of the board of directors of any Parent or...Stock Option Agreement • January 13th, 2003 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
1 EXHIBIT 10.12 STOCK PLEDGE AGREEMENT THIS STOCK PLEDGE AGREEMENT (this "Agreement") is made as of the ____ day of June, 1999 by and between Crossroads Holding Corporation, a Delaware corporation (the "Corporation"), and _______________ ("Pledgor")....Stock Pledge Agreement • August 18th, 1999 • Crossroads Systems Inc • Texas
EXHIBIT 10.9 LOAN MODIFICATION AGREEMENT This Loan Modification Agreement is entered into as of December 31, 2000 by and between Crossroads Systems, Inc. (the "Borrower") and Silicon Valley Bank ("Bank"). DESCRIPTION OF EXISTING INDEBTEDNESS: Among...Loan Modification Agreement • January 17th, 2002 • Crossroads Systems Inc • Computer peripheral equipment, nec
Exhibit 10.01 CROSSROADS SYSTEMS, INC. CONSULTING AGREEMENT This Consulting Agreement ("Agreement") is made and entered into as of the 15th day of February, 2005 by and. between Crossroads Systems, Inc. (the "Company"), and Valerie H. Savage...Consulting Agreement • February 17th, 2005 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
BY AND AMONGInvestors' Rights Agreement • August 18th, 1999 • Crossroads Systems Inc • Texas
AGREEMENT AND PLAN OF MERGER AND REORGANIZATION BY AND AMONG CROSSROADS SYSTEMS, INC., NORTH STAR ACQUISITION CORP. AND POLARIS COMMUNICATIONS, INC.Merger Agreement • March 31st, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
1 EXHIBIT 99.1 COMPENSATION AGREEMENT Agreement made as of the 21st day of March, 2000 by and between Polaris Communications, Inc., an Oregon corporation (the "Corporation"), and ________________ ("Optionee"). W I T N E S S E T H WHEREAS, in...Compensation Agreement • May 22nd, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec
1 EXHIBIT 99.3 CROSSROADS SYSTEMS, INC. STOCK OPTION ASSUMPTION AGREEMENT OPTIONEE: _________________, STOCK OPTION ASSUMPTION AGREEMENT effective as of the 21st day of March, 2000 by Crossroads Systems, Inc., a Delaware corporation ("Crossroads")....Stock Option Assumption Agreement • May 22nd, 2000 • Crossroads Systems Inc • Computer peripheral equipment, nec
COMMON STOCKUnderwriting Agreement • September 27th, 1999 • Crossroads Systems Inc • Computer peripheral equipment, nec • New York
RECITALSEmployment Agreement • January 22nd, 2004 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
CROSSROADS SYSTEMS, INC. FORM OF WARRANT AGREEMENTWarrant Agreement • June 27th, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of [●], between Crossroads Systems, Inc., a Delaware corporation (the “Company”) and [●], a [corporation] [national banking association] organized and existing under the laws of [●] and having a corporate trust office in [●], as warrant agent (the “Warrant Agent”).
Shares of [__]% Series H Cumulative Perpetual Preferred Stock1 and [____________] Warrants to Purchase [___________] Shares of Common Stock Crossroads Systems, Inc. PURCHASE AGREEMENTPurchase Agreement • November 3rd, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • New York
As an inducement to the underwriters (the “Underwriters”) to execute a purchase agreement (the “Purchase Agreement”) providing for a public offering (the “Offering”) of the Series H Non-Convertible Perpetual Preferred Stock (the “Series H Preferred Shares”), of Crossroads Systems, Inc. and any successor (by merger or otherwise) thereto (the “Company”), the undersigned hereby agrees that without, in each case, the prior written consent of Northland Securities, Inc. (“Northland”) during the period specified in the second succeeding paragraph (the “Lock-Up Period”), the undersigned will not: (1) offer, pledge, announce the intention to sell, sell, contract to sell, sell any option or contract to purchase, purchase any option or contract to sell, grant any option, right or warrant to purchase, make any short sale or otherwise transfer or dispose of, directly or indirectly, any shares of the Company’s Series F Preferred Stock, the Company’s Series H Preferred Shares, the Company’s common st
John Middleton Page 1 February 19, 2001 February 19, 2001 Mr. John Middleton Vice President, Engineering Crossroads Systems, Inc. Re: Severance Agreement and General Release Dear John: In connection with the resignation of your employment as Vice...Severance Agreement • January 17th, 2002 • Crossroads Systems Inc • Computer peripheral equipment, nec
In connection with the resignation of your employment as Vice President, Engineering of Crossroads Systems, Inc. ("Crossroads" or the "Company"), the Company is offering you a severance package in exchange for your agreement to release the Company from any and all claims. The details of the severance package and release are explained below. We encourage you to review this document carefully and to discuss it with an attorney.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 25th, 2013 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this __ day of March, 2013 by and among Crossroads Systems, Inc., a Delaware corporation (the “Company”), and the Investors (as defined below) who were issued certain Units comprised of shares of 5.0% Series F Convertible Preferred Stock and Warrants (the “Units”) in connection with that certain Securities Purchase Agreement by and among the Company and Investors, dated as of March 22, 2013 (the “Securities Purchase Agreement”). Capitalized terms used herein have the respective meanings ascribed thereto in the Securities Purchase Agreement unless otherwise defined herein.
EXHIBIT 10.13 LETTER AGREEMENT DATED FEBRUARY 28, 2000 BY AND BETWEEN REGISTRANT AND LARRY SANDERS February 28, 2000 Larry D. Sanders, 115 Longmeadow Drive Los Gatos, CA 95032 Re: Offer of Employment Dear Larry: We are pleased to offer you the...Employment Agreement • January 16th, 2001 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
OEM AGREEMENT betweenOem Agreement • August 18th, 1999 • Crossroads Systems Inc • Colorado
RECITALSEmployment Agreement • January 29th, 2003 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
RECITALSEmployment Agreement • March 17th, 2003 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 11th, 2011 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
THIS THIRD AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of December 31, 2007 (the “Effective Date”) between SILICON VALLEY BANK, a California corporation (“Bank”), and CROSSROADS SYSTEMS (TEXAS), INC., a Texas corporation (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
BACKGROUNDSettlement and License Agreement • June 14th, 2001 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
1 EXHIBIT 10.13 NOTE SECURED BY STOCK PLEDGE AGREEMENT $_______________ Austin, Texas ____________, 1999 FOR VALUE RECEIVED, the undersigned Maker promises to pay to the order of Crossroads Holding Corporation, a Delaware corporation (the...Note Secured by Stock Pledge Agreement • August 18th, 1999 • Crossroads Systems Inc • Texas
EXHIBIT 10.15 OFFICE BUILDING LEASE THE STATE OF TEXAS COUNTY OF TRAVIS THIS LEASE, made and entered into the 8th day of October, 1999, by and between MAPLEWOOD ASSOCIATES, L.P., a Texas Limited Partnership (hereinafter called "Landlord"), and...Office Building Lease • October 13th, 1999 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
TAX BENEFIT PRESERVATION PLAN Dated as of May 23, 2014 by and between CROSSROADS SYSTEMS, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights AgentTax Benefit Preservation Plan • May 23rd, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This TAX BENEFIT PRESERVATION PLAN (this “Plan”), dated as of May 23, 2014, is by and between Crossroads Systems, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as rights agent (the “Rights Agent”). All capitalized terms used in this Plan have the meanings given thereto in Section 1.
RIGHTS AGREEMENT BY AND BETWEEN CROSSROADS SYSTEMS, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, AS RIGHTS AGENT DATED AS OF AUGUST 21, 2002Rights Agreement • March 11th, 2011 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
THIS RIGHTS AGREEMENT, dated as of August 21, 2002 (the "Agreement"), is entered into by and between Crossroads Systems, Inc., a Delaware corporation (the "Company"), and American Stock Transfer & Trust Company, a New York corporation (the "Rights Agent").
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 25th, 2013 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 22nd day of March, 2013, by and between CROSSROADS SYSTEMS, INC., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule of Buyers attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals or entities, collectively, the “Buyers”).
Warrant AgreementWarrant Agreement • November 6th, 2014 • Crossroads Systems Inc • Computer peripheral equipment, nec • Delaware
THIS WARRANT AGREEMENT (the “Agreement”), dated [______], 2014, by and between Crossroads Systems, Inc., a Delaware corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, (the “Warrant Agent”).
April 15, 2009 David Cerf RE: Severance Benefit Plan Dear Mr. Cerf,Severance Benefit Plan • March 11th, 2011 • Crossroads Systems Inc • Computer peripheral equipment, nec
We are pleased to inform you that the Company’s Board of Directors has approved a special severance benefit program for you. The purpose of this letter agreement is to set forth the terms and conditions of your severance benefits and to explain the limitations that will govern their overall value.
CROSSROADS SYSTEMS, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase Warrant • March 11th, 2011 • Crossroads Systems Inc • Computer peripheral equipment, nec • Texas
This COMMON STOCK PURCHASE WARRANT certifies that _____________________, having an address at___________________________________________, or permitted assignees is the registered holder (the “Holder”) of this Common Stock Purchase Warrant (the “Warrant”) to purchase shares of the common stock, par value $.001 per share (the “Common Stock”), of Crossroads Systems, Inc., a Delaware corporation (the “Company”). This Warrant has been issued to the Holder in connection with the private placement of securities offered pursuant to that certain Securities Purchase Agreement, dated _______, 2010 (the “Securities Purchase Agreement”). The Holder takes this Warrant subject to the terms and restrictions set forth in the Transaction Documents (as defined in the Securities Purchase Agreement) and shall be entitled to certain rights and privileges as set forth in the Transaction Documents.
