JOINT FILING AGREEMENTJoint Filing Agreement • December 4th, 2006 • Clinton Group Inc • Air transportation, nonscheduled
Contract Type FiledDecember 4th, 2006 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
LETTER AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of Dillard's, Inc., a Delaware corporation (the "Company"); and WHEREAS, (i) Barington Companies Equity Partners, L.P., Barington Companies Investors, LLC,...Letter Agreement • September 25th, 2008 • Clinton Group Inc • Retail-department stores
Contract Type FiledSeptember 25th, 2008 Company Industry
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • September 25th, 2008 • Clinton Group Inc • Retail-department stores
Contract Type FiledSeptember 25th, 2008 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • November 6th, 2007 • Clinton Group Inc • Services-management services
Contract Type FiledNovember 6th, 2007 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
RESTRICTED STOCK AGREEMENT THIS AGREEMENT, made as of the 16th day of May, 2007 (the "Grant Date"), between Lenox Group Inc., a Delaware corporation (the "Corporation"), and Conrad L. Bringsjord (the "Grantee"). WHEREAS, the Corporation has adopted...Restricted Stock Agreement • August 29th, 2007 • Clinton Group Inc • Pottery & related products • New York
Contract Type FiledAugust 29th, 2007 Company Industry Jurisdiction
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 3rd, 2014 • Clinton Group Inc • Retail-women's clothing stores • New York
Contract Type FiledSeptember 3rd, 2014 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of September 3, 2014, by and among B. Riley & Co., LLC (“B. Riley”), the Purchasers listed on Exhibit A hereto (the “Other Purchasers” and, together with B. Riley, the “Purchasers”), and The Wet Seal, Inc., a Delaware corporation (the “Company”).
Neutral Tandem, Inc. d/b/a Inteliquent 550 West Adams Street, 9th Floor Chicago, IL 60606Corporate Governance • May 20th, 2013 • Clinton Group Inc • Telephone communications (no radiotelephone) • New York
Contract Type FiledMay 20th, 2013 Company Industry JurisdictionThis letter constitutes the agreement (the “Agreement”) between Clinton Group, Inc., a Delaware corporation, on behalf of itself and its respective affiliated funds, persons and entities, both current and future (“Clinton”), and Neutral Tandem, Inc. d/b/a Inteliquent, a Delaware corporation (the “Company”).
REGISTRATION RIGHTS AGREEMENT by and among THE WET SEAL, INC. AND THE HOLDERS SIGNATORY HERETO Dated as of September 3, 2014 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 3rd, 2014 • Clinton Group Inc • Retail-women's clothing stores • New York
Contract Type FiledSeptember 3rd, 2014 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of September 3, 2014, among those parties signatories hereto who purchased shares of Common Stock pursuant to the Securities Purchase Agreement dated September 3, 2014 (the “Holders”) and The Wet Seal, Inc., a Delaware corporation (the “Company”).
Agreement between Clinton Group, Inc. and The Wet Seal, Inc., dated October 4, 2012 The Wet Seal, Inc.Shareholder Agreement • October 5th, 2012 • Clinton Group Inc • Retail-women's clothing stores • Delaware
Contract Type FiledOctober 5th, 2012 Company Industry JurisdictionThis letter constitutes the agreement (the "Agreement") between Clinton Group, Inc., a Delaware corporation, on behalf of itself and its affiliated funds, persons and entities, both current and future (collectively, "Clinton"), and The Wet Seal, Inc., a Delaware corporation (the "Company").
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • January 31st, 2013 • Clinton Group Inc • Telephone communications (no radiotelephone)
Contract Type FiledJanuary 31st, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • October 30th, 2013 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledOctober 30th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
GROUP AGREEMENTGroup Agreement • November 4th, 2013 • Clinton Group Inc • Retail-catalog & mail-order houses • New York
Contract Type FiledNovember 4th, 2013 Company Industry JurisdictionThis GROUP AGREEMENT is made as of November 1, 2013 (the "Agreement"), by and among (i) Cannell Capital LLC, Tristan Offshore Fund, Ltd., Tristan Partners, L.P., Cuttyhunk II Fund LLC, Tonga Partners, L.P. and J. Carlo Cannell (collectively, the "Cannell Parties") and (ii) Clinton Spotlight Master Fund, L.P., Clinton Magnolia Master Fund, Ltd., Clinton Relational Opportunity Master Fund, L.P., Clinton Relational Opportunity, LLC, GEH Capital, Inc., Channel Commerce Partners, L.P., Clinton Group Inc. and George E. Hall (collectively, the "Clinton Parties" and together with the Cannell Parties, the "Group" and individually "Group Members").
AGREEMENTStockholder Agreement • January 18th, 2013 • Clinton Group Inc • Services-business services, nec • Delaware
Contract Type FiledJanuary 18th, 2013 Company Industry JurisdictionThis agreement, effective January 16, 2013 (this "Agreement"), is by and among the persons and entities listed on Exhibit A hereto (collectively, "Clinton Stockholders," or individually "Clinton Stockholder") and Digital Generation, Inc. ("DG" or the "Company"). In consideration of and reliance upon the mutual covenants and agreements contained herein, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereto agree as follows:
Form of Nominee AgreementNominee Agreement • April 18th, 2013 • Clinton Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledApril 18th, 2013 Company IndustryYou agree that you are willing, should we so elect, to become a member of a slate of nominees (the “Slate”) of an affiliate of the undersigned (the “Nominating Party”), to stand for election as a director of Gleacher & Company, Inc., a Delaware corporation (“Gleacher”) in connection with a proxy solicitation (the “Proxy Solicitation”) to be conducted by the undersigned and certain other parties in respect of the 2013 annual meeting of stockholders of Gleacher expected to be held in June 2013 (including any adjournment or postponement thereof or any special meeting held in lieu thereof, the “Annual Meeting”) or appointment or election by other means. You further agree to serve as a director of Gleacher if so elected or appointed. The undersigned agrees on behalf of the Nominating Party to pay the costs of the Proxy Solicitation.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • February 13th, 2013 • Clinton Group Inc • Telephone communications (no radiotelephone)
Contract Type FiledFebruary 13th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • September 30th, 2013 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledSeptember 30th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • February 6th, 2014 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledFebruary 6th, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned. The undersigned acknowledge that each shall be responsible for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)Joint Filing Agreement • August 25th, 2016 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledAugust 25th, 2016 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows that such information is inaccurate.
LENOX GROUP INC. STOCK OPTION AGREEMENT (DIRECTOR OPTION) OPTIONEE: CONRAD L. BRINGSJORD DATE: 05/16/2001 ---------------------------------- NUMBER OF SHARES SUBJECT TO THE OPTION: 3,000 EXERCISE PRICE PER SHARE: $7.11 1. GENERAL. 1.1 The Company...Stock Option Agreement • August 29th, 2007 • Clinton Group Inc • Pottery & related products
Contract Type FiledAugust 29th, 2007 Company Industry
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • April 18th, 2013 • Clinton Group Inc • Security brokers, dealers & flotation companies
Contract Type FiledApril 18th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • March 25th, 2014 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledMarch 25th, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • October 8th, 2014 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledOctober 8th, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • March 21st, 2014 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledMarch 21st, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OF Channel Commerce Partners, L.P. Dated as of August 3, 2013Limited Partnership Agreement • October 30th, 2013 • Clinton Group Inc • Retail-catalog & mail-order houses • Delaware
Contract Type FiledOctober 30th, 2013 Company Industry JurisdictionThis Amended and Restated Limited Partnership Agreement is made and entered into as of the date set forth above by and among the undersigned Persons and shall hereafter govern the Partnership. Capitalized terms used in the preamble and recitals of this Agreement and not otherwise defined therein are defined in Article I.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • March 31st, 2014 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledMarch 31st, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • March 11th, 2014 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledMarch 11th, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • April 29th, 2013 • Clinton Group Inc • Telephone communications (no radiotelephone)
Contract Type FiledApril 29th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
The Purchaser Listed on the Signature Page BelowSecurities Purchase Agreement • September 3rd, 2014 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledSeptember 3rd, 2014 Company IndustryThis letter agreement is entered into to set forth the parties’ understanding concerning certain matters in connection with the Transaction, and in consideration therefor, the undersigned Purchaser represents and warrants to the Company as of the date hereof, as follows:
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • December 31st, 2012 • Clinton Group Inc • Savings institution, federally chartered
Contract Type FiledDecember 31st, 2012 Company Industry
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • May 5th, 2014 • Clinton Group Inc • Retail-catalog & mail-order houses
Contract Type FiledMay 5th, 2014 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned. The undersigned acknowledge that each shall be responsible for the completeness and accuracy of the information concerning him or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • June 25th, 2013 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledJune 25th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
EXHIBIT DAcquisition Agreement • April 25th, 2007 • Clinton Group Inc • Air transportation, nonscheduled
Contract Type FiledApril 25th, 2007 Company IndustryBased on our preliminary analysis, we believe that the agreement recently entered into by World Air Holdings, Inc. ("World Air" or the "Company") to be acquired by Global Aero Logistics Inc. for $12.50 per share in cash does not appear to provide adequate value to the Company's stockholders.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • August 22nd, 2013 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledAugust 22nd, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • January 14th, 2013 • Clinton Group Inc • Services-business services, nec
Contract Type FiledJanuary 14th, 2013 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
Joint Filing Agreement, dated October 5, 2012 PURSUANT TO RULE 13d-1(k)Joint Filing Agreement • October 5th, 2012 • Clinton Group Inc • Retail-women's clothing stores
Contract Type FiledOctober 5th, 2012 Company IndustryThe undersigned acknowledge and agree that the foregoing statement on Schedule 13D is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein and therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows that such information is inaccurate.