ARTICLE 1 DEFINITIONSRegistration Rights Agreement • November 3rd, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Minnesota
WITNESSETHAsset Purchase Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Nevada
Exhibit 10.9 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT ("Agreement"), dated as of ____8/25_________, 2003, by and between Gold and Minerals Co., Inc., a Nevada corporation, or its assigns ("Seller"), Mr. Charles Mottley and Mr. Larry...Asset Purchase Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF EL CAPITAN PRECIOUS METALS, INC.Warrant Agreement • November 3rd, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Nevada
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 8th, 2018 • El Capitan Precious Metals Inc • Metal mining • Kansas
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 18, 2017, by and between EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation, with headquarters located at 5871 Honeysuckle Road, Prescott, AZ 86305 (the “Company”), and L2 CAPITAL, LLC, a Kansas limited liability company, with its address at 8900 State Line Rd., Suite 410, Leawood, KS 66206 (the “Buyer”).
EXHIBIT 4.2 WARRANT NO. WIP-1Warrant Agreement • November 3rd, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas
EXHIBIT 10.1 PURCHASE AGREEMENT THIS PURCHASE AGREEMENT (the "Agreement") is entered into as of the 28th day of October, 2005, by and among El Capitan Precious Metals, Inc., a Nevada corporation (the "Company"), and Whitebox Intermarket Partners,...Purchase Agreement • November 3rd, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Minnesota
EXHIBIT 10.8 JOINT VENTURE AGREEMENT THIS AGREEMENT mired into this the 11th day of May, 2004, by and between U.S. Canadian Minerals, Inc. ("U.S. Canadian"), of Las Vegas, state of Nevada, and El Capitan Precious Metals, Inc. (El Capitan), of...Joint Venture Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Nevada
EXHIBIT 10.7 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT ("Agreement") dated as of July 14, 2004, by Gold and Minerals Co. Inc. a Nevada corporation, or it's assigns ("Seller") Mr. Larry Lozensky (President) and EL Capitan Precious Metals,...Asset Purchase Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Colorado
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 21st, 2016 • El Capitan Precious Metals Inc • Metal mining • Illinois
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 16, 2016, by and between El Capitan Precious Metals, Inc., a Nevada corporation, with headquarters located at 8390 Via de Ventura, Suite F-110 #215, Scottsdale, AZ 85258, (the “Company”), and RIVER NORTH EQUITY, LLC, an Illinois limited liability company, with its address at 360 West Hubbard Street, Unit 2801, Chicago, IL 60654 (the “Buyer”).
To Purchase 366,667 Shares of Common Stock of EL CAPITAN PRECIOUS METALS, INC. (a Nevada corporation) ---------------Warrant Agreement • January 26th, 2006 • El Capitan Precious Metals Inc • Metal mining
and OTR, INC. Rights AgentRights Agreement • January 13th, 2006 • El Capitan Precious Metals Inc • Metal mining • Nevada
AgreementRoyalty Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas
EQUITY PURCHASE AGREEMENTEquity Purchase Agreement • February 23rd, 2017 • El Capitan Precious Metals Inc • Metal mining • Kansas
THIS EQUITY PURCHASE AGREEMENT entered into as of February 21, 2017 (this “AGREEMENT”), by and between L2 CAPITAL, LLC (“INVESTOR”), and EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (the “COMPANY”).
RECITALSSecurity Agreement • January 26th, 2006 • El Capitan Precious Metals Inc • Metal mining • Delaware
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • February 23rd, 2017 • El Capitan Precious Metals Inc • Metal mining • Kansas
This Registration Rights Agreement (“Agreement”), dated February 21, 2017, is made by and between EL CAPITAN PRECIOUS METALS, INC., a Nevada corporation (“Company”), and L2 CAPITAL, LLC (the “Investor”).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF EL CAPITAN PRECIOUS METALS, INC.Warrant Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Nevada
DML SERVICES, INC. - COMMON STOCK SUBSCRIPTION AGREEMENTSubscription Agreement • February 27th, 2001 • DML Services Inc
PROCEEDS ESCROW AGREEMENT PROCEEDS ESCROW AGREEMENT ("Agreement") dated as of July 25, 2001, by and between DML Services, Inc., a Nevada corporation (the "Company") and BRIGHTON BANK of Salt Lake City, Utah (the "Escrow Agent") W I T N E S S E T H...Proceeds Escrow Agreement • July 27th, 2001 • DML Services Inc • Retail-eating places • Utah
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF EL CAPITAN PRECIOUS METALS, INC.Warrant Agreement • August 15th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Nevada
COMMON STOCK PURCHASE WARRANT EL CAPITAN PRECIOUS METALS, INC.Security Agreement • February 23rd, 2017 • El Capitan Precious Metals Inc • Metal mining • Nevada
This COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received (in connection with making an advance to the Company (as defined herein) under the convertible note dated February 21, 2017 in the original principal amount of $550,000.00 (the “Note”)), Lucas Hoppel (including any permitted and registered assigns, the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof (the “Issuance Date”), to purchase from El Capitan Precious Metals, Inc., a Nevada corporation (the “Company”), _____________ shares of Common Stock (as defined below) (the “Warrant Shares”) at the Exercise Price (as defined below) per share then in effect, subject to adjustment from time to time pursuant to the terms and conditions of this Warrant).
RIGHTS AGREEMENTRights Agreement • August 31st, 2011 • El Capitan Precious Metals Inc • Metal mining • Nevada
Until the Distribution Date (or earlier redemption, exchange or expiration of the Preferred Rights), (i) the Preferred Rights will be evidenced by the Common Stock certificates and will be transferred with and only with such Common Stock certificates, (ii) new Common Stock certificates issued after the Record Date will contain a notation incorporating the Preferred Rights Agreement by reference, and (iii) the surrender for transfer of any certificates for Common Stock will also constitute the transfer of the Preferred Rights associated with the Common Stock represented by such certificate.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 11th, 2016 • El Capitan Precious Metals Inc • Metal mining • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 2, 2015, by and between El Capitan Precious Metals, Inc., a Nevada corporation, with headquarters located at 8390 Via de Ventura, Suite F-110 #215, Scottsdale, AZ 85258, (the “Company”), and UNION CAPITAL, LLC, a New York limited liability company, with its address at 525 Norton Parkway, New Haven, CT 06511 (the “Buyer”).
AGREEMENTExchange of Securities Agreement • April 3rd, 2003 • DML Services Inc • Retail-eating places • Colorado
EL CAPITAN PRECIOUS METALS, INC. STOCK OPTION AGREEMENT (NON-STATUTORY STOCK OPTION--EMPLOYEE)Stock Option Agreement • January 13th, 2011 • El Capitan Precious Metals Inc • Metal mining • Nevada
This Stock Option Agreement is made and entered into as of the 9th day of September, 2008, between Kenneth P. Pavlich (“Optionee”) and El Capitan Precious Metals, Inc., a Nevada corporation (the “Company”).
EMPLOYMENT AGREEMENTEmployment Agreement • May 10th, 2007 • El Capitan Precious Metals Inc • Metal mining • Nevada
This Employment Agreement, by and between El Capitan Precious Metals, Inc., a Nevada corporation (the “Company”), and R. William Wilson (the “Executive”) is entered into on the 4th day of May, 2007 (the “Effective Date”).
EXHIBIT 4.2 CONSULTING AGREEMENT This consulting agreement (the "Agreement") is made this 10th day of September, 2003 by and between Larry Lozensky (hereinafter referred to as "Consultant"), and El Capitan Precious Metals, Inc., formerly DML Services,...Consulting Agreement • September 15th, 2003 • DML Services Inc • Crude petroleum & natural gas • Arizona
ContractSales Contract • July 22nd, 2014 • El Capitan Precious Metals Inc • Metal mining • New York
PORTIONS HEREOF IDENTIFIED BY [***] HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT UNDER RULE 24B-2 PROMULGATED UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED. A COMPLETE COPY OF THIS DOCUMENT HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.
AMENDMENT To Agreement between El Capitan Precious Metals, Inc. and Kenneth P. Pavlich (dba Pavlich Associates) dated 27 September, 2005.Amendment to Agreement • August 31st, 2006 • El Capitan Precious Metals Inc • Metal mining
The following amendment is hereby made to the above referenced agreement referenced above as of March 1, 2006. The amendment is for the following:
AGREEMENT OF EXCHANGEAgreement of Exchange • May 18th, 2017 • El Capitan Precious Metals Inc • Metal mining • Nevada
FOR VALUE RECEIVED, the undersigned hereby sells, assigns, and transfers unto _____________________________________ the right to purchase shares of Common Stock of El Capitan Precious Metals, Inc. to which the within Warrant relates and appoints ____________________ attorney, to transfer said right on the books of _________________ with full power of substitution in the premises.
AGREEMENTLoan Agreement • January 11th, 2016 • El Capitan Precious Metals Inc • Metal mining • Arizona
This AGREEMENT is made and entered into this 16 day of April, 2015, by and between El Capitan Precious Metals, Inc., a Nevada corporation of Scottsdale, Arizona, hereinafter referred to as "ECPN" and S&L Energy, LLC, an Arizona limited liability company of Scottsdale, Arizona, hereinafter referred to as "SL".
Exhibit 10.6 AGREEMENT FOR CONSULTING SERVICES AGREEMENT made and entered into as of this 11th day of May, 2004 (the "Agreement"), by and. between El Capitan Precious Metals, Inc. a Nevada corporation (the "Company") with principal offices in...Consulting Agreement • January 24th, 2005 • El Capitan Precious Metals Inc • Crude petroleum & natural gas • Nevada
EXHIBIT 4.1 EMPLOYMENT AGREEMENT This employment agreement (the "Agreement") is made this 19th day of March, 2003 by and between Charles C. Mottley (hereinafter referred to as "President"), and El Capitan Precious Metals, Inc., formerly DML Services,...Employment Agreement • September 15th, 2003 • DML Services Inc • Crude petroleum & natural gas • Arizona
AMENDMENT NO. 1 TO CONSULTING AGREEMENTConsulting Agreement • August 9th, 2006 • El Capitan Precious Metals Inc • Metal mining
This Amendment No. 1 (this “Amendment”) to Agreement between El Capitan Precious Metals, Inc. (“ECPN”) and Clyde L. Smith, Ph.D., P. Eng. (“Smith” or “Consultant” dated August 22, 2005 (the “Original Agreement”) is entered into effective October 25, 2005, by and between ECPN and Smith. This Amendment and the Original Agreement are collectively referred to as the “Agreement.”
ContractSecurities Purchase Agreement • August 14th, 2017 • El Capitan Precious Metals Inc • Metal mining
AMENDMENT TO THE SECURITIES PURCHASE AGREEMENT AND $550,000 PROMISSORY NOTE DATED February 21, 2017 The parties agree that the Securities Purchase Agreement and $550,000 Promissory Note by and between El Capitan Precious Metals, Inc. ("Company") and Lucas Hoppel ("Holder") is hereby amended as follows: Maturity Date: The Maturity Date shall for the first tranche of $100,000 shall be extended to November 15th, 2017. Conversion Price: The Conversion Price shall permanently be changed to equal the lesser of (a) the VWAP of the Common Stock on the trading day prior to the any Advance or (b) 75% of the average of the two lowest daily trades in the five trading days prior to the conversion notice. ALL OTHER TERMS AND CONDITIONS OF THE $550,000 PROMISSORY NOTE REMAIN IN FULL FORCE AND EFFECT. Please indicate acceptance and approval of this amendment dated July 24th, 2017 by signing below: John F. Stapleton El Capital Precious Metals, Inc. Chief Executive Officer
