UNDERWRITING AGREEMENTUnderwriting Agreement • July 31st, 2007 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
Synthetic Fixed-Income Securities, Inc. (the "Depositor"), a Delaware corporation, proposes to form a trust (the "Trust"), which will issue and sell a series (a "Series") of its STRATS(SM) Certificates registered under the registration statement referred to in Section 1(a) hereof consisting of a single class of Callable Certificates, Series 2007-2 in an aggregate principal amount of $31,047,000 (the "Certificates"). The primary assets (the "Primary Assets") of the Trust will be (i) $33,000,000 (by aggregate liquidation amount) of 6.613% fixed rate/floating rate trust preferred securities due 2055 issued by BNSF Funding Trust I (the "Underlying Securities") and (ii) all payments on, or collections in respect of, the Underlying Securities received after July 31, 2007, together with any and all income, proceeds and payments with respect thereto. The Certificates will evidence a proportionate undivided beneficial ownership interest in certain distributions of the Trust. The Certificates wi
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 31st, 2007 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
betweenBase Trust Agreement • September 22nd, 2006 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
BASE TRUST AGREEMENTBase Trust Agreement • August 9th, 2007 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • August 2nd, 2011 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
SYNTHETIC FIXED-INCOME SECURITIES, INC. TRUST CERTIFICATES, SERIES [ ] UNDERWRITING AGREEMENTUnderwriting Agreement • October 3rd, 2001 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
Exhibit 1 SYNTHETIC FIXED-INCOME SECURITIES, INC. STRATS(SM) TRUST FOR NEWS CORPORATION SECURITIES, SERIES 2006-4 UNDERWRITING AGREEMENTUnderwriting Agreement • September 22nd, 2006 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
SUPPLEMENTAL TRUST AGREEMENT NO. 1 FOR STRATSSM TRUST FOR BELLSOUTH TELECOMMUNICATIONS SECURITIES, SERIES 2003-1Supplemental Trust Agreement • March 13th, 2007 • Synthetic Fixed Income Securities Inc • Asset-backed securities
This Supplemental Trust Agreement No. 1, dated as of March 8, 2007 (this “Supplemental Trust Agreement No. 1”), is entered into by and among Synthetic Fixed Income Securities, Inc. as Trustor (the “Trustor”) for STRATSSM Trust for BellSouth Telecommunications Securities, Series 2003-1 (the “Trust”) and U.S. Bank Trust National Association as Trustee for the Trust specified in Annex A (the “Trustee”), and is entered into with respect to the Base Trust Agreement, dated as of September 26, 2003 and between the Trustor and the Trustee, (the “Base Trust Agreement”), as supplemented by the STRATSSM Certificates Series Supplement 2003-1, dated as of September 26, 2003 (the “Series Supplement”, and together with the Base Trust Agreement, the “Trust Agreement”). Capitalized terms used but not otherwise defined herein shall have the respective meanings set forth in the Trust Agreement.
STRATSSM CERTIFICATES SERIES SUPPLEMENT 20[__]-[__] between SYNTHETIC FIXED- INCOME SECURITIES, INC., as Trustor and U.S. BANK TRUST NATIONAL ASSOCIATION, as Trustee and Securities Intermediary STRATSSM TRUST FOR [_____], SERIES 20[__]-[__] Dated as...Stratssm Certificates Series Supplement • August 2nd, 2011 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
This Certificate is one of the duly authorized Certificates designated as “STRATS Certificates, Series 20[__]-[__] (herein called the “Certificate” or “Certificates”). This Certificate is issued under and is subject to the terms, provisions and conditions of the Trust Agreement, to which Trust Agreement the Holder of this Certificate by virtue of the acceptance hereof assents and by which such Holder is bound. The assets of the Trust include the Underlying Securities and all proceeds of the Underlying Securities.
Exhibit 10.1 WARRANT AGENT AGREEMENT STRATSSM CERTIFICATES, SERIES 2006-4 STRATS(SM) TRUST FOR NEWS CORPORATION SECURITIES, SERIES 2006-4 WARRANT AGENT AGREEMENT, dated as of September 8, 2006 (the "Warrant Agent Agreement"), by and between SYNTHETIC...Warrant Agent Agreement • September 22nd, 2006 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
BASE TRUST AGREEMENT between SYNTHETIC FIXED-INCOME SECURITIES, INC. Trustor and U.S. BANK TRUST NATIONAL ASSOCIATION Trustee Dated as of [_____] [__], 20[__]Base Trust Agreement • August 2nd, 2011 • Synthetic Fixed Income Securities Inc • Asset-backed securities • New York
TRUST AGREEMENT, dated as of [_____] [__], 20[__] between SYNTHETIC FIXED-INCOME SECURITIES, INC., a Delaware corporation, as Trustor, and U.S. BANK TRUST NATIONAL ASSOCIATION, a national banking association, as Trustee.
