JOINT FILING AGREEMENTJoint Filing Agreement • March 12th, 2010 • UniCredit S.p.A. • Security brokers, dealers & flotation companies
Contract Type FiledMarch 12th, 2010 Company IndustryIn accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D filed on March 12, 2010 (including additional amendments thereto) with respect to the shares of Class A Common Stock, par value $0.01 per share, of Cowen Group, Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
MODIFICATION AGREEMENTModification Agreement • May 14th, 2010 • UniCredit S.p.A. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 14th, 2010 Company Industry JurisdictionThis Modification Agreement (this “Agreement”), dated as of May 11, 2010, is entered into by and among RCG Holdings LLC (solely for the purposes of Articles 3 through 9) (“RCG”), C4S & Co., L.L.C. (solely for the purposes of Articles 4 through 9), as managing member of RCG (“C4S”), Cowen Group, Inc. (solely for the purposes of Articles 3, 5, 6, 7, 8 and 9) (“Cowen”), Ramius LLC (solely for the purposes of Articles 1, 5, 6, 7, 8 and 9), a wholly owned subsidiary of Cowen (“Ramius”), Ramius Alternative Solutions LLC (formerly known as Ramius Fund of Funds Group LLC) (solely for the purposes of Articles 2, 5, 6, 7, 8 and 9), a wholly owned subsidiary of Cowen (“Ramius Alternative Solutions” and, together with RCG, C4S, Cowen and Ramius, the “Ramius Parties”), BA Alpine Holdings, Inc. (solely for the purposes of Articles 4 through 9) (“BA Alpine”), Alpine Cayman Islands Limited (solely for the purposes of Articles 1, 5, 6, 7, 8 and 9) (“Alpine Cayman”), UniCredit Bank AG (formerly known as