INVESTMENT MANAGEMENT AGREEMENT ------------------------------- AGREEMENT made this 30th day of July, 2002, by and between NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3, a Massachusetts business trust (the "Fund"), and NUVEEN ADVISORY CORP., a...Investment Management Agreement • August 22nd, 2002 • Nuveen Maryland Dividend Advantage Municipal Fund 3
UNDERWRITING AGREEMENTUnderwriting Agreement • September 24th, 2002 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • Maryland
Morgan Stanley & Co. Incorporated MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • January 18th, 2011 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of April 1, 2009, is by and between Morgan Stanley & Co. Incorporated (“Morgan Stanley,” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an
EXPENSE REIMBURSEMENT AGREEMENT ------------------------------- AGREEMENT made this 30th day of July, 2002, by and between NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3, a Massachusetts business trust (the "Fund"), and NUVEEN ADVISORY CORP., a...Expense Reimbursement Agreement • August 22nd, 2002 • Nuveen Maryland Dividend Advantage Municipal Fund 3
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 5th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
UNDERWRITING AGREEMENTUnderwriting Agreement • February 17th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • New York
WITNESSETH:Subscription Agreement • September 24th, 2002 • Nuveen Maryland Dividend Advantage Municipal Fund 3
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 5th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3
This Agreement made this 31st day of July 2008 by and between Nuveen Maryland Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”), to be effective August 1, 2008.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 5th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3
AGREEMENT made this 13th day of November 2007, by and between Nuveen Maryland Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and NUVEEN ASSET MANAGEMENT, a Delaware corporation (the “Adviser”).
EXHIBIT h.2 MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • November 6th, 2002 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • New York
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED]Master Selected Dealer Agreement • January 18th, 2011 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • New York
In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Representatives”), you (a “Dealer”) may be offered from time to time the opportunity to purchase a portion of such securities, as a principal, at a discount from the public offering price representing a selling concession or reallowance granted as consideration for services rendered in the distribution of such securities, subject to the terms and conditions of this Agreement.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • November 5th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3
This Amendment is made as of this 14th day of October 2009, between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (defined below) (collectively, the “Fund”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Transfer Agency and Service Agreement between the Fund and the Transfer Agent dated October 7, 2002, as amended, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
MASTER DEALER AGREEMENTMaster Dealer Agreement • February 17th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • New York
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 5th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3
This Agreement made this 28th day of May 2009 by and between Nuveen Maryland Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Closed-End Municipal Bond Funds)Investment Sub-Advisory Agreement • January 18th, 2011 • Nuveen Maryland Dividend Advantage Municipal Fund 3 • Illinois
THIS AGREEMENT is made as of the 31st day of December, 2010, between Nuveen Fund Advisors, Inc., a Delaware corporation (the “Adviser”), and Nuveen Asset Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Maryland Dividend Advantage Municipal Fund 3 333-92284 811-21153 We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy...Investment Management Agreement • January 29th, 2008 • Nuveen Maryland Dividend Advantage Municipal Fund 3
We hereby incorporate by reference the form of the new Investment Management Agreement filed in Proxy materials in the SEC filing on August 22, 2007, under Conformed Submission Type DEF 14A, accession number 0000950137-07-012811.
NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • November 5th, 2010 • Nuveen Maryland Dividend Advantage Municipal Fund 3
This Agreement made this 26th day of May 2010 by and between Nuveen Maryland Dividend Advantage Municipal Fund 3, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Maryland Dividend Advantage Municipal Fund 3 We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to...Sub-Advisory Agreement • August 1st, 2011 • Nuveen Maryland Dividend Advantage Municipal Fund 3
We hereby incorporate by reference a new Sub- Advisory Agreement for the above-referenced fund, filed as Exhibit 99G.5 to Conformed Submission Type N-2A, accession number 0001193125-11- 074441, on March 23, 2011 for NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2.
