FORM OF SERVICES AGREEMENT CLASS Y SHARESServices Agreement • August 18th, 2005 • Pioneer Series Trust I • Massachusetts
WITNESSETHSub-Advisory Agreement • June 30th, 2004 • Pioneer Series Trust I • Massachusetts
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 14th, 2003 • Pioneer Series Trust I • Massachusetts
SCHEDULE AAmended and Restated Agreement and Declaration of Trust • May 8th, 2009 • Pioneer Series Trust I
EXPENSE LIMIT AGREEMENT Expense Limit Agreement made as of May 1, 2006 and as revised on March 28, 2012 between Pioneer Investment Management, Inc. ("PIM"), on behalf of itself and its affiliates, Pioneer Investment Management Shareholder Services,...Expense Limit Agreement • March 29th, 2012 • Pioneer Series Trust I • Delaware
OFTrust Agreement • February 19th, 2009 • Pioneer Series Trust I • Delaware
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST AND OAK RIDGE INVESTMENTS, LLCInvestment Advisory Agreement • June 16th, 2014 • Investment Managers Series Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of_____________, 2014, is entered into by and between Investment Managers Series Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and Oak Ridge Investments, LLC, a Delaware Limited Liability Company (the “Advisor”).
WITNESSETHUnderwriting Agreement • October 14th, 2003 • Pioneer Series Trust I • Massachusetts
WITNESSETHManagement Contract • June 30th, 2004 • Pioneer Series Trust I • Massachusetts
AGREEMENT ANDTrust Agreement • September 3rd, 2003 • Pioneer Series Trust I • Delaware
Letterhead] WILMER CUTLER PICKERING HALE AND DORR LLP September 23, 2005 Pioneer Series Trust I 60 State Street Boston, Massachusetts 02109 AmSouth Funds 3435 Stelzer Road Columbus, Ohio 43219 Ladies and Gentlemen: This opinion is being delivered to...Agreement and Plan of Reorganization • September 27th, 2005 • Pioneer Series Trust I
This opinion is being delivered to you in connection with the Agreement and Plan of Reorganization (the "Agreement") made as of August 22, 2005 by and between Pioneer Series Trust I , a Delaware statutory trust, on behalf of its series, Pioneer Oak Ridge Large Cap Growth Fund ("Acquiring Fund"), and AmSouth Funds, a Massachusetts business trust, on behalf of its series, AmSouth Capital Growth Fund ("Acquired Fund"). Pursuant to the Agreement, Acquiring Fund will acquire all of the assets of Acquired Fund in exchange solely for (i) the assumption by Acquiring Fund of all of the Assumed Liabilities of Acquired Fund, as defined in the Agreement (the "Acquired Fund Liabilities"), and (ii) the issuance of shares of beneficial interest of Acquiring Fund (the "Acquiring Fund Shares") to Acquired Fund, followed by the distribution by Acquired Fund, in liquidation of Acquired Fund, of the Acquiring Fund Shares to the shareholders of Acquired Fund and the termination of Acquired Fund (the forego
AMENDMENT NO. 2 TO MASTER INVESTMENT COMPANY SERVICE AGREEMENT January 16, 2009Master Investment Company Service Agreement • May 8th, 2009 • Pioneer Series Trust I
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT, made as of August 5, 2004, between Pioneer Investment Management, Inc., a Delaware Corporation ("PIM"), and Pioneer Series Trust I, a Delaware Statutory...Expense Limitation and Reimbursement Agreement • August 6th, 2004 • Pioneer Series Trust I • Delaware
SCHEDULE AAmended and Restated Agreement and Declaration of Trust • December 14th, 2012 • Pioneer Series Trust I
MANAGEMENT CONTRACT THIS AGREEMENT dated as of this ___th day of ___________, 2003 between Pioneer Series Trust I (the "Trust"), a Delaware statutory trust, on behalf of its series, Pioneer Oak Ridge Small Cap Growth Fund (the "Fund"), and Pioneer...Management Contract • October 14th, 2003 • Pioneer Series Trust I • Massachusetts
MANAGEMENT CONTRACT THIS AGREEMENT dated as of this ___th day of ___________, 2003 between Pioneer Series Trust I (the "Trust"), a Delaware statutory trust, on behalf of its series, Pioneer Oak Ridge Large Cap Growth Fund (the "Fund"), and Pioneer...Management Contract • October 14th, 2003 • Pioneer Series Trust I • Massachusetts
AMENDED AND RESTATED MANAGEMENT AGREEMENT This AMENDED AND RESTATED MANAGEMENT AGREEMENT ("Agreement") is made as of this 1st day of July, 2008, by and between PIONEER SERIES TRUST I (the "Trust"), a Delaware statutory trust, and Pioneer Investment...Management Agreement • February 19th, 2009 • Pioneer Series Trust I • Massachusetts
May 15, 2009Agreement and Plan of Reorganization • June 5th, 2009 • Pioneer Series Trust I
This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization, dated as of February 19, 2009 (the “Agreement”), by and between Pioneer Series Trust I (the “Acquiring Trust”), a Delaware statutory trust, on behalf of Pioneer Select Mid Cap Growth Fund, a series thereof (the “Acquiring Fund”), and Regions Morgan Keegan Select Funds (the “Acquired Trust”), a Massachusetts business trust, on behalf of Regions Morgan Keegan Select Mid Cap Growth Fund, a series thereof (the “Acquired Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates the acquisition of all of the assets of the Acquired Fund by the Acquiring Fund in exchange for (a) the assumption by the Acquiring Fund of the stated liabilities of the Acquired Fund and (b) the issuance and delivery by the Acquiring Fund to the Acquired Fund, for distribution, in accordance with Section 1.4 of the Agreement, pro rata
WITNESSETH ----------Underwriting Agreement • June 30th, 2004 • Pioneer Series Trust I • Massachusetts
FORM OF TENTH AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • June 16th, 2014 • Investment Managers Series Trust
This Tenth Amendment (“Amendment”) to the Distribution Agreement dated as of December 31, 2012, as amended from time to time (the “Agreement”), by and between Investment Managers Series Trust (the “Client) and IMST Distributors, LLC (“Distributor”) is entered into as of __________, 2014 (the “Effective Date”).
AGREEMENT ANDAgreement and Declaration of Trust • October 14th, 2003 • Pioneer Series Trust I • Delaware
AMENDED AND RESTATED MANAGEMENT AGREEMENT This AMENDED AND RESTATED MANAGEMENT AGREEMENT ("Agreement") dated as of this 1st day of July, 2008 (as amended, effective May 15, 2009, to add three new series of the Trust as designated in Appendix A annexed...Management Agreement • May 8th, 2009 • Pioneer Series Trust I • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made this 7th day of January, 2004, by and between Pioneer Series Trust I, a Delaware statutory trust (the "Acquiring Trust") on behalf of its series...Agreement and Plan of Reorganization • June 30th, 2004 • Pioneer Series Trust I • Delaware
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT, made as of February 13, 2004, between Pioneer Investment Management, Inc., a Delaware Corporation ("PIM"), and Pioneer Series Trust I, a Delaware Statutory...Expense Limitation and Reimbursement Agreement • February 12th, 2004 • Pioneer Series Trust I • Delaware
AGREEMENT AND PLAN OF REORGANIZATION THIS AGREEMENT AND PLAN OF REORGANIZATION (the "Agreement") is made this 7th day of January, 2004, by and between Pioneer Series Trust I, a Delaware statutory trust (the "Acquiring Trust") on behalf of its series...Reorganization Agreement • June 30th, 2004 • Pioneer Series Trust I • Delaware
AMENDED AND RESTATED MANAGEMENT AGREEMENT This AMENDED AND RESTATED MANAGEMENT AGREEMENT ("Agreement") is made as of the 1st day of July, 2008, as further amended as of November 12, 2013, by and between PIONEER SERIES TRUST I (the "Trust"), a Delaware...Management Agreement • March 25th, 2014 • Pioneer Series Trust I • Massachusetts
Bingham letterhead]Agreement and Plan of Reorganization • July 19th, 2010 • Pioneer Series Trust I
This opinion is furnished to you pursuant to Paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of January 22, 2010, by and between Pioneer Series Trust I, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Pioneer Select Mid Cap Growth Fund, a series thereof (the “Acquiring Fund”), and Pioneer Mid Cap Growth Fund, a Delaware statutory trust (the “Acquired Trust”), on behalf of Pioneer Mid Cap Growth Fund, the sole series thereof (the “Acquired Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates the acquisition of all of the assets of the Acquired Fund by the Acquiring Fund in exchange for (a) the assumption by the Acquiring Fund of the liabilities of the Acquired Fund and (b) the issuance and delivery by the Acquiring Fund to the Acquired Fund, for distribution, in accordance with Paragraph 1.4 of the Agreement, pro rata to the Acquired Fund Sharehold
EXPENSE LIMIT AGREEMENTExpense Limit Agreement • July 19th, 2010 • Pioneer Series Trust I • Delaware
Expense Limit Agreement made as of May 1, 2006 and as revised on March 5, 2010 between Pioneer Investment Management, Inc. (“PIM”), on behalf of itself and its affiliates, Pioneer Investment Management Shareholder Services, Inc. (“PIMSS”) and Pioneer Funds Distributor, Inc. (“PFD”), and each of the Pioneer Funds listed on Annex A, as updated from time to time (each a “Fund”).
INVESTMENT MANAGERS SERIES TRUST FORM OF OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • June 16th, 2014 • Investment Managers Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of ______________, 2014, by and between INVESTMENT MANAGERS SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, Oak Ridge Investments, LLC (the “Advisor”).
NINTH AMENDED AND RESTATED APPENDIX B CUSTODY AGREEMENTCustody Agreement • June 16th, 2014 • Investment Managers Series Trust
The following series of Investment Managers Series Trust ("Funds"), a registered open-end management investment company are hereby made parties to the Custody Agreement dated January 14, 2008, with UMB Bank, n.a. ("Custodian") and Investment Managers Series Trust (the “Trust”), and agree to be bound by all the terms and conditions contained in said Agreement as of the date that each such series becomes a series of the Trust:
SUBADVISORY AGREEMENT SUB-ADVISER AGREEMENT made as of this 3rd day of January, 2005 by and between PIONEER INVESTMENT MANAGEMENT, INC., a Delaware corporation and a member of the UniCredito Italiano banking group, register of banking groups with its...Subadvisory Agreement • March 28th, 2005 • Pioneer Series Trust I • Massachusetts
SUBADVISORY AGREEMENT SUB-ADVISER AGREEMENT made as of this 3rd day of January, 2005 by and between PIONEER INVESTMENT MANAGEMENT, INC., a Delaware corporation and a member of the UniCredito Italiano banking group, register of banking groups with its...Subadvisory Agreement • March 28th, 2005 • Pioneer Series Trust I • Massachusetts
Bingham letterhead]Agreement and Plan of Reorganization • July 19th, 2010 • Pioneer Series Trust I
This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of September 18, 2009, by and between Pioneer Series Trust I, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Pioneer Oak Ridge Small Cap Growth Fund, a series thereof (the “Acquiring Fund”), and Pioneer Series Trust II, a Delaware statutory trust (the “Acquired Trust”), on behalf of Pioneer Small and Mid Cap Growth Fund, a series thereof (the “Acquired Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement. The Agreement contemplates the acquisition of all of the assets of the Acquired Fund by the Acquiring Fund in exchange for (a) the assumption by the Acquiring Fund of the liabilities of the Acquired Fund and (b) the issuance and delivery by the Acquiring Fund to the Acquired Fund, for distribution, in accordance with paragraph 1.4 of the Agreement, pro rata to the Acquired Fund Sha
