COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC.Common Stock Purchase Warrant • September 12th, 2022 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from SINTX Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 2nd, 2023 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of ______, 2023, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
FORM OF REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 8th, 2015 • AMEDICA Corp • Surgical & medical instruments & apparatus
This Registration Rights Agreement (this “Agreement”) is made and entered into as of September __, 2015, between Amedica Corporation, a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 1st, 2018 • AMEDICA Corp • Surgical & medical instruments & apparatus • Kansas
This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 30, 2018, by and between AMEDICA CORPORATION, a Delaware corporation, with headquarters located at 1885 West 2100 South, Salt Lake City, UT 84119 (the “Company”), and L2 CAPITAL, LLC, a Kansas limited liability company, with its address at 8900 State Line Rd., Suite 410, Leawood, KS 66206 (the “Buyer”).
FORM OF SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 8th, 2015 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of September 8, 2015, between Amedica Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
SINTX TECHNOLOGIES, INC. Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of _______, 20__ Senior Debt SecuritiesIndenture • October 12th, 2023 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
Indenture, dated as of _______, 20__, among SINTX Technologies, Inc., a Delaware corporation (the “Company”), and [Trustee], as trustee (the “Trustee”):
CLASS F COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC.Warrant Agreement • January 24th, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
THIS CLASS F COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _______, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Sintx Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a
PRE-FUNDED COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC.Pre-Funded Common Stock Purchase Warrant • November 2nd, 2023 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from SINTX Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to el
4,650,000 Shares AMEDICA CORPORATION Common Stock, par value $0.01 per share UNDERWRITING AGREEMENTUnderwriting Agreement • July 18th, 2007 • Amedica Corp • Surgical & medical instruments & apparatus • New York
The undersigned understands that Morgan Stanley & Co. Incorporated (“Morgan Stanley”), Jefferies & Company, Inc., and CIBC World Markets Corp. propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Amedica Corporation, a Delaware corporation (the “Company”), providing for the public offering (the “Public Offering”) by the several Underwriters, including Morgan Stanley (the “Underwriters”), of shares (the “Shares”) of the Common Stock, par value $0.01 per share, of the Company (the “Common Stock”).
SERIES E COMMON STOCK PURCHASE WARRANT Amedica CorporationCommon Stock Purchase Warrant • June 30th, 2016 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
THIS SERIES E COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after _________, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Amedica Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
COMMON STOCK PURCHASE WARRANT AMEDICA CORPORATIONCommon Stock Purchase Warrant • September 18th, 2015 • AMEDICA Corp • Surgical & medical instruments & apparatus
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Ladenburg Thalmann & Co. Inc. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the six month and one day anniversary of the Issue Date (the “Initial Exercise Date”) and on or prior to the close of business on the Termination Date (as defined below) but not thereafter, to subscribe for and purchase from Amedica Corporation, a Delaware corporation (the “Company”), up to 656,168 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SENIOR SECURED CONVERTIBLE PROMISSORY NOTE DUE FEBRUARY 3, 2019Convertible Security Agreement • January 4th, 2018 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
THIS SENIOR SECURED CONVERTIBLE PROMISSORY NOTE is one of a series of duly authorized and validly issued Senior Secured Convertible Notes of Amedica Corporation, a Delaware corporation, (the “Company”), having its principal place of business at 1885 West 2100 South, Salt Lake City, UT 84119, designated as its Senior Secured Convertible Promissory Note due February 3, 2019 (this “Note”, or the “Note” and collectively with the other Notes of such series, the “Notes”).
SERIES D PREFUNDED COMMON STOCK PURCHASE WARRANT1Securities Agreement • September 8th, 2015 • AMEDICA Corp • Surgical & medical instruments & apparatus
THIS SERIES D PREFUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [______________]2 (the “Initial Exercise Date”) and on or prior to the close of business on the Termination Date (as defined below) but not thereafter, to subscribe for and purchase from Amedica Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price for the exercise of the Warrant Shares, $___________ in the aggregate (the “Aggregate Exercise Price”), was fully paid at Closing and no additional consideration is required to be paid by the Holder upon exercise of this Warrant.
SINTX TECHNOLOGIES, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 2, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 2nd, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
WARRANT AGENCY AGREEMENT, dated as of February 2, 2024 (“Agreement”), between SINTX Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).
AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT AMEDICA CORPORATIONSecurity Agreement • April 26th, 2018 • AMEDICA Corp • Surgical & medical instruments & apparatus • Kansas
This COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received (in connection with the funding of the purchase price of $500,000.00, with respect to the first tranche of $565,000.00 under that certain convertible promissory note in the original principal amount of $840,000.00 on January 30, 2018 by the Company (as defined below) to the Holder (as defined below)) (the “Note”), L2 Capital, LLC, a Kansas limited liability company (including any permitted and registered assigns, the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date of issuance hereof, to purchase from Amedica Corporation, a Delaware corporation (the “Company”), up to 68,257 shares of Common Stock (as defined below) (the “Warrant Shares”) (whereby such number may be adjusted from time to time pursuant to the terms and conditions of this Warrant) (with the understanding that the Holder shall only
UNDERWRITING AGREEMENT between AMEDICA CORPORATION and DAWSON JAMES SECURITIES, INC., as Representative of the Several UnderwritersUnderwriting Agreement • November 21st, 2014 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2018 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
The undersigned, Amedica Corporation, a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Amedica Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for whom Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) for the purchase and sale of an aggregate of 15,000 Closing Units consisting of one share of the Company’s Preferred Stock and 758 Warrants to purchase one share of the Company’s Com
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 4th, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC.Placement Agent Common Stock Purchase Warrant • February 2nd, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, __________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date referred to above as the Initial Exercise Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on January 31, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Sintx Technologies, Inc., a Delaware corporation (the “Company”), up to __________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES F COMMON STOCK PURCHASE WARRANT Amedica CorporationCommon Stock Purchase Warrant • June 28th, 2016 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after _________, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Amedica Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
UNDERWRITING AGREEMENTUnderwriting Agreement • January 20th, 2017 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
The undersigned, Amedica Corporation, a Delaware corporation (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Amedica Corporation, the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for whom Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
SINTX Technologies, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent Warrant Agency Agreement Dated as of February 6, 2020 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 7th, 2020 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
WARRANT AGENCY AGREEMENT, dated as of February 6, 2020 (“Agreement”), between SINTX Technologies, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability company (the “Warrant Agent”).
—] Shares Amedica Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 29th, 2014 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
COMMON STOCK PURCHASE WARRANT class B SINTX TECHNOLOGIES, INC.Common Stock Purchase Warrant • October 18th, 2022 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
THIS CLASS B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, ________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October 17, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from SINTX Technologies, Inc., a Delaware corporation (the “Company”), up to ________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a
SINTX TECHNOLOGIES, Inc. DEALER-MANAGER AGREEMENTDealer-Manager Agreement • September 22nd, 2022 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
The following will confirm our agreement relating to the proposed rights offering (the “Rights Offering”) to be undertaken by SINTX Technologies, Inc., a Delaware corporation (the “Company”), pursuant to which the Company will distribute to holders of record of its common stock, par value $0.01 per share (the “Common Stock”), and to holders of its Series B Preferred Stock, Series C Preferred Stock and certain outstanding warrants (the “Participating Securities”) subscription rights (the “Rights”) to subscribe for up to an aggregate of 10,000 units (the “Units”), each Unit consisting of one share of Series D Convertible Preferred Stock (the “Rights Shares”), Class A warrants, and Class B warrants, with each warrant representing the right to purchase one share of Common Stock (the “Rights Warrants” and the Rights Shares, the Rights Warrants and the shares of Common Stock issuable upon conversion of the Rights Shares and exercise of the Rights Warrants, the “Securities”), at a subscriptio
INDEMNIFICATION AGREEMENTIndemnification Agreement • December 20th, 2013 • AMEDICA Corp • Surgical & medical instruments & apparatus • Delaware
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this day of , 20 , by and between Amedica Corporation, a Delaware corporation (the “Company”), and (“Indemnitee”).
COMMON STOCK PURCHASE WARRANT AMEDICA CORPORATIONCommon Stock Purchase Warrant • May 9th, 2018 • AMEDICA Corp • Surgical & medical instruments & apparatus • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Cede & Co. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [_____], 2018 (the “Initial Exercise Date”) and on or prior to the close of business on the five (5) year anniversary of the Initial Exercise Date (the “Termination Date”; provided, however, that if such date is not a Trading Day, the Termination Date shall be the immediately following Trading Day) but not thereafter, to subscribe for and purchase from Amedica Corporation, a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in b
SINTX Technologies, Inc. Up to $15,000,000 Shares of Common Stock Equity Distribution AgreementEquity Distribution Agreement • February 26th, 2021 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
SINTX Technologies, Inc., a Delaware corporation (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as exclusive sales agent, shares of common stock, par value $0.01 per share (“Common Stock”), of the Company (the “Shares”) having an aggregate offering price of up to $15,000,000 on terms set forth herein. The Shares consist entirely of authorized but unissued shares of Common Stock to be issued and sold by the Company.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 1st, 2014 • AMEDICA Corp • Surgical & medical instruments & apparatus
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of June 30, 2014, between AMEDICA CORPORATION, a Delaware corporation (the “Company”), and MG PARTNERS II LTD., a company with limited liability organized under the laws of Gibraltar (the “Investor”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • August 6th, 2020 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
This Share Purchase Agreement (this “Agreement”) is dated as of August 4, 2020, between SINTX Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
CLASS A COMMON STOCK PURCHASE WARRANT SINTX TECHNOLOGIES, INC.Warrant Agreement • September 22nd, 2022 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
THIS CLASS A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from SINTX Technologies, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’
stock PURCHASE AGREEMENTStock Purchase Agreement • April 4th, 2024 • Sintx Technologies, Inc. • Surgical & medical instruments & apparatus • New York
This Stock Purchase Agreement (this “Agreement”) is dated as of April 3, 2024, between Sintx Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
INCENTIVE STOCK OPTION AGREEMENT AMEDICA CORPORATIONIncentive Stock Option Agreement • November 8th, 2013 • AMEDICA Corp • Surgical & medical instruments & apparatus • Delaware
AGREEMENT made as of the day of , 20 , between Amedica Corporation (the “Company”), a Delaware corporation having a principal place of business in Salt Lake City, Utah and of , an employee of the Company (the “Employee”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • July 26th, 2007 • Amedica Corp • Surgical & medical instruments & apparatus • Delaware
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this day of , 2007, by and between AMEDICA CORPORATION, a Delaware corporation (the “Corporation”), and (“Agent”).
NON-QUALIFIED STOCK OPTION AGREEMENT AMEDICA CORPORATIONNon-Qualified Stock Option Agreement • November 8th, 2013 • AMEDICA Corp • Surgical & medical instruments & apparatus • Delaware
AGREEMENT made as of the day of , 200 , between Amedica Corporation (the “Company”), a Delaware corporation having a principal place of business in Salt Lake City, Utah, and (name/address) (the “Participant”).
