AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 29th, 2006 • Regions Financial Corp • National commercial banks
FORM OF NON-QUALIFIED STOCK OPTION AGREEMENT under the REGIONS FINANCIAL CORPORATION 1999 LONG-TERM INCENTIVE PLAN Grant # _________Non-Qualified Stock Option Agreement • December 23rd, 2005 • Regions Financial Corp • National commercial banks
Form of INCENTIVE STOCK OPTION AGREEMENT under the REGIONS FINANCIAL CORPORATION 1999 LONG-TERM INCENTIVE PLAN Grant # _________Incentive Stock Option Agreement • December 23rd, 2005 • Regions Financial Corp • National commercial banks
SS# 111-22-3333Restricted Stock Agreement • December 23rd, 2005 • Regions Financial Corp • National commercial banks • Alabama
FORM OF AMENDMENT TO CHANGE OF CONTROL AGREEMENTChange of Control Agreement • July 7th, 2006 • Regions Financial Corp • National commercial banks
EXHIBIT 10.2 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT, dated as of the 22nd day of January, 2004, by Regions Financial Corporation, a Delaware corporation (the "Company") and Carl E. Jones, Jr. ("Officer"), amends the Employment Agreement...Employment Agreement • February 27th, 2004 • New Regions Financial Corp
THIS AMENDMENT, dated as of the 22nd day of January, 2004, by Regions Financial Corporation, a Delaware corporation (the "Company") and Carl E. Jones, Jr. ("Officer"), amends the Employment Agreement between Officer and the Company, dated as of September 1, 2001 (the "Employment Agreement").
WITNESSETH:Employment Agreement • July 6th, 2005 • Regions Financial Corp • National commercial banks • Alabama
Exhibit 99.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT AGREEMENT by and between Regions Financial Corporation, a Delaware corporation (the "Company") and Richard D. Horsley ("Executive"), dated October 18, 2006 (the "Effective Date"), amending and...Employment Agreement • October 27th, 2006 • Regions Financial Corp • National commercial banks • Alabama
SECTION 1 EMPLOYMENT AND TERMEmployment Agreement • March 14th, 2005 • Regions Financial Corp • National commercial banks • Tennessee
ANDMerger Agreement • May 31st, 2006 • Regions Financial Corp • National commercial banks • Delaware
EXHIBIT 99.2 EMPLOYMENT AGREEMENT This Employment Agreement ("Agreement") is entered into as of the 2 day of June 2003, by and between Union Planters Bank, N.A., a Tennessee corporation ("UPB"), 7130 Goodlett Farms Parkway, Cordova, Tennessee 38016,...Employment Agreement • March 29th, 2006 • Regions Financial Corp • National commercial banks • Tennessee
Exhibit 99.2 EMPLOYMENT AGREEMENT AGREEMENT by and among Regions Financial Corporation, a Delaware corporation ("Regions"), and Morgan Keegan & Company, Inc., (the "Company"), and G. DOUGLAS EDWARDS (the "Executive") dated as of the 18TH DAY OF...Employment Agreement • October 27th, 2006 • Regions Financial Corp • National commercial banks
UNDERWRITING AGREEMENT REGIONS FINANCIAL CORPORATION $500,000,000 3.800% Senior Notes due 2023Underwriting Agreement • January 28th, 2019 • Regions Financial Corp • National commercial banks • New York
Regions Financial Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) $500,000,000 aggregate principal amount of 3.800% Senior Notes due 2023 (the “Securities”) of the Company, which form a part of the same series as the Company’s outstanding 3.800% Senior Notes due 2023, issued August 13, 2018. The Securities are to be issued pursuant to an indenture dated as of August 8, 2005 (the “Original Indenture”), as supplemented by the Ninth Supplemental Indenture dated as of August 13, 2018, (the “Ninth Supplemental Indenture”) and as further supplemented by the Tenth Supplemental Indenture, to be dated the Closing Date (as defined in Section 4 hereof )
EXHIBIT 10.16 AMENDED AND RESTATED TRUST UNDER UNION PLANTERS CORPORATION SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN This Amended and Restated Trust Agreement ("Trust Agreement") made this 31st day of August, 1999, amends and restates that certain Trust...Trust Agreement • March 14th, 2005 • Regions Financial Corp • National commercial banks
AMENDMENT TO SUPPLEMENTAL EXECUTIVE RETIREMENT AGREEMENTSupplemental Executive Retirement Agreement • March 14th, 2005 • Regions Financial Corp • National commercial banks
EXHIBIT 10.5 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT, dated as of the 22nd day of January, 2004, by and between Regions Financial Corporation, a Delaware corporation ("Regions"), and Union Planters Corporation, a Tennessee corporation ("Union...Employment Agreement • February 27th, 2004 • New Regions Financial Corp
EXECUTION COPY EMPLOYMENT AGREEMENT AGREEMENT by and between Regions Financial Corporation, a Delaware corporation (the "COMPANY") and Jackson W. Moore (the "EXECUTIVE") dated as of the 24th day of May 2006 and effective as of the Effective Date (as...Employment Agreement • May 31st, 2006 • Regions Financial Corp • National commercial banks • Delaware
RecitalsReplacement Capital Covenant • April 30th, 2007 • Regions Financial Corp • National commercial banks
anniversary (as designated in the terms of such Qualifying Capital Securities) with respect to deferred Distributions attributable to the first five years of such deferral period, either:
EXHIBIT 99.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT AGREEMENT by and between Regions Financial Corporation, a Delaware corporation (the "Company") and John I. Fleischauer, Jr. ("Executive"), dated as of May 1, 2006 amending and restating the...Employment Agreement • July 7th, 2006 • Regions Financial Corp • National commercial banks • Alabama
DEPOSIT AGREEMENT among REGIONS FINANCIAL CORPORATION and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., Jointly as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of June 5, 2020Deposit Agreement • June 5th, 2020 • Regions Financial Corp • National commercial banks • New York
DEPOSIT AGREEMENT dated as of June 5, 2020, among (i) Regions Financial Corporation, a Delaware corporation, (ii) Computershare Inc., a Delaware corporation, (iii) Computershare Trust Company, N.A., a federally chartered, limited purpose trust company, and (iv) the Holders from time to time of the Receipts described herein.
UNDERWRITING AGREEMENT REGIONS FINANCIAL CORPORATION 20,000,000 Depositary SharesUnderwriting Agreement • November 1st, 2012 • Regions Financial Corp • National commercial banks • New York
DEPOSIT AGREEMENT among REGIONS FINANCIAL CORPORATION and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., Jointly as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of April 30, 2019Deposit Agreement • April 29th, 2019 • Regions Financial Corp • National commercial banks • New York
DEPOSIT AGREEMENT dated as of April 30, 2019, among (i) Regions Financial Corporation, a Delaware corporation, (ii) Computershare Inc., a Delaware corporation, (iii) Computershare Trust Company, N.A., a federally chartered, limited purpose trust company, and (iv) the Holders from time to time of the Receipts described herein.
EXECUTION COPY THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT (this "AGREEMENT"), dated May 24, 2006, between Regions...Stock Option Agreement • May 31st, 2006 • Regions Financial Corp • National commercial banks • New York
DEPOSIT AGREEMENT among REGIONS FINANCIAL CORPORATION, COMPUTERSHARE TRUST COMPANY, N.A., as Depositary, COMPUTERSHARE INC., and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of April 29, 2014Deposit Agreement • April 29th, 2014 • Regions Financial Corp • National commercial banks • New York
DEPOSIT AGREEMENT dated as April 29, 2014, among (i) Regions Financial Corporation, a Delaware corporation, (ii) Computershare Trust Company, N.A., a federally chartered, limited purpose trust company, (iii) Computershare Inc., a Delaware corporation, and (iv) the Holders from time to time of the Receipts described herein.
Re: Change in Control AgreementChange in Control Agreement • February 22nd, 2019 • Regions Financial Corp • National commercial banks • Alabama
FORM OF UNION PLANTERS CORPORATION DIRECTORS DEFERRED COMPENSATION AGREEMENTDirectors Deferred Compensation Agreement • March 14th, 2005 • Regions Financial Corp • National commercial banks • Tennessee
UNDERWRITING AGREEMENT REGIONS FINANCIAL CORPORATION 10% Mandatory Convertible Preferred Stock (initial liquidation preference of $1,000.00 per share) May 20, 2009Underwriting Agreement • May 27th, 2009 • Regions Financial Corp • National commercial banks • New York
Regions Financial Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 250,000 shares (the “Firm Securities”) and, at the election of the Underwriters, up to 37,500 additional shares (the “Optional Securities”) of 10% Mandatory Convertible Preferred Stock, liquidation preference thereof of $1,000.00 per share (the “Preferred Stock”), of the Company (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”). The terms of the Preferred Stock will be set forth in a certificate of designations (the “Certificate of Designations”) to be filed by the Company with the Secretary of State of the State of Delaware. The Securities will be convertible into shares of common stock, par value $0.01 per share (the “Common Stock”), of the Com
UNDERWRITING AGREEMENT REGIONS FINANCIAL CORPORATION 16,000,000 Depositary Shares Each Representing a 1/40th Interest in a Share of April 27, 2021Underwriting Agreement • May 4th, 2021 • Regions Financial Corp • National commercial banks • New York
Regions Financial Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 16,000,000 depositary shares (the “Shares”), each representing a 1/40th interest in a share of its 4.45% Non-Cumulative Perpetual Preferred Stock, Series E, par value $1 per share and liquidation preference $1,000
REGIONS FINANCIAL CORPORATION UNDERWRITING AGREEMENTUnderwriting Agreement • December 10th, 2007 • Regions Financial Corp • National commercial banks • New York
REGIONS FINANCING TRUST II 6.625% Trust Preferred Securities (liquidation amount $1,000 per security) fully and unconditionally guaranteed by REGIONS FINANCIAL CORPORATION Underwriting AgreementUnderwriting Agreement • April 30th, 2007 • Regions Financial Corp • National commercial banks • New York
Pursuant to Section 6(f) of the Underwriting Agreement, the accountants shall furnish letters to the Underwriters to the effect that:
EXECUTION COPY THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED STOCK OPTION AGREEMENT (this "AGREEMENT"), dated May 24, 2006, between AmSouth...Stock Option Agreement • May 31st, 2006 • Regions Financial Corp • National commercial banks • New York
EXHIBIT 99.7 Career Award Agreement THIS CAREER AWARD AGREEMENT (the "Agreement") is made by and between Regions Financial Corporation (the "Company") and the Executive named herein, effective as of the 20th day of December, 2005. WHEREAS, Executive...Career Award Agreement • December 23rd, 2005 • Regions Financial Corp • National commercial banks
UNDERWRITING AGREEMENT REGIONS FINANCIAL CORPORATION Common Stock ($0.01 par value per share) May 20, 2009Underwriting Agreement • May 27th, 2009 • Regions Financial Corp • National commercial banks • New York
Stock or the vesting, delivery or settlement of restricted shares, restricted stock units or other awards to provide for any withholding taxes on the exercise, vesting, delivery or settlement thereof or to pay the exercise price thereof, in each case pursuant to employee benefit plans and related plans as in effect on the date hereof (b) bona fide gifts to tax exempt charitable organizations (other than private charitable foundations), (c) the contribution of Common Stock to a grantor retained annuity trust of which the undersigned is a trustee and the undersigned’s immediate family members (or trusts for their benefit) are the sole beneficiaries, (d) dispositions to any immediate family member or any trust or similar entity for the direct or indirect benefit of the undersigned and/or the immediate family of the undersigned, provided that such trust or similar entity agrees in writing to be bound by the terms of this Lock-Up Agreement, or (e) any other transaction that would not be req
DEPOSIT AGREEMENT among REGIONS FINANCIAL CORPORATION and COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., Jointly as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of May 4, 2021Deposit Agreement • May 3rd, 2021 • Regions Financial Corp • National commercial banks • New York
DEPOSIT AGREEMENT dated as of May 4, 2021, among (i) Regions Financial Corporation, a Delaware corporation, (ii) Computershare Inc., a Delaware corporation, (iii) Computershare Trust Company, N.A., a federally chartered, limited purpose trust company, and (iv) the Holders from time to time of the Receipts described herein.
AMENDMENT TO DEPOSIT AGREEMENTDeposit Agreement • February 24th, 2023 • Regions Financial Corp • National commercial banks
This Amendment (this "Amendment"), effective as of October 21, 2022 (the "Amendment Effective Date"), by and among Regions Financial Corporation (the "Corporation"), Computershare Inc. ("Computershare"), Computershare Trust Company, N.A. ("Trust Company") and Broadridge Corporate Issuer Solutions, Inc. ("Broadridge"), amends that certain Deposit Agreement (as amended, the "Agreement"), dated as of April 29, 2014, by and among the Corporation, Computershare and Trust Company, jointly as Depositary, and the holders from time to time of the depositary receipts described therein. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
