STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • December 22nd, 2004 • Defined Strategy Fund, Inc. • New York
AGREEMENT, made as of , by and between DEFINED STRATEGY FUND INC., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
DEFINED STRATEGY FUND INC. (a Maryland corporation) [ ] Shares of Common Stock Par Value $0.001 Per Share PURCHASE AGREEMENT Dated: December 22, 2004Purchase Agreement • December 22nd, 2004 • Defined Strategy Fund, Inc. • New York
INVESTMENT SUBADVISORY AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND NUVEEN INSTITUTIONAL ADVISORY CORP.Investment Subadvisory Agreement • December 22nd, 2004 • Defined Strategy Fund, Inc. • New York
This Investment Subadvisory Agreement (the “Agreement”) is entered into as of , 200 by and between IQ Investment Advisors LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”), and Nuveen Institutional Advisory Corp., a corporation duly organized and existing under the laws of the State of Delaware (the “Subadviser”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND DEFINED STRATEGY FUND INC.Investment Advisory Agreement • December 22nd, 2004 • Defined Strategy Fund, Inc. • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of , 200 by and between the DEFINED STRATEGY FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and IQ INVESTMENT ADVISORS LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”).
GRAPHIC] Original Listing Application Listing AgreementListing Agreement • December 22nd, 2004 • Defined Strategy Fund, Inc.
Nothing in the following Agreement shall be so construed as to require the Issuer to do any acts in contravention of law or in violation of any rule or regulation of any public authority exercising jurisdiction over the Issuer.
FORM OF AGREEMENT BETWEEN STATE STREET BANK AND TRUST COMPANY AND EACH OF THE INVESTMENT COMPANIES LISTED ON SCHEDULE A ATTACHED HERETOAgreement Between State Street Bank and Trust Company and Investment Companies • December 22nd, 2004 • Defined Strategy Fund, Inc.
AGREEMENT made this 21st day of September, 2001 between each of the investment companies listed on Schedule A hereto, as the same may be amended from time to time and State Street Bank and Trust Company (the “Custodian”).
