STOCK TRANSFER AGENCY AGREEMENT between DOW 30SM PREMIUM & DIVIDEND INCOME FUND INC. and THE BANK OF NEW YORK Dated as of April 14, 2005Stock Transfer Agency Agreement • April 25th, 2005 • Dow 30 Premium & Dividend Income Fund Inc. • New York
AGREEMENT, made as of April 14, 2005 by and between Dow 30SM Premium & Dividend Income Fund Inc., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
DOW 30SM PREMIUM & DIVIDEND INCOME FUND INC. (a Maryland corporation) Shares of Common Stock Par Value $0.001 Per Share PURCHASE AGREEMENT Dated: April , 2005Purchase Agreement • April 25th, 2005 • Dow 30 Premium & Dividend Income Fund Inc. • New York
INVESTMENT SUBADVISORY AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND NUVEEN ASSET MANAGEMENTInvestment Subadvisory Agreement • April 25th, 2005 • Dow 30 Premium & Dividend Income Fund Inc. • New York
This Investment Subadvisory Agreement (the “Agreement”) is entered into as of , 2005 by and between IQ Investment Advisors LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”), and Nuveen Asset Management, a corporation duly organized and existing under the laws of the State of Delaware (the “Subadviser”).
INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND DOW 30SM PREMIUM & DIVIDEND INCOME FUND INC.Investment Advisory Agreement • April 25th, 2005 • Dow 30 Premium & Dividend Income Fund Inc. • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of , 2005 by and between the DOW 30SM PREMIUM & DIVIDEND INCOME FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and IQ INVESTMENT ADVISORS LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”).
ContractListing Agreement • April 25th, 2005 • Dow 30 Premium & Dividend Income Fund Inc.
Nothing in the following Agreement shall be so construed as to require the Corporation to do any acts in contravention of law or in violation of any rule or regulation of any public authority exercising jurisdiction over the Corporation.
FORM OF AGREEMENT BETWEEN STATE STREET BANK AND TRUST COMPANY AND EACH OF THE INVESTMENT COMPANIES LISTED ON SCHEDULE A ATTACHED HERETOAgreement Between State Street Bank and Trust Company and Investment Companies • April 25th, 2005 • Dow 30 Premium & Dividend Income Fund Inc.
AGREEMENT made this 21st day of September, 2001 between each of the investment companies listed on Schedule A hereto, as the same may be amended from time to time and State Street Bank and Trust Company (the “Custodian”).
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Dow 30sm Premium & Dividend Income Fund Inc. 811-21708 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of...Investment Advisory Agreement • March 2nd, 2015 • Dow 30 Premium & Dividend Income Fund Inc.
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix F and Appendix I, respectively, under Conformed Submission Type N-14 8C, accession number 0001193125-14-443667, on December 16, 2014.
