STOCK TRANSFER AGENCY AGREEMENT between SMALL CAP PREMIUM & DIVIDEND INCOME FUND INC. and THE BANK OF NEW YORK Dated as of , 2005Stock Transfer Agency Agreement • June 23rd, 2005 • Small Cap Premium & Dividend Income Fund, Inc. • New York
AGREEMENT, made as of , 2005 by and between Small Cap Premium & Dividend Income Fund Inc., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
Small Cap Premium & Dividend Income Fund Inc. (a Maryland corporation) [l] Shares of Common Stock Par Value $0.001 Per Share FORM OF PURCHASE AGREEMENT Dated: July , 2005Purchase Agreement • July 25th, 2005 • Small Cap Premium & Dividend Income Fund, Inc. • New York
ContractListing Agreement • June 23rd, 2005 • Small Cap Premium & Dividend Income Fund, Inc.
Nothing in the following Agreement shall be so construed as to require the Corporation to do any acts in contravention of law or in violation of any rule or regulation of any public authority exercising jurisdiction over the Corporation.
SUBADVISORY AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND MERRILL LYNCH INVESTMENT MANAGERS, L.P.Subadvisory Agreement • June 23rd, 2005 • Small Cap Premium & Dividend Income Fund, Inc. • New York
This Subadvisory Agreement (the “Agreement”) is entered into as of , 2005 by and between IQ Investment Advisors LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”), and Merrill Lynch Investment Managers, L.P., a limited partnership duly organized and existing under the laws of the State of Delaware (the “Subadviser”).
MANAGEMENT AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND SMALL CAP PREMIUM & DIVIDEND INCOME FUND INC.Management Agreement • June 23rd, 2005 • Small Cap Premium & Dividend Income Fund, Inc. • New York
This Management Agreement (the “Agreement”) is entered into as of , 2005 by and between the SMALL CAP PREMIUM & DIVIDEND INCOME FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and IQ INVESTMENT ADVISORS LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”).
