NYSE GROUP LOGO] NYSE Group. Inc. | 11 Wall Street New York, New York 10005 t 212.656.2277 | f 212.656.4535 mcarter@nyse.com December 7, 2006 Mr. John A. Thain Chief Executive Officer NYSE Group, Inc. 11 Wall Street New York, New York 10005 Re:...Compensation Arrangement • December 15th, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledDecember 15th, 2006 Company Industry
RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE NYSE GROUP, INC. 2006 STOCK INCENTIVE PLANRestricted Stock Unit Agreement • June 7th, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledJune 7th, 2006 Company IndustryTHIS AGREEMENT (the “Agreement”) is entered into as of the 1st day of June, 2006, by and between the NYSE Group, Inc. (the “Company”) and ________________________________________________ (the “Participant”). Capitalized terms used but not defined in this Agreement shall have the meanings assigned to them in the Plan.
COMBINATION AGREEMENTCombination Agreement • June 2nd, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledJune 2nd, 2006 Company Industry JurisdictionThis COMBINATION AGREEMENT, dated as of June 1, 2006 (this “Agreement“), is by and among NYSE Group, Inc., a Delaware corporation (“NYSE Group“), Euronext N.V., a company organized under the laws of The Netherlands (“Euronext“), NYSE Euronext, Inc., a Delaware corporation (“Holdco”), and Jefferson Merger Sub, Inc., a Delaware corporation and a newly formed, wholly owned subsidiary of Holdco (“Merger Sub”).
TRUST UNDER THE NEW YORK STOCK EXCHANGE, INC. SUPPLEMENTAL EXECUTIVE BENEFIT PLANSTrust Agreement • March 31st, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • Pennsylvania
Contract Type FiledMarch 31st, 2006 Company Industry JurisdictionThis AGREEMENT, made this 18th day of March, 1998, by and between New York Stock Exchange, Inc., a New York corporation (“Company”), and Vanguard Fiduciary Trust Company, a trust company incorporated under Chapter 10 of the Pennsylvania Banking Code (“Trustee”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • March 22nd, 2007 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledMarch 22nd, 2007 Company IndustryIL&FS Trust Company Limited, a company incorporated under the provisions of the Companies Act, 1956, and having its registered office at The ILFS Financial Centre, Plot C-22, G- Block, Bandra – Kurla Complex, Bandra (East) Mumbai 400 051 (hereinafter referred to as the “Vendor 1”) in its capacity as trustee of the Infrastructure Equity Fund (the “Fund”), a trust created under the Indian Trust Act, 1882, having its office at IL&FS Financial Centre, Plot No. C-22 G Block, Bandra Kurla Complex, Bandra (East), Mumbai 400 051;
CREDIT AGREEMENT dated as of January 5, 2007 between NYSE EURONEXT, INC., NYSE GROUP, INC., The LENDERS Party Hereto, JPMORGAN CHASE BANK, N.A. as Administrative Agent andCredit Agreement • January 9th, 2007 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledJanuary 9th, 2007 Company Industry JurisdictionCREDIT AGREEMENT dated as of January 5, 2007, between NYSE EURONEXT, INC., NYSE GROUP, INC., the LENDERS party hereto, JPMORGAN CHASE BANK, N.A., as Administrative Agent, and (for the sole purposes of Sections 2.03, 2.04, 2.06(b), 4.03, 7.02 and 9.01) the PRESENTING BANKS party hereto.
EMPLOYMENT AGREEMENTEmployment Agreement • July 21st, 2005 • NYSE Group, Inc. • New York
Contract Type FiledJuly 21st, 2005 Company JurisdictionTHIS EMPLOYMENT AGREEMENT, is entered into as of this 27th day of August 2003 by and between New York Stock Exchange, Inc. (the “Exchange”), a New York not-for-profit corporation having its principal office at 11 Wall Street, New York, New York 10005 and Richard A. Grasso, residing at (the “Executive”).
25,000,000 Shares NYSE GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT [ ], 2006Underwriting Agreement • May 4th, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMay 4th, 2006 Company Industry Jurisdiction
ContractAgreement • July 21st, 2005 • NYSE Group, Inc. • New York
Contract Type FiledJuly 21st, 2005 Company JurisdictionAGREEMENT dated February 23, 1977 by and among New York Stock Exchange, Inc. (NYSE), American Stock Exchange, Inc. (AMEX) and Securities Industry Automation Corporation (SIAC).
FIRST AMENDMENT TO NYSE/AMEX/SIAC FACILITIES MANAGEMENT AGREEMENTFacilities Management Agreement • July 21st, 2005 • NYSE Group, Inc.
Contract Type FiledJuly 21st, 2005 CompanyAGREEMENT made this 18th day of November, 1977 by and among New York Stock Exchange, Inc. (NYSE), American Stock Exchange Inc. (AMEX) and Securities Industry Automation Corporation (SIAC).
SHAREHOLDERS AGREEMENTShareholder Agreement • July 21st, 2005 • NYSE Group, Inc.
Contract Type FiledJuly 21st, 2005 CompanyAGREEMENT dated July 17, 1972, by and among the New York Stock Exchange, Inc. (NYSE), the American Stock Exchange, Inc. (AMEX), and Securities Industry Automation Corporation (SIAC).
by and amongCombination Agreement • November 29th, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledNovember 29th, 2006 Company Industry Jurisdiction
TRUST UNDER THE NEW YORK STOCK EXCHANGE, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLANTrust Agreement • March 31st, 2006 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • Pennsylvania
Contract Type FiledMarch 31st, 2006 Company Industry JurisdictionThis AGREEMENT, made this 18th day of March, 1998, by and between The New York Stock Exchange, Inc., a New York corporation (“Company”), and Vanguard Fiduciary Trust Company, a trust company incorporated under Chapter 10 of the Pennsylvania Banking Code (“Trustee”).
SECOND AMENDMENT TO NYSE/AMEX/SIAC FACILITIES MANAGEMENT AGREEMENTFacilities Management Agreement • July 21st, 2005 • NYSE Group, Inc.
Contract Type FiledJuly 21st, 2005 CompanyAGREEMENT made this 13th day of August, 1979 by and among New York Stock Exchange, Inc. (NYSE), American Stock Exchange, Inc. (AMEX) and Securities Industry Automation Corporation (SIAC).
REGISTRATION RIGHTS AGREEMENT by and among NYSE GROUP, INC., NEW YORK STOCK EXCHANGE, INC., GENERAL ATLANTIC PARTNERS 77, L.P., GAP-W HOLDINGS, L.P., GAPSTAR, LLC, GAP COINVESTMENT PARTNERS II, L.P., and GAPCO GMBH & CO. KG Dated as of October 20, 2005Registration Rights Agreement • October 24th, 2005 • NYSE Group, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledOctober 24th, 2005 Company Industry JurisdictionThis REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 20, 2005, is by and among General Atlantic Partners 77, L.P., GAP-W Holdings, L.P., GapStar, LLC, GAP Coinvestment Partners II, L.P., and GAPCO GmbH & Co. KG. (each, a “Stockholder” and together, the “Stockholders”), NYSE Group, Inc., a Delaware corporation (“NYSE Group”), and New York Stock Exchange, Inc., a New York Type A not-for-profit corporation (“NYSE”). Capitalized terms used herein and not otherwise defined shall have the meanings assigned such terms in the Merger Agreement.