AMENDMENT NO. 3 --------------- TO THE DISTRIBUTION AGREEMENT ----------------------------- This Amendment No. 3 to the Distribution Agreement ("Amendment") is entered into and made effective as of January 30, 2009 by and among YieldQuest Funds Trust...Distribution Agreement • February 27th, 2009 • YieldQuest Funds Trust
This Amendment No. 3 to the Distribution Agreement ("Amendment") is entered into and made effective as of January 30, 2009 by and among YieldQuest Funds Trust ("Trust"), YieldQuest Securities, LLC ("Distributor") and YieldQuest Advisors, LLC (the "Advisor"), each a party to that certain Distribution Agreement, dated as of December 22, 2006 ("Agreement"). The Trust, Advisor and Distributor are, collectively, the "Parties." Capitalized terms not defined in this instrument have the meanings given to them in the Agreement.
EXHIBIT (d)(2) YIELDQUEST FUNDS TRUST INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement ("Agreement") is entered into as of the 12th day of August, 2005, between YieldQuest Funds Trust (the "Trust") and YieldQuest Advisors, LLC, a...Investment Advisory Agreement • December 12th, 2008 • YieldQuest Funds Trust • Georgia
AMENDMENT NO. 2 TO SCHEDULE A OF THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 27th, 2009 • YieldQuest Funds Trust
EXHIBIT A --------- THIS EXHIBIT A, amended and restated as of _________, 2009 for the addition of YieldQuest Core Bond Fund and YieldQuest Core Tax Exempt Bond Fund, is the Exhibit A to that certain Transfer Agency Services Agreement dated as of July...Transfer Agency Services Agreement • December 12th, 2008 • YieldQuest Funds Trust
THIS EXHIBIT A, amended and restated as of _________, 2009 for the addition of YieldQuest Core Bond Fund and YieldQuest Core Tax Exempt Bond Fund, is the Exhibit A to that certain Transfer Agency Services Agreement dated as of July 8, 2008 between PNC Global Investment Servicing (U.S.) Inc. and YieldQuest Funds Trust, as amended from time to time.
COMPLIANCE SERVICES AMENDMENT TO MASTER SERVICES AGREEMENTMaster Services Agreement • December 21st, 2007 • YieldQuest Funds Trust
BACKGROUNDAdministration and Accounting Services Agreement • December 12th, 2008 • YieldQuest Funds Trust
CUSTODY AGREEMENTCustody Agreement • August 12th, 2005 • YieldQuest Funds Trust • New York
AGREEMENT, dated as of July 6, 2005 between YieldQuest Funds Trust, a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 3500 Lenox Road, Ste 1750, Atlanta, GA 30326(the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FUND ACCOUNTING SERVICE AGREEMENT between YIELDQUEST FUNDS TRUST and INDEXFund Accounting Service Agreement • August 12th, 2005 • YieldQuest Funds Trust • New York
AGREEMENT made as of the ____ day of ____ 2005 by and between YieldQuest Funds Trust, a Delaware statutory trust, having its principal office and place of business at 3500 Lenox Road, Ste 1750, Atlanta, GA 30326 (the “Trust”), and Gemini Fund Services LLC, a Nebraska limited liability company having its principal office and place of business at the Hauppauge Corporate Center, 150 Motor Parkway, Suite 205, Hauppauge, New York 11788 (“GFS”).
YIELDQUEST FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • January 2nd, 2007 • YieldQuest Funds Trust • Georgia
DISTRIBUTION AGREEMENT, dated as of December 22, 2006, by and among YieldQuest Funds Trust, a Delaware business trust (the “Trust”), YieldQuest Advisors, LLC, a Georgia limited liability company (“Advisor”), and YieldQuest Securities, LLC, a Georgia limited liability company (the “Distributor”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • August 12th, 2005 • YieldQuest Funds Trust • New York
AGREEMENT made this __ day of ________, 2005, by and between YieldQuest Funds Trust, a Delaware statutory trust, having its principal office and lace of business at 3500 Lenox Road, Ste 1750, Atlanta, GA 30326 (the “Trust”), and Gemini Fund Services, LLC., a Nebraska limited liability company having its principal office at 150 Motor Parkway, Hauppauge, NY 11788 (“GFS”).
UNDERWRITING AGREEMENT Between YIELDQUEST FUNDS TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • August 12th, 2005 • YieldQuest Funds Trust • Nebraska
AGREEMENT made this ____ day of ________________ 2005, by and between YIELDQUEST FUNDS TRUST, a Delaware business trust, having its principal office and place of business at 3575 Piedmont Road, Suite 1550, Atlanta, GA 30309 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 1005 South 107th Ave, Suite 201, Omaha, Nebraska 68114 (“AFD”).
ADMINISTRATION SERVICE AGREEMENT betweenService Agreement • August 12th, 2005 • YieldQuest Funds Trust • New York
AGREEMENT made as of the ____ day of ______ 2005, by and between YieldQuest Funds Trust, a Delaware statutory trust, having its principal office and place of business at 3500 Lenox Road, Ste 1750, Atlanta, GA 30326 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at the Hauppauge Corporate Center, 150 Motor Parkway, Suite 205, Hauppauge, New York 11788 (“GFS”).
ARTICLE I DEFINITIONSCustody Agreement • February 27th, 2009 • YieldQuest Funds Trust • New York
ARTICLE I DEFINITIONSCustody Agreement • December 12th, 2008 • YieldQuest Funds Trust • New York
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • May 24th, 2005 • YieldQuest Funds Trust • Delaware
EXHIBIT (h)(7) AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT ----------------------------------------------- THIS AMENDMENT (this "Amendment") to the Transfer Agency Services Agreement (the "Agreement") by and between PFPC INC., a Massachusetts...Transfer Agency Services Agreement • December 12th, 2008 • YieldQuest Funds Trust
YIELDQUEST FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 2nd, 2007 • YieldQuest Funds Trust • Georgia
This Investment Advisory Agreement (“Agreement”) is entered into as of the 12th day of August, 2005, between YieldQuest Funds Trust (the “Trust”) and YieldQuest Advisors, LLC, a Georgia limited liability company (the “Advisor”).
BACKGROUNDFin 48 Tax Services Agreement • December 12th, 2008 • YieldQuest Funds Trust
Amendment To The Custody Agreement Between The Bank of New York And YieldQuest Funds Trust Dated October 27, 2008 (restated and amended)Custody Agreement • December 30th, 2009 • YieldQuest Funds Trust
This AMENDMENT effective April 1, 2009, is made by and between YieldQuest Funds Trust (“Fund”) and The Bank of New York (“Custodian”), and is specific to a revision made to the Schedule II (list of funds) that was included with the above referenced agreement:
YIELDQUEST ADVISORS, LLCInvestment Advisory Agreement • August 12th, 2005 • YieldQuest Funds Trust
Pursuant to the Investment Advisory Agreement approved by the Board of Trustees on June 27, 2005, you have engaged us to act as the investment adviser to the following series of the Trust: YieldQuest Core Equity Fund (the “Equity Fund”), YieldQuest Total Return Bond Fund (the “Total Return Fund”) and YieldQuest Tax-Exempt Bond Fund (“Tax-Exempt Fund”).
RULE 22C-2 SERVICES AGREEMENT AGREEMENT effective as of April 15, 2007 (the "Effective Date") between YieldQuest Funds Trust (the "Trust"), and BISYS Fund Services Ohio, Inc. ("BISYS"). WHEREAS, the Trust is a registered investment management company...Services Agreement • December 21st, 2007 • YieldQuest Funds Trust • New York
BACKGROUND ----------Transfer Agency Services Agreement • December 12th, 2008 • YieldQuest Funds Trust
Exhibit 77E-Legal Proceedings On May 23, 2012, YieldQuest Securities, LLC, YieldQuest Advisors, LLC and YieldQuest Funds Trust (the "Trust") (collectively, the "Parties") entered into a Settlement Agreement and Release (the "Agreement") with Citi Fund...Settlement Agreement • June 22nd, 2012 • YieldQuest Funds Trust
On May 23, 2012, YieldQuest Securities, LLC, YieldQuest Advisors, LLC and YieldQuest Funds Trust (the "Trust") (collectively, the "Parties") entered into a Settlement Agreement and Release (the "Agreement") with Citi Fund Services Ohio, Inc., ("Citi") to settle a claim for payment of $101,409.95 allegedly owed Citi, as the successor to the Trust's former service provider, Bisys Fund Services. Citi had initiated arbitration to resolve the dispute. Pursuant to the Agreement (with Citi) and a separate Allocation Agreement between Parties, the Trust paid $26,000 towards full and final settlement of Citi's claim, the Adviser paid the balance of the agreed settlement amount, the Parties were released from further liability to Citi, and the arbitration was dismissed with prejudice.
AMENDMENT TO FIN 48 TAX SERVICES AGREEMENT This Amendment (the "Amendment") is made as of the 30th day of September, 2008, by and between, YieldQuest Funds Trust, a Delaware business trust (the "Fund") and PNC Global Investment Servicing (U.S.) Inc.,...Fin 48 Tax Services Agreement • December 12th, 2008 • YieldQuest Funds Trust • Delaware
YIELDQUEST ADVISORS, LLCLetter Agreement • January 2nd, 2007 • YieldQuest Funds Trust
WHEREAS, YieldQuest Advisors, LLC (the “Adviser”) and YieldQuest Funds Trust (the “Trust”) initially entered into a Letter Agreement dated as of July 6, 2005, pursuant to which the Adviser agreed to waive its fees and/or reimburse certain operating expenses of each series of the Trust through October 30, 2007 (as hereby amended, the “Letter Agreement”); and
