TRUST GUARANTEE AGREEMENT LEHMAN BROTHERS HOLDINGS E-CAPITAL TRUST ITrust Guarantee Agreement • October 21st, 2005 • Lehman Brothers Holdings E-Capital Trust I • Security brokers, dealers & flotation companies • New York
This TRUST GUARANTEE AGREEMENT (the “Trust Guarantee”), dated as of August 19, 2005, is executed and delivered by Lehman Brothers Holdings Inc., a Delaware corporation (the “Guarantor”), and JPMorgan Chase Bank, N.A., as trustee (the “Trust Guarantee Trustee”), for the benefit of the Holders (as defined herein) from time to time of the Trust Securities (as defined herein) of Lehman Brothers Holdings E-Capital Trust I, a Delaware statutory trust (the “Trust”).
LIMITED LIABILITY COMPANY AGREEMENT OF LEHMAN BROTHERS HOLDINGS E-CAPITAL LLC I Dated as of August 19, 2005Limited Liability Company Agreement • October 21st, 2005 • Lehman Brothers Holdings E-Capital Trust I • Security brokers, dealers & flotation companies • Delaware
LIMITED LIABILITY COMPANY AGREEMENT (this “Agreement”) of Lehman Brothers Holdings E-Capital LLC I, a Delaware limited liability company (the “LLC”), dated as of August 19, 2005, among Lehman Brothers Holdings Inc., a Delaware corporation, as managing member (the “Managing Member”), and Lehman Brothers Holdings E-Capital Trust I, a Delaware statutory trust, as non-managing member (the “Non-Managing Member”), and such other Persons (as defined herein) who become non-managing members as provided herein.
LLC GUARANTEE AGREEMENT LEHMAN BROTHERS HOLDINGS E-CAPITAL LLC I Dated as of August 19, 2005LLC Guarantee Agreement • October 21st, 2005 • Lehman Brothers Holdings E-Capital Trust I • Security brokers, dealers & flotation companies • New York
This LLC GUARANTEE AGREEMENT, dated as of August 19, 2005 (the “LLC Guarantee”), is executed and delivered by Lehman Brothers Holdings Inc., a Delaware corporation (the “Guarantor”), and JPMorgan Chase Bank, N.A., as trustee (the “LLC Guarantee Trustee”), for the benefit of the holders from time to time of the LLC Preferred Securities (as defined below).
REGISTRATION RIGHTS AGREEMENT Dated as of August 19, 2005 by and among Lehman Brothers Holdings E-Capital Trust I, Lehman Brothers Holdings E-Capital LLC I, Lehman Brothers Holdings Inc. as Issuers and Lehman Brothers Inc. Zions Investment Securities,...Registration Rights Agreement • October 21st, 2005 • Lehman Brothers Holdings E-Capital Trust I • Security brokers, dealers & flotation companies • New York
This Registration Rights Agreement (this “Agreement”) is dated as of August 19, 2005, by and among Lehman Brothers Holdings Inc., a Delaware business corporation (the “Company”), Lehman Brothers Holdings E-Capital Trust I, a Delaware statutory trust (the “Trust”), Lehman Brothers Holdings E-Capital LLC I, a Delaware limited liability company (the “LLC”) and Lehman Brothers Inc., Zions Investment Securities, Inc. and SunTrust Capital Markets, Inc. (each an “Initial Purchaser” and, collectively, the “Initial Purchasers”), each of whom has agreed to purchase the Trust’s Floating Rate Enhanced Capital Advantaged Preferred Securities (the “Trust Preferred Securities”) pursuant to the Purchase Agreement dated as of August 12, 2005 by and among the Company, the LLC, the Trust and the Initial Purchasers (the “Purchase Agreement”).
