CLOSED-END FUND CUSTODY AGREEMENTCustody Agreement • September 13th, 2013 • City National Rochdale High Yield Alternative Strategies Fund LLC • Ohio
THIS AGREEMENT is made and entered into as of this 13th day of _March___, 2007, by and between ROCHDALE CORE ALTERNATIVE STRATEGIES FUND TEI, LLC, a Delaware limited liability company (the “Tax-Exempt Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND, LLC, a Delaware limited liability company (the “Taxable Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES MASTER FUND, a Delaware limited liability company (the “Master Fund”) (collectively the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
ROCHDALE CORE ALTERNATIVE STRATEGIES FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 13th, 2013 • City National Rochdale High Yield Alternative Strategies Fund LLC • Delaware
THIS AGREEMENT is made and entered into as of this 2nd day of July 2012, by and among ROCHDALE CORE ALTERNATIVE STRATEGIES FUND TEI, LLC, a Delaware limited liability company (the “Tax-Exempt Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND, LLC, a Delaware limited liability company (the “Taxable Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND (CAYMAN), LTD, a Cayman Islands limited duration company (the “Offshore Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES MASTER FUND, LLC, a Delaware limited liability company (the “Master Fund”), and Rochdale Investment Management, a Delaware limited liability company (the “Advisor” or “Rochdale”). The Tax-Exempt Fund, the Taxable Fund, the Offshore Fund and the Master Fund are sometimes referred to herein collectively the “Funds”.
AMENDED AND RESTATED SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • September 13th, 2013 • City National Rochdale High Yield Alternative Strategies Fund LLC • New York
AMENDED AND RESTATED AGREEMENT by and among Rochdale Investment Management LLC, a limited liability company organized under the laws of Delaware (the “Adviser”) and PineBridge Investments LLC, a limited liability company organized under the laws of Delaware (“PineBridge”), effective as of March 25, 2013 (the “Effective Date”).
INTERIM SUB-INVESTMENT ADVISORY AGREEMENTInterim Sub-Investment Advisory Agreement • June 1st, 2010 • Rochdale Core Alternative Strategies Fund LLC • New York
AGREEMENT by and among Rochdale Investment Management LLC (the “Adviser”) and PineBridge Investments LLC, a limited liability company organized under the laws of the State of Delaware ("PineBridge"), effective as of March 26, 2010 (the “Effective Date”).
ROCHDALE CORE ALTERNATIVE STRATEGIES FUND LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENTLimited Liability Company Operating Agreement • August 24th, 2011 • Rochdale Core Alternative Strategies Fund LLC • Delaware
THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT of Rochdale Core Alternative Strategies Fund LLC (the “Fund”) is made effective as of July 15, 2011, by the Manager (as defined below) and on behalf of each person reflected on the books of the Fund as a Member. Subsequently, this Agreement is effective with respect to each person hereinafter admitted to the Fund and reflected on the books of the Fund as a Member.
ROCHDALE CORE ALTERNATIVE STRATEGIES FUND OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • April 5th, 2007 • Rochdale Core Alternative Strategies Fund LLC • Delaware
THIS AGREEMENT is made and entered into as of this ____ day of _______ 2006, by and among ROCHDALE CORE ALTERNATIVE STRATEGIES FUND TEI, LLC, a Delaware limited liability company (the “Tax-Exempt Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND, LLC, a Delaware limited liability company (the “Taxable Fund”), ROCHDALE CORE ALTERTNATIVE STRATEGIES FUND (CAYMAN), LDC, a Cayman Islands limited duration company (the “Offshore Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES MASTER FUND, LLC, a Delaware limited liability company (the “Master Fund”), and ROCHDALE INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the “Advisor”)The Tax-Exempt Fund, the Taxable Fund, the Offshore Fund and the Master Fund are sometimes referred to herein collectively the “Funds”.
CLOSED-END FUND CUSTODY AGREEMENTCustody Agreement • March 16th, 2007 • Rochdale Core Alternative Strategies Fund LLC • Ohio
THIS AGREEMENT is made and entered into as of this ___ day of ___________, 2006, by and between ROCHDALE CORE ALTERNATIVE STRATEGIES FUND TEI, LLC, a Delaware limited liability company (the “Tax-Exempt Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND, LLC, a Delaware limited liability company (the “Taxable Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES MASTER FUND, a Delaware limited liability company (the “Master Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND (Cayman) LDC, a Cayman Islands limited duration company (the “Offshore Fund) (each a “Funds” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”). If the context requires that the word “Fund” be read in the plural, it shall be “Funds”.
ContractOperating Expense Limitation Agreement • March 24th, 2017 • City National Rochdale High Yield Alternative Strategies Fund LLC • Delaware
ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • March 16th, 2007 • Rochdale Core Alternative Strategies Fund LLC • Wisconsin
ESCROW DEPOSIT AGREEMENTEscrow Deposit Agreement • March 16th, 2007 • Rochdale Core Alternative Strategies Fund LLC
This Escrow Deposit Agreement (herein “Agreement”) entered into on the ____ day of _________, 20__, by and between ___________________________________ (the “Depositor”), and U. S. Bank National Association, a national banking association (the “Escrow Agent”), all being duly authorized to execute and deliver this Agreement.
ROCHDALE CORE ALTERNATIVE STRATEGIES FUND DISTRIBUTION AGREEMENTDistribution Agreement • March 16th, 2007 • Rochdale Core Alternative Strategies Fund LLC • New York
THIS AGREEMENT is made and entered into as of this ____ day of _______ 2006, by and among ROCHDALE CORE ALTERNATIVE STRATEGIES FUND TEI, LLC, a Delaware limited liability company (the “Tax-Exempt Fund”), ROCHDALE CORE ALTERNATIVE STRATEGIES FUND, LLC, a Delaware limited liability company (the “Taxable Fund”), (combined hereinafter and referred to as the “Funds”), and RIM SECURITIES LLC, a Delaware limited liability company (“Distributor”).
Rochdale Core Alternative Strategies Fund LLCTransaction Agreement • November 29th, 2012 • Rochdale Core Alternative Strategies Fund LLC
On July 2, 2012, the Rochdale Core Alternative Strategies Fund LLC’s Adviser, Rochdale Investment Management LLC, and City National Bank (“City National”), a wholly-owned subsidiary of City National Corporation, signed an agreement pursuant to which City National acquired 100% ownership of the Adviser’s Parent Company (the “Transaction”). On the closing date of the Transaction, the Adviser became a wholly-owned subsidiary of City National.
