FORM OF STOCK TRANSFER AGENCY AGREEMENT betweenStock Transfer Agency Agreement • May 24th, 2007 • Dow 30 Enhanced Premium & Income Fund Inc. • New York
AGREEMENT, made as of May , 2007, by and between Dow 30SM Enhanced Premium & Income Fund Inc., a corporation organized and existing under the laws of the State of Maryland (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
a Maryland corporation) [ ] Shares of Common Stock Par Value $.001 Per Share PURCHASE AGREEMENT Dated: May [ ], 2007Purchase Agreement • May 24th, 2007 • Dow 30 Enhanced Premium & Income Fund Inc. • New York
FORM OF INVESTMENT SUBADVISORY AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC AND NUVEEN ASSET MANAGEMENTInvestment Subadvisory Agreement • May 24th, 2007 • Dow 30 Enhanced Premium & Income Fund Inc. • New York
This Investment Subadvisory Agreement (the “Agreement”) is entered into as of May , 2007 by and between IQ Investment Advisors LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”), and Nuveen Asset Management, a corporation duly organized and existing under the laws of the State of Delaware (the “Subadviser”).
FORM OF INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT ENTERED INTO BETWEEN IQ INVESTMENT ADVISORS LLC ANDInvestment Advisory and Management Agreement • May 24th, 2007 • Dow 30 Enhanced Premium & Income Fund Inc. • New York
This Investment Advisory Agreement (the “Agreement”) is entered into as of May , 2007, by and between the DOW 30SM ENHANCED PREMIUM & INCOME FUND INC. (the “Fund”), a corporation duly organized and existing under the laws of the State of Maryland, and IQ INVESTMENT ADVISORS LLC, a limited liability company duly organized and existing under the laws of the State of Delaware (the “Adviser”).
ORIGINAL LISTING APPLICATIONListing Agreement • May 24th, 2007 • Dow 30 Enhanced Premium & Income Fund Inc.
Nothing in the following Agreement shall be so construed as to require the Corporation to do any acts in contravention of law or in violation of any rule or regulation of any public authority exercising jurisdiction over the Corporation.
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Dow 30sm Enhanced Premium & Income Fund, Inc. 811-22029 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of...Dow 30 Enhanced Premium & Income Fund Inc. • March 2nd, 2015
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix F and Appendix I, respectively, under Conformed Submission Type N-14 8C, accession number 0001193125-14-443667, on December 16, 2014.
