CUSTODY AGREEMENTCustody Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
AGREEMENT, dated as of , 2007 between Advent/Claymore Global Convertible Securities & Income Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 2455 Corporate West Drive, Lisle, Illinois 60532 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
ADVENT/CLAYMORE GLOBAL CONVERTIBLE SECURITIES & INCOME FUND AGREEMENT AND DECLARATION OF TRUST Dated as of February 26, 2007Agreement and Declaration of Trust • April 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • Delaware
AGREEMENT AND DECLARATION OF TRUST made as of the 26th day of February, 2007, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
STOCK TRANSFER AGENCY AGREEMENTStock Transfer Agency Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
AGREEMENT, made as of , 2007, by and between Advent/Claymore Global Convertible Securities & Income Fund, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK, a New York trust company (hereinafter referred to as the “Bank”).
PURCHASE AGREEMENTPurchase Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
Advent/Claymore Global Convertible Securities & Income Fund (a Delaware statutory trust) 3,400 Shares [ ]%, Series T7 3,400 Shares [ ]%, Series W7 Liquidation Preference $25,000 per Share FORM OF PURCHASE AGREEMENTAdvent/Claymore Global Convertible Securities & Income Fund • September 7th, 2007
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
AGREEMENT made as of , 2007 between Advent/Claymore Global Convertible Securities & Income Fund (the “Fund”) and The Bank of New York (“BNY”).
ACCOUNT CONTROL AGREEMENTAccount Control Agreement • November 9th, 2012 • Advent Claymore Convertible Securities & Income Fund II • New York
Account Control Agreement (the “Agreement”) dated as of November 9, 2012 by and among Merrill Lynch Professional Clearing Corp., as agent for the BofAML Entities (as defined in the Customer Account Agreement referenced below) (in such capacity, “Secured Party”), Advent Claymore Convertible Securities and Income Fund II (“Pledgor”), and The Bank of New York Mellon (the “Custodian”).
MARGIN LOAN AGREEMENT dated as of November 9, 2012 by and between ADVENT CLAYMORE CONVERTIBLE SECURITIES AND INCOME FUND II, as Borrower, and MERRILL LYNCH PROFESSIONAL CLEARING CORP., as LenderMargin Loan Agreement • November 9th, 2012 • Advent Claymore Convertible Securities & Income Fund II • New York
Customer Account AgreementCustomer Account Agreement • November 9th, 2012 • Advent Claymore Convertible Securities & Income Fund II • New York
SUBSCRIPTION AGREEMENTSubscription Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund
THIS SUBSCRIPTION AGREEMENT is entered into as of the 1st day of May, 2007, between Advent/Claymore Global Convertible Securities & Income Fund, a statutory trust organized and existing under the laws of Delaware (the “Trust”), and Claymore Securities, Inc. (the “Purchaser”).
BROKER-DEALER AGREEMENTBroker-Dealer Agreement • September 7th, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
THIS BROKER-DEALER AGREEMENT, dated September [ ], 2007, among (i) The Bank of New York (the “Auction Agent”), a a New York banking corporation, not in its individual capacity but solely as agent of Advent/Claymore Convertible Securities & Income Fund (the “Fund”), pursuant to authority granted to the Auction Agent in the Auction Agreement, dated September [ ], 2007 (the “Auction Agreement”), between the Fund and the Auction Agent; (ii) [ ], a [ ] (“BD”); and (iii) Advent/Claymore Convertible Securities & Income Fund, a Delaware Statutory Trust (the “Fund”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of , 2007, between Advent/Claymore Global Convertible Securities & Income Fund, a Delaware statutory trust (the “Trust”), and Claymore Advisors, LLC, a Delaware limited liability company (the “Advisor”).
ADMINISTRATION AGREEMENTAdministration Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
AGREEMENT made as of , 2007, by and between Advent/Claymore Global Convertible Securities & Income Fund (the “Fund”), and The Bank of New York, a New York banking organization (the “Administrator”).
Changes in control of Registrant On July 17, 2009, Claymore Group Inc., the parent of Claymore, entered into an Agreement and Plan of Merger between and among Claymore Group Inc., Claymore Holdings, LLC and GuggClay Acquisition, Inc., (with the latter...Advent/Claymore Global Convertible Securities & Income Fund • December 28th, 2009
On July 17, 2009, Claymore Group Inc., the parent of Claymore, entered into an Agreement and Plan of Merger between and among Claymore Group Inc., Claymore Holdings, LLC and GuggClay Acquisition, Inc., (with the latter two entities being wholly-owned, indirect subsidiaries of Guggenheim Partners, LLC ("Guggenheim")) whereby GuggClay Acquisition, Inc. will merge into Claymore Group Inc. which will be the surviving entity. The transaction closed on October 14, 2009. The completed merger resulted in a change of control whereby Claymore Group Inc. and its subsidiaries, including Claymore Advisors, LLC, became indirect, wholly-owned subsidiaries of Guggenheim. The transaction is not expected to affect the services provided by Claymore Advisors, LLC to the Fund.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
AGREEMENT made as of this th day of , 2007 by and between Advent/Claymore Global Convertible Securities & Income Fund, a Delaware statutory trust having its principal place of business at 2455 Corporate West Drive, Lisle, Illinois, 60532 (hereinafter called the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business, having its principal place of business at One Wall Street, New York, New York 10286 (hereinafter called the “Bank”).
AUCTION AGREEMENT between Advent/Claymore Global Convertible Securities & Income Fund and The Bank of New York, as Auction Agent Dated September [ ], 2007 Relating to 3,400 Shares, Series T7 3,400 Shares, Series W7Auction Agreement • September 10th, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
This AUCTION AGREEMENT dated September [ ], 2007 (this “Agreement”), between Advent/Claymore Global Convertible Securities & Income Fund (the “Fund”) pursuant to the Statement of Preferences (the “Authorizing Document”) and The Bank of New York, as auction agent (together with its successors and assigns, the “Auction Agent”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 23rd, 2007 • Advent/Claymore Global Convertible Securities & Income Fund • New York
THIS INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”), dated as of , 2007, by and among Advent/Claymore Global Convertible Securities & Income Fund, a Delaware statutory trust (the “Trust”), Claymore Advisors, LLC, a Delaware limited liability company (the “Claymore”), and Advent Capital Management, LLC, a Delaware limited liability company (the “Investment Manager”).
