FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • July 6th, 2015 • UST Global Private Markets Fund, LLC • New York
THIS INVESTMENT ADVISORY AGREEMENT is made the ______ 2015, by and between UST Global Private Markets Fund, LLC (the "Company") and Neuberger Berman Management LLC, a Delaware limited liability company (the "Investment Adviser").
Exhibit (a)(ii) Limited Liability Company Agreement LIMITED LIABILITY COMPANY AGREEMENT OF UST GLOBAL PRIVATE MARKETS FUND, LLCLimited Liability Company Agreement • December 3rd, 2007 • UST Global Private Markets Fund, LLC • Delaware
This LIMITED LIABILITY COMPANY AGREEMENT (the “Agreement”) of UST Global Private Markets Fund, LLC, a Delaware limited liability company (the “Company”), is made as of the 17th day of October, 2007, by and among the Organizational Member, the Managers and those Persons hereinafter admitted as Members and has been executed for the purpose of providing for the operation of the Company pursuant to the provisions of the Delaware Limited Liability Company Act.
FUNDS REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED, LISTED IN APPENDIX A1 (each the "Fund"2) MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (the "Selling Agent") PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 26th, 2010 • UST Global Private Markets Fund, LLC • New York
Subject to the terms and conditions of this Agreement (in particular, Section 4 hereof) and the Selling Agent's good faith judgment of prevailing market conditions and the current marketability of the Fund, the Selling Agent hereby agrees to use reasonable efforts to solicit, on behalf of and as agent for the Fund, investments in the limited liability company interests (the "Interests") of the Fund, a limited liability company registered under the Investment Company Act of 1940, as amended (the "1940 Act"). Each of the managers or investment advisers, as applicable, listed in Appendix A, as may be amended from time to time (the "Manager"3), serves as the manager or investment adviser to the applicable Fund listed on the Appendix A and provides management or investment advisory services, as applicable, to such Fund. This Agreement is made separately among: (i) each Fund listed in Appendix A; (ii) the applicable Fund's respective Manager listed in Appendix A (with respect to Sections 2,
FORM OF SUB-ADVISORY AGREEMENT UST GLOBAL PRIVATE MARKETS FUND, LLC NEUBERGER BERMAN MANAGEMENT LLC New York, New York 10158-0006Sub-Advisory Agreement • July 6th, 2015 • UST Global Private Markets Fund, LLC
We have entered into an Investment Advisory Agreement with UST Global Private Markets Fund, LLC (“Fund”) pursuant to which we are to act as investment adviser to such Fund. We hereby agree with you as follows:
JOINT INSURED AGREEMENTJoint Insured Agreement • January 10th, 2012 • UST Global Private Markets Fund, LLC
This AMENDED AND RESTATED JOINT INSURED BOND AGREEMENT (the "Agreement"), dated as of December 21, 2011 by and among Excelsior Venture Partners III, LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TI 2), LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC; Excelsior Multi-Strategy Hedge Fund of Funds Master Fund, LLC; Excelsior Directional Hedge Fund of Funds, Ltd.; Excelsior Multi-Strategy Hedge Fund of Funds 2, Ltd.; Excelsior Buyout Investors, LLC; UST Global Private Markets Fund, LLC; Excelsior Private Markets Fund II (TI), LLC; Excelsior Private Markets Fund II (TE), LLC and Excelsior Private Markets Fund II (Master), LLC and Excelsior Private Markets Fund II (Offshore), LDC (collectively, the "Funds").
AMENDED AND RESTATED JOINT INSURED AGREEMENTJoint Insured Agreement • October 14th, 2014 • UST Global Private Markets Fund, LLC
This AMENDED AND RESTATED JOINT INSURED BOND AGREEMENT (the "Agreement") dated as of September 22, 2014 by and among Excelsior Venture Partners III, LLC; Excelsior Multi-Strategy Hedge Fund of Funds, LLC; UST Global Private Markets Fund, LLC; Excelsior Private Markets Fund II (TI), LLC; Excelsior Private Markets Fund II (TE), LLC, Excelsior Private Markets Fund II (Master), LLC, Excelsior Private Markets Fund II (Offshore), LDC, Excelsior Private Markets Fund III (TI), LLC; Excelsior Private Markets Fund III (TE), LLC, Excelsior Private Markets Fund III (Master), LLC and Excelsior Private Markets Fund III (Offshore), LDC (collectively, the "Funds").
Exhibit (j)(i) Custodian Services Agreement CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • December 3rd, 2007 • UST Global Private Markets Fund, LLC
THIS AGREEMENT is made as of October 17, 2007 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware (“PFPC Trust”), and UST GLOBAL PRIVATE MARKETS FUND, LLC, a Delaware limited liability company (the “Company”).
Exhibit (h) Placement Agency Agreements UST GLOBAL PRIVATE MARKETS FUND, LLCPlacement Agent Agreement • December 3rd, 2007 • UST Global Private Markets Fund, LLC • New York
Exhibit (j)(ii) Escrow Agreement ESCROW AGREEMENTEscrow Agreement • December 3rd, 2007 • UST Global Private Markets Fund, LLC • Delaware
THIS AGREEMENT is made as of October 17, 2007, by and between UST GLOBAL PRIVATE MARKETS FUND, LLC, a Delaware limited liability company (the “Company”) and PFPC INC., a Massachusetts corporation (“Escrow Agent”).
AMENDED AND RESTATED JOINT INSURED AGREEMENTJoint Insured Agreement • February 9th, 2011 • UST Global Private Markets Fund, LLC
This AMENDED AND RESTATED JOINT INSURED BOND AGREEMENT (the "Agreement"), dated as of December 16, 2010 by and among Excelsior Venture Partners III, LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TI), LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TE), LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TI 2), LLC; Excelsior Multi-Strategy Hedge Fund of Funds (TE 2), LLC; Excelsior Multi-Strategy Hedge Fund of Funds Master Fund, LLC; Excelsior Directional Hedge Fund of Funds, Ltd.; Excelsior Multi-Strategy Hedge Fund of Funds 2, Ltd.; Excelsior Buyout Investors, LLC; Grosvenor Registered Multi-Strategy Fund (TI 1), LLC; Grosvenor Registered Multi-Strategy Fund (TI 2), LLC; Grosvenor Registered Multi-Strategy Fund (TE), LLC; Grosvenor Registered Multi-Strategy Master Fund, LLC; Grosvenor Multi-Strategy Offshore Fund, Ltd.; UST Global Private Markets Fund, LLC; Excelsior Private Markets Fund II (TI), LLC; Excelsior Private Markets Fund II (TE), LLC and Excelsior Private Markets Fu
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 26th, 2010 • UST Global Private Markets Fund, LLC
THIS FIRST AMENDMENT to the Investment Advisory Agreement (the “Amendment”) is made as of September 11, 2009 by and between UST Global Private Markets Fund, LLC (the “Company”) and Bank of America Capital Advisors, LLC (the “Investment Adviser”).
Exhibit (k) Administration Agreement UST GLOBAL PRIVATE MARKETS FUND, LLC ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAdministration and Accounting Services Agreement • December 3rd, 2007 • UST Global Private Markets Fund, LLC
THIS ADMINISTRATION AND ACCOUNTING AGREEMENT is made and entered into as of October 17, 2007, by and between J.D. Clark & Company (the “Administrator”) and UST Global Private Markets Fund, LLC (the “Company”).
