JAVELIN EXCHANGE-TRADED TRUST FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • Delaware
Contract Type FiledMay 13th, 2009 Company JurisdictionThis Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by Brown Brothers Harriman (the “Index Receipt Agent”) as index receipt agent for Javelin Exchange-Traded Trust (the “Trust”).
FORM OF CUSTODIAN AGREEMENTForm of Custodian Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • New York
Contract Type FiledMay 13th, 2009 Company JurisdictionTHIS AGREEMENT, dated as of May __, 2009, between Javelin Exchange-Traded Trust, a management investment company organized under the laws of the State of ________________________ and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
JAVELIN EXCHANGE-TRADED TRUST FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • Delaware
Contract Type FiledMay 13th, 2009 Company JurisdictionTHIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of May __, 2009, between Javelin Exchange-Traded Trust, a Delaware statutory trust (the “Trust”), and Javelin Investment Management LLC, a New Jersey limited liability company (the “Adviser”).
Javelin Exchange-Traded Trust Agreement and Declaration of Trust December __, 2008Agreement and Declaration of Trust • December 9th, 2008 • Javelin Exchange-Traded Trust • Delaware
Contract Type FiledDecember 9th, 2008 Company JurisdictionAGREEMENT AND DECLARATION OF TRUST made as of the __th day of December, 2008 by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
FORM OF ETF DISTRIBUTION AGREEMENTForm of Etf Distribution Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • Delaware
Contract Type FiledMay 13th, 2009 Company JurisdictionThis Distribution Agreement (the “Agreement”) is made this __ day of May, 2009, by and between Javelin Exchange-Traded Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 33 Witherspoon Street, Suite 210, Princeton, NJ 08542, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF LICENSE AGREEMENTForm of License Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • New York
Contract Type FiledMay 13th, 2009 Company JurisdictionThis License Agreement, dated as of this 1st day of January, 2009, (the "Commencement Date"), is made by and between Dow Jones & Company, Inc. ("Dow Jones"), having an office at 200 Liberty Street, New York, New York 10281, and Javelin Investment Management, LLC, having an office at 33 Witherspoon Street, Princeton, NJ 08540 (the "Licensee”).
FORM OF COMPLIANCE AND AML SERVICES AGREEMENTCompliance and Aml Services Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • Delaware
Contract Type FiledMay 13th, 2009 Company JurisdictionAGREEMENT made as of May __, 2009 by and between Javelin Exchange-Traded Trust, a Delaware statutory trust, with its principal office and place of business at 33 Witherspoon Street, Suite 210, Princeton, NJ 08542 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
FORM OF ADMINISTRATIVE AGENCY AGREEMENTAdministrative Agency Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • Massachusetts
Contract Type FiledMay 13th, 2009 Company JurisdictionTHIS AGREEMENT is made as of [ ] by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the "Administrator"), and Javelin Exchange-Traded Trust, a Delaware statutory trust (the “Fund” on behalf of each series listed on Appendix A to this Agreement each a “Portfolio” and collectively, the "Portfolios") and registered with the Securities and Exchange Commission under the Investment Company Act of 1940 (“the 1940 Act”) (the “Fund” ).
FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 13th, 2009 • Javelin Exchange-Traded Trust • Texas
Contract Type FiledMay 13th, 2009 Company JurisdictionAGREEMENT made this (24th day of November, 2008by and between Javelin Investment Management, LLC (the "Adviser"), and Esposito Partners, LLC (the "Sub-adviser").