Exhibit No. EX-99.e.1 DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of this ____ day of ________, 200__, by and between ___________________, a _________________ business trust (the "Trust") and QUASAR DISTRIBUTORS, LLC, a Delaware...Distribution Agreement • October 19th, 2007 • Academy Funds Trust • Wisconsin
Exhibit No. EX-99.g CUSTODY AGREEMENT THIS AGREEMENT is made and entered into as of the 31st day of December, 2007, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the "Trust"), and U.S. BANK NATIONAL ASSOCIATION, a national banking...Custody Agreement • December 27th, 2007 • Academy Funds Trust • Ohio
Academy Asset Management, LLC Mellon Bank Center, Suite 3930 1735 Market Street Philadelphia, PA 19103Expense Limitation Agreement • December 27th, 2007 • Academy Funds Trust
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, Academy Asset Management, LLC (the "Advisor"), agrees that in order to improve the performance of the Academy Core Equity Fund and the Academy Select Opportunities Fund (each a "Fund" and collectively, the "Funds"), both series of the Academy Funds Trust, the Advisor shall, from December 31, 2007 through December 31, 2008, waive all or a portion of its investment advisory fees (excluding any taxes, interest, brokerage fees, certain insurance costs and extraordinary expenses) in an aggregate amount equal to the amount by which the Fund's total operating expenses (excluding any taxes, interest, brokerage fees, certain insurance costs and extraordinary expenses) exceeds the amounts indicated below:
Exhibit No. EX-99.d.1 INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made by and between Academy Funds Trust, a Delaware statutory trust (the "Trust"), on behalf of the each series listed on Schedule A (each a "Fund" and collectively, the "Funds"), and...Investment Advisory Agreement • December 27th, 2007 • Academy Funds Trust
DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 19th day of January, 2012, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). INNOVATOR MANAGEMENT, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only. This Agreement supersedes and replaces the Distribution Agreement dated December 31, 2007.
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • May 29th, 2019 • Innovator ETFs Trust • Minnesota
THIS AMENDED AND RESTATED CUSTODY AGREEMENT (‘Agreement”) is made and entered into as of this 13th day of May, 2019, by and between INNOVATOR ETFs TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”). Innovator Capital Management, LLC the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Article VII, 7.01 only.
Exhibit No. EX-99.h.1 FUND ACCOUNTING SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 31st day of December, 2007, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a...Fund Accounting Servicing Agreement • December 27th, 2007 • Academy Funds Trust • Wisconsin
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 30th, 2013 • Academy Funds Trust • Delaware
AGREEMENT made as of the 7th of December, 2011 by and between Innovator Management LLC, a Delaware limited liability company (the “Advisor”), and Trust & Fiduciary Management Services, Inc., a Massachusetts corporation (the “Sub-Advisor”).
Exhibit No. EX-99.h.3 TRANSFER AGENT SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 31st day of December, 2007, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a...Transfer Agent Servicing Agreement • December 27th, 2007 • Academy Funds Trust • Wisconsin
Exhibit No. EX-99.h.2 FUND ADMINISTRATION SERVICING AGREEMENT THIS AGREEMENT is made and entered into as of the 31st day of December, 2007, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES,...Fund Administration Servicing Agreement • December 27th, 2007 • Academy Funds Trust • Wisconsin
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 30th, 2009 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 31st day of December, 2007, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
PENSERRA CAPITAL MANAGEMENT LLC SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 29th, 2016 • Academy Funds Trust • New York
Sub-Advisory Agreement (this “Agreement”) entered into as of the 7th day of April, 2015, by and between Innovator Management LLC, a Delaware limited liability company with its principal place of business at 325 Chestnut Street, Suite 512, Philadelphia, PA 19106 (the “Adviser”), and Penserra Capital Management LLC, a registered investment advisor organized under the laws of the State of New York (the “Sub-Adviser”).
AGREEMENT AND DECLARATION OF TRUST of ACADEMY FUNDS TRUST a Delaware Statutory TrustTrust Agreement • October 19th, 2007 • Academy Funds Trust • Delaware
DISTRIBUTION AGREEMENTDistribution Agreement • March 29th, 2016 • Academy Funds Trust • Wisconsin
THIS DISTRIBUTION AGREEMENT (this “Agreement’) is made as of this 1st day of April, 2015 between ACADEMY FUNDS TRUST (the “Trust”), a Delaware statutory trust and Quasar Distributors, LLC (the “Distributor”), a Delaware limited liability company. INNOVATOR MANAGEMENT, LLC, a [insert type of entity] and the investment advisor to the Trust (the “Adviser”), is a party hereto with respect to Article 3 and Article 5 only.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
CHIEF COMPLIANCE OFFICER SUPPORT SERVICES FEE SCHEDULE – Effective December 1, 2011 Chief Compliance Officer Support Services U.S, Bancorp provides support to the Chief Compliance Officer (CCO) of each fund serviced either by U.S. Bancorp Fund Services, LLC or Quasar Distributors, LLC. Indicated below are samples of functions performed by USBFS in this CCO support role: •Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • Securities Lending Services • Distribution Services •Daily Resource to Fund CCO, Fund Board, Advisor •Provide USBFS/USB Critical Procedures & Compliance Controls •Daily and Periodic Reporting •Periodic CCO Conference Calls •Dissemination of Industry/Regulatory Information •Client & Business Line CCO Education & Training •Due Diligence Review of USBFS Service Facilities •Quarterly USBFS Certification •Board Meeting Presentation and Board Support •Testing, Documentation,
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 19th day of January, 2012, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). This Agreement supersedes and replaces the Fund Administration Servicing Agreement dated December 31, 2007.
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of December 15, 2023 FUNDSEtf Distribution Agreement • December 18th, 2023 • Innovator ETFs Trust
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2009 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 31st day of December, 2007, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of September 10, 2024 FUNDSEtf Distribution Agreement • September 17th, 2024 • Innovator ETFs Trust
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of December 15, 2020 FUNDSEtf Distribution Agreement • December 15th, 2020 • Innovator ETFs Trust
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of November 7, 2022 FUNDSEtf Distribution Agreement • November 7th, 2022 • Innovator ETFs Trust
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of June 25, 2021 FUNDSEtf Distribution Agreement • June 25th, 2021 • Innovator ETFs Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 29th, 2016 • Academy Funds Trust
THIS AGREEMENT, made by and between Academy Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Innovator IBD 50® Fund (the “Fund”), and Innovator Management LLC, a Delaware limited liability company (the “Advisor”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 19th day of January, 2012, by and between ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”). This Agreement supersedes and replaces the Fund Accounting Servicing Agreement dated as of December 31, 2007.
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of March 8, 2023 FUNDSEtf Distribution Agreement • March 8th, 2023 • Innovator ETFs Trust
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of November 25, 2019 FUNDSEtf Distribution Agreement • November 25th, 2019 • Innovator ETFs Trust
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • May 29th, 2019 • Innovator ETFs Trust • Wisconsin
This Amended and Restated Fund Accounting Servicing Agreement (“Agreement”) is made as of this 13th day of March 2019 by and between INNOVATOR ETFs TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”). Innovator Capital Management, LLC, the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Section 7 only.
EXPENSE LIMITATION AGREEMENT WITH RESPECT TO THE INNOVATOR IBD® 50 FUNDExpense Limitation Agreement • March 29th, 2016 • Academy Funds Trust • Delaware
This EXPENSE LIMITATION AGREEMENT is made as of this 25th day of January, 2016 between Academy Funds Trust, a Delaware statutory trust (the “Trust”) and Innovator Management LLC (the “Adviser”).
INNOVATOR ETFS TRUST SUB-ADVISER INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 7th, 2022 • Innovator ETFs Trust • New York
THIS INVESTMENT ADVISORY AGREEMENT, dated and effective as of the 7th day of July, 2022, is made and entered into by and among Innovator Capital Management LLC, a Delaware limited liability company (the “Investment Adviser”), Innovator ETFs Trust (formerly, Academy Funds Trust), a Delaware Statutory Trust (the “Trust”), and Parametric Portofolio Associates LLC a Delaware limited liability company (the “Sub-Adviser”).
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of October 17, 2024 FUNDSEtf Distribution Agreement • October 17th, 2024 • Innovator ETFs Trust
ETF DISTRIBUTION AGREEMENT EXHIBIT A Effective as of August 27, 2019 FUNDSEtf Distribution Agreement • August 27th, 2019 • Innovator ETFs Trust
FIRST AMENDMENT TO THE ACADEMY FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • April 30th, 2010 • Academy Funds Trust
THIS FIRST AMENDMENT dated as of this 23rd day of December, 2009, to the Custody Agreement, dated as of December 31, 2007 (the “Agreement”), is entered into by and between Academy Funds Trust, a Delaware statutory trust (the “Trust”), and U.S. Bank National Association, a national banking association (the “Custodian”).
FIRST AMENDMENT TO THE ACADEMY FUNDS TRUST DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2015 • Academy Funds Trust
THIS FIRST AMENDMENT dated as of this 20th day of April, 2012, to the Distribution Agreement, dated as of January 19, 2012, (the “Agreement”), is entered into by and among ACADEMY FUNDS TRUST, a Delaware statutory trust (the “Trust”), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and INNOVATOR MANAGEMENT, LLC, a Delaware limited liability company and the investment advisor to the Trust (the “Advisor”),.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 30th, 2009 • Academy Funds Trust • Wisconsin
FIRST AMENDMENT TO THE ACADEMY FUNDS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 30th, 2010 • Academy Funds Trust
THIS FIRST AMENDMENT dated as of this 23rd day of December, 2009, to the Fund Administration Servicing Agreement, dated as of December 31, 2007 (the “Agreement”), is entered into by and between Academy Funds Trust, a Delaware statutory trust (the “Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
