CUSTODY AGREEMENTCustody Agreement • February 27th, 2008 • Old Mutual Funds III • New York
AGREEMENT, entered into as of February 19, 2008, between Old Mutual Funds III, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 4643 South Ulster Street, Suite 600, Denver, Colorado 80237 (the “Fund”) and The Bank of New York (“BNY”), a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
OLD MUTUAL FUNDS III INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 22nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT is entered into as of the dates indicated on the Schedule A between Old Mutual Capital, Inc. (the "Adviser") and Old Mutual Funds III (the "Trust").
AGREEMENT AMONG JOINTLY INSURED PARTIESJointly Insured Agreement • August 7th, 2009 • Old Mutual Funds III
THIS AGREEMENT AMONG JOINTLY INSURED PARTIES, effective as of May 1, 2009 (“Agreement”), is by and between Old Mutual Funds I, Old Mutual Funds II, and Old Mutual Funds III (each a “Fund” and collectively, the “Funds”).
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • February 27th, 2008 • Old Mutual Funds III • New York
AGREEMENT entered into as of February 19, 2008 Old Mutual Funds III (the “Fund”), a statutory trust organized and existing under the laws of the State of Delaware and having its principal office and place of business at 4643 South Ulster Street, Suite 600, Denver, Colorado 80237, and The Bank of New York (“BNY”).
AGREEMENT AMONG JOINTLY INSURED PARTIESJoint Insured Agreement • August 1st, 2008 • Old Mutual Funds III
THIS AGREEMENT AMONG JOINTLY INSURED PARTIES, effective as of May 1, 2008 (“Agreement”), is by and between Old Mutual Funds I, Old Mutual Funds II, Old Mutual Funds III and Old Mutual Insurance Series Fund (each a “Fund” and collectively, the “Funds”).
AMENDED EXHIBIT A DATED AUGUST 22, 2008 TO DST SYSTEMS, INC. OLD MUTUAL FUNDS I, II, and III TRANSFER AGENCY AGREEMENT DATED MARCH 1, 2008Transfer Agency Agreement • August 22nd, 2008 • Old Mutual Funds III
FUND SUB-ADMINISTRATION AND ACCOUNTING AGREEMENTFund Sub-Administration and Accounting Agreement • February 27th, 2008 • Old Mutual Funds III • New York
AGREEMENT entered into as of February 19, 2008, by and between Old Mutual Fund Services (“OMFS”), as administrator to each series portfolio of Old Mutual Funds III (“OMF III”) listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York, a New York banking organization (“BNY”).
AGREEMENT AND DECLARATION OF TRUST OF OLD MUTUAL FUNDS IIITrust Agreement • February 27th, 2008 • Old Mutual Funds III
This Agreement and Declaration of Trust of Old Mutual Funds III, dated as of February 20, 2008, is among John R. Bartholdson, Jettie M. Edwards, Robert M. Hamje, Jarrett B. Kling, Albert A. Miller, L. Kent Moore, Julian F. Sluyters, Thomas M. Turpin and Leigh A. Wilson, as the Trustees, and each Person who becomes a Shareholder in accordance with the terms hereinafter set forth.
FIRST AMENDMENT TO AGREEMENT AND DECLARATION OF TRUST This First Amendment (the "Amendment") to the Agreement and Declaration of Trust of Old Mutual Funds III (the "Trust") amends the Agreement and Declaration of Trust of the Trust dated as of...Agreement and Declaration of Trust • February 25th, 2009 • Old Mutual Funds III
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 22nd, 2008 • Old Mutual Funds III • Delaware
AGREEMENT effective as of the 22nd day of August, 2008 by and among Old Mutual Capital, Inc., a Delaware corporation (the “Adviser”), Heitman Real Estate Securities LLC, a Delaware limited liability company (the “Sub-Adviser”), and Old Mutual Funds III, a Delaware statutory trust (the “Trust”).
ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • February 27th, 2008 • Old Mutual Funds III • Delaware
ADMINISTRATIVE SERVICES AGREEMENT ("Agreement") made as of the 19th day of February, 2008, by and between Old Mutual Funds III, a business trust organized under the laws of the State of Delaware (the "Trust"), and Old Mutual Fund Services, a Pennsylvania business trust (the "Administrator").
SECOND AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • April 22nd, 2009 • Old Mutual Funds III
THIS SECOND AMENDMENT (“Second Amendment”), made as of March 1, 2009 (the “Effective Date”), by and between OLD MUTUAL FUNDS I (“OMF I”), OLD MUTUAL FUNDS II (“OMF II”), OLD MUTUAL FUNDS III (“OMF III”), each a Delaware statutory trust (each a “Trust” and together, the “Trusts”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (“DST”), to the Amended and Restated Agency Agreement made as of March 1, 2008, as amended, by and between the Trusts and DST (the “Agency Agreement”), hereby amends the Agency Agreement by replacing Exhibit B, Exhibit B.1, Exhibit B.2, Exhibit B.3, and Exhibit B.4. in their entirety with the exhibits attached hereto.
FORM OF INVESTMENT SUB-SUB-ADVISORY AGREEMENTInvestment Sub-Sub-Advisory Agreement • June 2nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT, (“Agreement”) made as of ___________________ by and between HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company, having its principal place of business at 191 North Wacker Drive, Chicago, Illinois 60606, the United States of America (hereinafter referred to as “Heitman”) and HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GmbH, registered with the Commercial Register of the Local Court of Frankfurt Am Main HRB 77896, having its principal place of business at Rossmarkt 14, 60311 Frankfurt am Main, Germany (hereinafter referred to as “Heitman-Europe”).
AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • April 22nd, 2009 • Old Mutual Funds III
THIS AMENDMENT (“Amendment”), made as of March 27, 2009 (the “Effective Date”), by and between OLD MUTUAL FUNDS I (“OMF I”), OLD MUTUAL FUNDS II (“OMF II”), OLD MUTUAL FUNDS III (“OMF III”), each a Delaware statutory trust (each a “Trust” and together, the “Trusts”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (“DST”), to the Amended and Restated Agency Agreement made as of March 1, 2008, by and between the Trusts and DST (the “Agency Agreement”).
AGREEMENT AND DECLARATION OF TRUST OF OLD MUTUAL FUNDS III This Agreement and Declaration of Trust of Old Mutual Funds III, dated as of February 20, 2008, is among John R. Bartholdson, Jettie M. Edwards, Robert M. Hamje, Jarrett B. Kling, Albert A....Trust Agreement • August 27th, 2008 • Old Mutual Funds III
FORM OF INVESTMENT SUB-SUB-ADVISORY AGREEMENTInvestment Sub-Sub-Advisory Agreement • June 2nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT, (“Agreement”) made as of ___________________ by and between HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company, having its principal place of business at 191 North Wacker Drive, Chicago, Illinois 60606, the United States of America (hereinafter referred to as “Heitman”) and CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LTD, a New South Wales company, having its principal place of business at Level 15, 255 Pitt Street, Sydney, New South Wales, 2000, Australia (hereinafter referred to as “Challenger-USA”).
FIRST AMENDMENT TO AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • April 22nd, 2009 • Old Mutual Funds III
THIS FIRST AMENDMENT (“First Amendment”), made as of September 17, 2008 (the “Effective Date”), by and between OLD MUTUAL FUNDS I (“OMF I”), OLD MUTUAL FUNDS II (“OMF II”), OLD MUTUAL FUNDS III (“OMF III”), each a Delaware statutory trust (each a “Trust” and together, the “Trusts”) and DST SYSTEMS, INC., a corporation organized and existing under the laws of the State of Delaware (“DST”), to the Amended and Restated Agency Agreement made as of March 1, 2008, by and between the Trusts and DST (the “Agency Agreement”).
AMENDMENT TO EXPENSE LIMITATION AGREEMENT (THE “AGREEMENT”) BETWEEN OLD MUTUAL FUNDS III (THE “TRUST”) AND OLD MUTUAL CAPITAL, INC. DATED MARCH 3, 2008 AS AMENDED FEBRUARY 24, 2009Expense Limitation Agreement • April 22nd, 2009 • Old Mutual Funds III
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT, effective as of the 3rd day of March, 2008 by and among Old Mutual Capital, Inc. (the "Adviser"), Ibbotson Associates Advisors, LLC (the "Sub-Adviser"), and Old Mutual Funds III, a Delaware statutory trust...Investment Sub-Advisory Agreement • August 27th, 2008 • Old Mutual Funds III • Delaware
AMENDMENT TO EXTENDED EXPENSE LIMITATION AGREEMENT (THE “AGREEMENT”) BETWEEN OLD MUTUAL FUNDS III (THE “TRUST”) AND OLD MUTUAL CAPITAL, INC. DATED JULY 1, 2008 AS AMENDED FEBRUARY 24, 2009Extended Expense Limitation Agreement • April 22nd, 2009 • Old Mutual Funds III
INVESTMENT ADVISORY AGREEMENT AGREEMENT, effective as of the 3rd day of March, 2008 between Old Mutual Capital, Inc. (the "Adviser") and Old Mutual Funds III (the "Trust"). WHEREAS, the Trust is a Delaware statutory trust, and is registered under the...Investment Advisory Agreement • August 27th, 2008 • Old Mutual Funds III • Delaware
AMENDMENT TO EXTENDED EXPENSE LIMITATION AGREEMENT (THE “AGREEMENT”) BETWEEN OLD MUTUAL FUNDS III (THE “TRUST”) AND OLD MUTUAL CAPITAL, INC. DATED MARCH 3, 2008 AS AMENDED FEBRUARY 24, 2009Extended Expense Limitation Agreement • April 22nd, 2009 • Old Mutual Funds III
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 27th, 2008 • Old Mutual Funds III • Delaware
AGREEMENT, effective as of the 3rd day of March, 2008 by and among Old Mutual Capital, Inc. (the "Adviser"), Ibbotson Associates Advisors, LLC (the "Sub-Adviser"), and Old Mutual Funds III, a Delaware statutory trust (the "Trust").
INVESTMENT SUB-SUB-ADVISORY AGREEMENTInvestment Sub-Sub-Advisory Agreement • August 22nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT, (“Agreement”) made as of August 22, 2008 by and between HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company, having its principal place of business at 191 North Wacker Drive, Chicago, Illinois 60606, the United States of America (hereinafter referred to as “Heitman”) and CHALLENGER MANAGED INVESTMENTS (INTERNATIONAL) PTY LTD, a New South Wales company, having its principal place of business at Level 15, 255 Pitt Street, Sydney, New South Wales, 2000, Australia (hereinafter referred to as “Challenger-USA”).
EXTENDED EXPENSE LIMITATION AGREEMENTExtended Expense Limitation Agreement • February 27th, 2008 • Old Mutual Funds III • Delaware
This Extended Expense Limitation Agreement (“Agreement”), effective as of March 3, 2008, is made and entered into by and between Old Mutual Funds III, a business trust organized under the laws of the State of Delaware (the “Trust”) on behalf of each portfolio of the Trust set forth in Schedule A (each a “Portfolio”, and collectively, the “Portfolios”), and Old Mutual Capital, Inc., a Delaware corporation (“Old Mutual Capital” or the “Investment Manager”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 27th, 2008 • Old Mutual Funds III
THIS AGREEMENT, effective as of March 3, 2008, is made and entered into by and between OLD MUTUAL FUNDS III, a business trust organized under the laws of the State of Delaware (the “Trust”), and OLD MUTUAL CAPITAL, INC., a Delaware corporation (the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • April 22nd, 2009 • Old Mutual Funds III
THIS AGREEMENT, effective as of July 1, 2008, is made and entered into by and between OLD MUTUAL FUNDS III, a business trust organized under the laws of the State of Delaware (the “Trust”), and OLD MUTUAL CAPITAL, INC., a Delaware corporation (the “Adviser”).
INVESTMENT SUB-SUB-ADVISORY AGREEMENTInvestment Sub-Sub-Advisory Agreement • August 22nd, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT, (“Agreement”) made as of August 22, 2008, by and between HEITMAN REAL ESTATE SECURITIES LLC, a Delaware limited liability company, having its principal place of business at 191 North Wacker Drive, Chicago, Illinois 60606, the United States of America (hereinafter referred to as “Heitman”) and HEITMAN INTERNATIONAL REAL ESTATE SECURITIES GmbH, registered with the Commercial Register of the Local Court of Frankfurt Am Main HRB 77896, having its principal place of business at Rossmarkt 14, 60311 Frankfurt am Main, Germany (hereinafter referred to as “Heitman-Europe”).
DISTRIBUTION AGREEMENT OLD MUTUAL FUNDS IIIDistribution Agreement • February 27th, 2008 • Old Mutual Funds III • Delaware
THIS AGREEMENT is made as of this 20th day of February, 2008 between Old Mutual Funds III (the "Trust"), a Delaware statutory trust, and Old Mutual Investment Partners (the "Distributor"), a Pennsylvania business trust.
EXTENDED EXPENSE LIMITATION AGREEMENTExtended Expense Limitation Agreement • April 22nd, 2009 • Old Mutual Funds III • Delaware
This Extended Expense Limitation Agreement (“Agreement”), effective as of July 1, 2008, is made and entered into by and between Old Mutual Funds III, a business trust organized under the laws of the State of Delaware (the “Trust”) on behalf of each portfolio of the Trust set forth in Schedule A (each a “Portfolio”, and collectively, the “Portfolios”), and Old Mutual Capital, Inc., a Delaware corporation (“Old Mutual Capital” or the “Investment Manager”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 27th, 2008 • Old Mutual Funds III • Delaware
AGREEMENT, effective as of the 3rd day of March, 2008 between Old Mutual Capital, Inc. (the "Adviser") and Old Mutual Funds III (the "Trust").
FIRST AMENDMENT TO AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • April 22nd, 2009 • Old Mutual Funds III
This First Amendment (the “Amendment”) to the Agreement and Declaration of Trust of Old Mutual Funds III (the “Trust”) amends the Agreement and Declaration of Trust of the Trust dated as of February 20, 2008, as amended (the “Agreement”).
