EMPLOYMENT AGREEMENTEmployment Agreement • November 8th, 2011 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of this 4th day of November 2011 (the “Effective Date”), by and between 1st Century Bancshares, Inc., a Delaware corporation (the “Bancshares”) and Jason DiNapoli (the “Executive”).
STANDARD MULTI-TENANT OFFICE LEASE - GROSSStandard Multi-Tenant Office Lease • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks
1ST CENTURY BANCSHARES, INC. RESTRICTED STOCK UNIT AGREEMENTRestricted Stock Unit Agreement • May 10th, 2013 • 1st Century Bancshares, Inc. • State commercial banks • Delaware
This Restricted Stock Unit Agreement (“Agreement”) is dated as of __________, 20__ (the “Grant Date”), between 1st Century Bancshares, Inc., a Delaware corporation (the “Company”) and _____________ (“Participant”).
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 25th, 2014 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into this 19th day of March 2014 (the “Effective Date”) by and among 1st Century Bancshares, Inc., a Delaware corporation (“Bancshares”), and Alan Rothenberg (“Executive”), on the other hand, with respect to that certain Employment Agreement, dated November 4, 2011, by and between Bancshares and Executive (the “Agreement”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of this 5th day of March, 2007 (the “Effective Date”), by and between 1st Century Bank, National Association, Los Angeles, California (the “Bank”), on one hand, and Donn B. Jakosky (the “Executive”), on the other hand.
SEVERANCE AGREEMENTSeverance Agreement • November 8th, 2011 • 1st Century Bancshares, Inc. • State commercial banks • California
This Severance Agreement (“Agreement”), effective as of November 4, 2011 (the “Effective Date”), is entered into by and between 1st Century Bancshares, Inc., a Delaware corporation (“Bancshares”) and John Kevin Sampson (“Executive”) (Bancshares and Executive collectively shall be referred to as the “Parties”).
PLAN OF REORGANIZATIONPlan of Reorganization • December 21st, 2007 • 1st Century Bancshares, Inc. • Delaware
This Plan of Reorganization (the “Plan”), dated as of the 18th day of December 2007, is entered into by and between 1st Century Bank, National Association, a national banking association (the “Bank”), and 1st Century Bancshares, Inc., a Delaware corporation (“Holding Company”).
1ST CENTURY BANCSHARES, INC. STOCK APPRECIATION RIGHTS GRANT AGREEMENTStock Appreciation Rights Grant Agreement • May 10th, 2013 • 1st Century Bancshares, Inc. • State commercial banks • California
This Stock Appreciation Rights Grant Agreement (“Agreement”) is effective as of the Date of Grant stated in the accompanying Notice of Stock Appreciation Rights Grant (“Notice”), between 1st Century Bancshares, Inc., a Delaware corporation (“Company”) and the Grantee stated in the Notice (“Grantee”), who is an employee of the Company or one of its subsidiaries. The Notice is incorporated herein by this reference and made a part of this Agreement.
FORM OF RESTRICTED STOCK AWARD AGREEMENT 1ST CENTURY BANCSHARES, INC. EQUITY INCENTIVE PLAN NOTICE OF GRANT AND RESTRICTED STOCK AGREEMENTRestricted Stock Award Agreement • December 21st, 2007 • 1st Century Bancshares, Inc.
You have been granted the number of Shares of Restricted Stock of the Company set forth below (“Shares”), subject to the terms and conditions of the 1st Century Bancshares, Inc.’s Equity Incentive Plan (“Plan”), and this Notice of Grant and Restricted Stock Agreement (collectively, “Notice and Agreement”). Unless otherwise defined, capitalized terms in the Notice and Agreement shall have the same meanings set forth in the Plan. Unless otherwise defined in the Notice and Agreement, terms with initial capital letters shall have the meanings set forth in the Plan.
CONFIDENTIAL WAIVER AND RELEASE AGREEMENTConfidential Waiver and Release Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
This Confidential Waiver and Release Agreement (the “Agreement”) is entered into by and between Angelina Bingham (“Employee”) and 1st Century Bank, National Association (the “Bank”). The purpose of this Agreement is to resolve and compromise any and all disputes and controversies of any nature existing between Employee and the Bank, including, but not limited to, any claims arising out of Employee’s employment with, and separation from, the Bank.
OPTION ANTI-DILUTION AGREEMENTOption Anti-Dilution Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS OPTION ANTI-DILUTION AGREEMENT (this “Agreement”) is entered into effective as of May 11, 2005 by and between 1st Century Bank, N.A. (the “Bank”), and Alan I. Rothenberg (“Rothenberg”), an individual residing in the State of California. This Agreement is made with reference to the following facts and circumstances:
PLAN OF REORGANIZATIONPlan of Reorganization • January 11th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • Delaware
This Plan of Reorganization (the “Plan”), dated as of the 18th day of December 2007, is entered into by and between 1st Century Bank, National Association, a national banking association (the “Bank”), and 1st Century Bancshares, Inc., a Delaware corporation (“Holding Company”).
1st CENTURY BANK, N.A. 2004 FOUNDER STOCK OPTION PLAN FOUNDER STOCK OPTION AGREEMENTFounder Stock Option Agreement • August 14th, 2013 • 1st Century Bancshares, Inc. • State commercial banks
1st Century Bank, N.A. (the “Bank”) hereby grants to the Optionholder named below an option to purchase the number of shares of the Bank’s common stock set forth below (the “Common Stock”). The terms and conditions of the Option are set forth in this Founder Stock Option Agreement (the “Agreement”) and in the 1st Century Bank, N.A.’s 2004 Founder Stock Option Plan (the “Plan”)and the Notice of Exercise, all of which are enclosed herewith and incorporated herein in their entirety. Capitalized terms not defined herein shall have the meanings assigned to them in the Plan.
1ST CENTURY BANCSHARES, INC. DIRECTOR AND EMPLOYEE STOCK OPTION PLAN STOCK OPTION AGREEMENTStock Option Agreement • December 21st, 2007 • 1st Century Bancshares, Inc.
1st Century Bancshares, Inc. (the “Company”) hereby grants to the Optionholder named below an option to purchase the number of shares of the Company’s common stock set forth below (the “Common Stock”). The terms and conditions of the Option are set forth in this Stock Option Agreement (the “Agreement”) and in the 1st Century Bancshares, Inc.’s Director and Employee Stock Option Plan (the “Plan”) and the Notice of Exercise, all of which are enclosed herewith and incorporated herein in their entirety. Capitalized terms not defined herein shall have the meanings assigned to them in the Plan.
LEASE AMENDMENT #3Lease Amendment • December 6th, 2012 • 1st Century Bancshares, Inc. • State commercial banks
This Lease Amendment #3 ("Amendment") dated December 4, 2012 is by and between 1875/1925 CENTURY PARK EAST COMPANY, a California general partnership ("Landlord"), and 1ST CENTURY BANK, N.A. ("Tenant").
LEASE AMENDMENT #2Lease Amendment • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks
This Lease Amendment #2 (“Amendment”) dated October 9, 2007 is by and between 1875/1925 CENTURY PARK EAST COMPANY, a California general partnership (“Landlord”), and 1ST CENTURY BANK, N.A. (“Tenant”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS EMPLOYMENT AGREEMENT (the “Agreement”) is made and entered into as of this 25th day of November, 2003, by and between 1st Century Bank, National Association (In Organization) (the “Bank”), on one hand, and Richard S. Cupp (the “Executive”), on the other hand.
AGREEMENT AND PLAN OF MERGER AMONG MIDLAND FINANCIAL CO., MC 2016 CORP. AND 1ST CENTURY BANCSHARES, INC. DATED AS OF MARCH 10, 2016Merger Agreement • March 11th, 2016 • 1st Century Bancshares, Inc. • State commercial banks • Oklahoma
AGREEMENT AND PLAN OF MERGER (this “Agreement”) dated as of March 10, 2016, among Midland Financial Co., an Oklahoma corporation (“Purchaser”), MC 2016 Corp., a Delaware corporation and a wholly-owned subsidiary of Purchaser (“Merger Sub”), and 1st Century Bancshares, Inc., a Delaware corporation (the “Company”).
OPTION ANTI-DILUTION AGREEMENTOption Anti-Dilution Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS OPTION ANTI-DILUTION AGREEMENT (this “Agreement”) is entered into effective as of May 11, 2005 by and between 1st Century Bank, N.A. (the “Bank”), and Richard S. Cupp (“Cupp”), an individual residing in the State of California. This Agreement is made with reference to the following facts and circumstances:
BUSINESS DEVELOPMENT AND CONSULTATION AGREEMENTBusiness Development and Consultation Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
THIS BUSINESS DEVELOPMENT AND CONSULTATION AGREEMENT (the “Agreement”) is made and entered into as of this 25th day of November, 2003, by and between 1st Century Bank, National Association (In Organization) (the “Bank”), on one hand, and Alan I. Rothenberg (the “Consultant”), on the other hand.
LEASE AMENDMENT #1Lease Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks
This Lease Amendment #1 (“Amendment”) dated , June 9, 2006 is by and between 1875/1925 CENTURY PARK EAST COMPANY, a California general partnership (“Landlord”), and 1ST CENTURY BANK, N.A. (“Tenant”).
Resale Restriction AgreementResale Restriction Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks • California
1ST CENTURY BANCSHARES, INC. FOUNDER STOCK OPTION PLAN FOUNDER STOCK OPTION AGREEMENTFounder Stock Option Agreement • March 17th, 2008 • 1st Century Bancshares, Inc. • State commercial banks
1st Century Bancshares, Inc. (the “Company”) hereby grants to the Optionholder named below an option to purchase the number of shares of the Company’s common stock set forth below (the “Common Stock”). The terms and conditions of the Option are set forth in this Founder Stock Option Agreement (the “Agreement”) and in the 1st Century Bancshares, Inc.’s Founder Stock Option Plan (the “Plan”) and the Notice of Exercise, all of which are enclosed herewith and incorporated herein in their entirety. Capitalized terms not defined herein shall have the meanings assigned to them in the Plan.
