Stephens Investments Holdings LLC Sample Contracts
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • January 7th, 2009 • Stephens Investments Holdings LLC • Retail-home furniture, furnishings & equipment stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
Standard Contracts
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • February 2nd, 2024 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • January 7th, 2019 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
STOCKHOLDERS AGREEMENTStockholders Agreement • December 28th, 2007 • Stephens Investments Holdings LLC • Security & commodity brokers, dealers, exchanges & services • Delaware
THIS STOCKHOLDERS AGREEMENT (this “Agreement”) is made as of September 30, 2004, by and among (i) ACA Capital Holdings, Inc., a Delaware corporation (the “Company”), (ii) BSMB/ACA LLC, a Delaware limited liability company (together with its successors and assigns, “BSMB”), and (iii) the other persons from time to time signatories hereto (the “Other Holders”). BSMB and the Other Holders are collectively referred to as the “Stockholders” and individually as a “Stockholder.” Unless otherwise specified herein, all of the capitalized terms used herein are defined in Section 10 hereof.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • January 8th, 2021 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • May 14th, 2012 • Stephens Investments Holdings LLC • Retail-home furniture, furnishings & equipment stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
SUPPORT AND TENDER AGREEMENT BY AND AMONG BED BATH & BEYOND INC. BLUE CORAL ACQUISITION CORP. AND STEPHENS INVESTMENTS HOLDINGS LLC DATED AS OF MAY 8, 2012Support and Tender Agreement • May 14th, 2012 • Stephens Investments Holdings LLC • Retail-home furniture, furnishings & equipment stores • California
SUPPORT AND TENDER AGREEMENT, dated as of May 8, 2012 (this “Agreement”), by and among BED BATH & BEYOND INC., a company organized under the laws of New York (“Parent”), BLUE CORAL ACQUISITION CORP., a California corporation and a direct wholly owned subsidiary of Parent (“Merger Sub”) and STEPHENS INVESTMENTS HOLDINGS LLC, an Arkansas limited liability company (the “Shareholder”).
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • December 30th, 2024 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • February 29th, 2016 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • December 10th, 2013 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • November 18th, 2009 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • July 20th, 2016 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • January 13th, 2012 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • October 10th, 2008 • Stephens Investments Holdings LLC • Retail-home furniture, furnishings & equipment stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • October 8th, 2008 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
SCHEDULE 13D JOINT FILING AGREEMENTJoint Filing Agreement • December 28th, 2007 • Stephens Investments Holdings LLC • Security & commodity brokers, dealers, exchanges & services
In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13D to which this joint filing agreement is attached, and have duly executed this joint filing agreement as of the date set forth below.
CONSENTVoting Trust Agreement • November 18th, 2009 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
The undersigned, Harriet C. Stephens, Trustee of the WAS Conn’s Annuity Trust One, being a transferee of 2,000,000 shares (the “Shares”) of common stock par value $0.0025 per share, of Conn’s Inc. (the “Common Stock”) hereby (i) agrees to the terms of the Conn’s Voting Trust Agreement dated as of November 18, 2003 (the “Voting Trust Agreement”) relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • August 16th, 2012 • Stephens Investments Holdings LLC • Security brokers, dealers & flotation companies
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Knight Capital Group, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
CONSENTVoting Trust Agreement • November 18th, 2009 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
The undersigned, Warren A. Stephens, Trustee of the Warren A. Stephens Trust UID 9/30/87, being a transferee of 22,808 shares (the “Shares”) of common stock par value $0.0025 per share, of Conn’s Inc. (the “Common Stock”) hereby (i) agrees to the terms of the Conn’s Voting Trust Agreement dated as of November 18, 2003 (the “Voting Trust Agreement”) relating to the Common Stock, (ii) agrees to be bound by all the provisions thereof as if the undersigned were an original party thereto, and (iii) agrees to surrender the certificates representing the Shares to the Trustee under the Voting Trust Agreement in exchange for a Voting Trust Certificate as provided in the Agreement.
Confidentiality and Standstill AgreementConfidentiality and Standstill Agreement • January 7th, 2009 • Stephens Investments Holdings LLC • Retail-home furniture, furnishings & equipment stores • California
As you know, Stephens Investments Holdings LLC (“SIH”) filed a second Amendment to Schedule 13D with the Securities and Exchange Commission on December 5, 2008, concerning the beneficial ownership by Warren A. Stephens and SIH (collectively, the “Receiving Party”) of shares of common stock, par value $0.01 per share (the “Common Stock”), of Cost Plus, Inc., a California corporation (the “Disclosing Party”). As you also know, the Disclosing Party has entered into an Amended and Restated Preferred Shares Rights Agreement, dated as of June 24, 2008, by and between the Disclosing Party and Computershare Trust Company, N.A. (the “Rights Agreement”). In response to the Receiving Party’s request, the Disclosing Party has agreed to and expects to deliver to the Receiving Party, following the execution and delivery of this letter agreement by the Receiving Party, certain information about its properties, employees, finances, businesses and operations that has previously been prepared, in the or
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • February 8th, 2021 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • October 22nd, 2010 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • May 13th, 2019 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • December 12th, 2012 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • February 10th, 2020 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • January 10th, 2013 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • September 26th, 2016 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • November 9th, 2010 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • May 29th, 2024 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • April 8th, 2016 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • December 15th, 2010 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 16th, 2012 • Stephens Investments Holdings LLC • Security brokers, dealers & flotation companies • Arkansas
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of August 14, 2012, is made by and among Stephens KCG LLC, an Arkansas limited liability company (the “Seller”), and SIE KCG LLC, an Arkansas limited liability company (the “Purchaser”).
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • December 5th, 2008 • Stephens Investments Holdings LLC • Retail-home furniture, furnishings & equipment stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • March 21st, 2016 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
AGREEMENT TO FILE JOINT SCHEDULE 13DAgreement to File Joint Schedule 13d • December 6th, 2021 • Stephens Investments Holdings LLC • Retail-radio, tv & consumer electronics stores
Each of the undersigned, being a record owner or “beneficial owner” of the common stock of Conn’s, Inc. (“Common Stock”), hereby agrees to jointly file a Schedule 13D with respect to their respective holdings of the Common Stock and to include this agreement as an exhibit to such Schedule 13D.
