CUSTODY AGREEMENT Dated August __, 2014 Between UMB BANK, N.A. and PULTENEY STREET FAMILY OF FUNDSCustody Agreement • August 22nd, 2014 • PSP Family of Funds
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a "Fund" and collectively, the "Funds").
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 4th, 2016 • PSP Family of Funds • Delaware
This Agreement is made and entered into effective as of January 1, 2016, by and between the PSP Family of Funds, a Delaware Statutory Trust (the “Trust”) on behalf of the PSP Multi-Manager Fund, a series of shares of the Trust (the “Fund”), and Kimberlite Asset Management, LLC, a Delaware limited liability company (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • May 13th, 2008 • Congressional Effect Family of Funds • New York
THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of the 5th day of May 2008 by and among the Congressional Effect Family of Funds (the “Fund”), a Delaware Statutory Trust, Congressional Effect Management, LLC, a Delaware limited liability company (the “Adviser”), and Matrix Capital Group, Inc. (the “Distributor”), a New York corporation.
Investment Company Services Agreement Congressional Effect Family of FundsInvestment Company Services Agreement • April 29th, 2011 • Congressional Effect Family of Funds • New York
This Agreement, dated as of the 1st day of April 2010, by and between the Congressional Effect Family of Funds (the “Fund”), a statutory business trust operating as an open-end, investment management company registered under the Investment Company Act of 1940, as amended (the “Act”), duly organized and existing under the laws of the State of Delaware and Matrix 360 Administration LLC (“Matrix”), a Limited Liability Company duly organized under the laws of the Delaware (collectively, the "Parties").
EXPENSE LIMITATION AGREEMENT CONGRESSIONAL EFFECT FAMILY OF FUNDSExpense Limitation Agreement • June 3rd, 2014 • PSP Family of Funds
This Agreement is made and entered into effective March 20, 2014, by and between the Congressional Effect Fund (the “Fund”), a series of shares of the Congressional Effect Family of Funds, a Delaware statutory trust (the “Trust”) and Pulteney Street Capital Management, LLC, a Delaware limited liability company (the “Adviser”). This Agreement amends and restates any and all prior expense limitation agreements with respect to the Fund.
AGREEMENT AND DECLARATION OF TRUST of CONGRESSIONAL EFFECT FAMILY OF FUNDS a Delaware Business TrustDeclaration of Trust • January 9th, 2008 • Congressional Effect Family of Funds • Delaware
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of CONGRESSIONAL EFFECT FAMILY OF FUNDS a Delaware Statutory Trust Principal Place of Business:Agreement and Declaration of Trust • March 10th, 2014 • Congressional Effect Family of Funds • Delaware
WHEREAS, this Amended And Restated Agreement And Declaration Of Trust has been approved by the Trustees and is made and entered into as of the date set forth below, with the provisions hereinafter set forth, and amends and restates any Agreement and Declaration of Trust made prior to the effective date hereof.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT KIMBERLITE INVESTMENT TRUSTExpense Limitation Agreement • April 29th, 2016 • Kimberlite Investment Trust
This Agreement is made and entered into effective April 28, 2016, by and between the Kimberlite Floating Rate Financial Services Capital Fund (the “Fund”), a series of shares of the Kimberlite Investment Trust, a Delaware statutory trust (the “Trust”) and Kimberlite Asset Management, LLC, a Delaware limited liability company (the “Adviser”). This Agreement amends and restates any and all prior expense limitation agreements with respect to the Fund.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 22nd, 2014 • PSP Family of Funds • Delaware
This Agreement is made and entered into effective as of _______, 2014, by and between the PSP FAMILY OF FUNDS (f/k/a CONGRESSIONAL EFFECT FAMILY OF FUNDS), a Delaware statutory trust (the “Trust”) on behalf of the PSP MULTI-MANAGER FUND (the “Fund”), PULTENEY STREET CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the “Adviser”) and EASTBAY ASSET MANAGEMENT, LLC, a Delaware limited liability company (the “Sub-Adviser”).
Global Securities Services – Custody Services Agreement Customer Profile Schedule InstitutionCustody Services Agreement • May 13th, 2008 • Congressional Effect Family of Funds • Ohio
This Custody Services Agreement (collectively with all schedules, exhibits, amendments, and addenda hereto, this “Agreement”) is made effective as of Date (Month/Day/Year) by and between Fifth Third Bank, 38 Fountain Square Plaza, MD #1090CC, Cincinnati, Ohio 45263 (“Custodian”), and the undersigned customer (“Customer”). Custodian and Customer hereby agree as follows:
TRANSACTION AGREEMENTTransaction Agreement • May 16th, 2014 • Congressional Effect Family of Funds
This TRANSACTION AGREEMENT, dated as of February 18, 2014, by and among PULTENEY STREET CAPITAL MANAGEMENT, LLC, a Delaware limited liability company, on the one hand (“Buyer”), and CONGRESSIONAL EFFECT MANAGEMENT, LLC, a Delaware limited liability company (“CEM” or “Seller”), and Eric Singer (“Singer”), on the other hand.
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • August 22nd, 2014 • PSP Family of Funds • Ohio
THIS AGREEMENT is made and entered into this ___ day of _______, 2014, by and between the Pulteney Street Family of Funds (the “Trust”), a Delaware statutory trust, and Mutual Shareholder Services, LLC, a Delaware limited liability company (“MSS”).
DISTRIBUTION AGREEMENTDistribution Agreement • August 22nd, 2014 • PSP Family of Funds • New York
THIS AGREEMENT is made as of August ___, 2014, between the Pulteney Street Family of Funds (the “Trust”), a Delaware Statutory Business Trust, and Rafferty Capital Markets, LLC, (“RCM”), a corporation organized and existing under the laws of the State of New York.
SUBSCRIPTION AGREEMENTSubscription Agreement • May 13th, 2008 • Congressional Effect Family of Funds • Delaware
TRANSACTION AGREEMENTTransaction Agreement • June 3rd, 2014 • PSP Family of Funds • Delaware
This TRANSACTION AGREEMENT, dated as of February 18, 2014, by and among PULTENEY STREET CAPITAL MANAGEMENT, LLC, a Delaware limited liability company, on the one hand (“Buyer”), and CONGRESSIONAL EFFECT MANAGEMENT, LLC, a Delaware limited liability company (“CEM” or “Seller”), and Eric Singer (“Singer”), on the other hand.
FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 3rd, 2010 • Congressional Effect Family of Funds
This First Amendment to the Amended and Restated Expense Limitation Agreement ("Amendment") is made and entered into this 3rd day of March 2010, by and between Congressional Effect Management, LLC (the "Advisor") and Congressional Effect Family of Funds (the "Trust"), on behalf of the Congressional Effect Fund (the “Fund”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • August 22nd, 2014 • PSP Family of Funds • Ohio
THIS AGREEMENT is made and entered into this __ day of ____________, by and between the Pulteney Street Family of Funds (the “Trust”), a Delaware statutory trust, and Mutual Shareholder Services, LLC, a Delaware limited liability company (“MSS”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of CONGRESSIONAL EFFECT FAMILY OF FUNDS a Delaware Statutory Trust Principal Place of Business:Agreement and Declaration of Trust • April 29th, 2014 • Congressional Effect Family of Funds • Delaware
WHEREAS, this Amended And Restated Agreement And Declaration Of Trust has been approved by the Trustees and is made and entered into as of the date set forth below, with the provisions hereinafter set forth, and amends and restates any Agreement and Declaration of Trust made prior to the effective date hereof.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT KIMBERLITE INVESTMENT TRUSTExpense Limitation Agreement • November 6th, 2015 • PSP Family of Funds
This Agreement is made and entered into effective _____________, 2015, by and between the Kimberlite Floating Rate Hybrid Capital Financial Services Fund (the “Fund”), a series of shares of the Kimberlite Investment Trust, a Delaware statutory trust (the “Trust”) and Kimberlite Asset Management, LLC, a Delaware limited liability company (the “Adviser”). This Agreement amends and restates any and all prior expense limitation agreements with respect to the Fund.
