UNDERWRITING AGREEMENT Between NATIONAL RETAIL FUND I NATIONAL RETAIL FUND II NATIONAL RETAIL FUND III and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • August 21st, 2008 • National Retail Fund III • Nebraska
Contract Type FiledAugust 21st, 2008 Company JurisdictionAGREEMENT made this 21st day of August 2008, by and among National Retail Fund I, National Retail Fund II and National Retail Fund III, each a Delaware statutory trust (each a “Trust” and collectively the “Trusts”), having their principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137, and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“NLD”).
NATIONAL RETAIL FUND III AGREEMENT AND DECLARATION OF TRUST Dated as of March 27, 2008Trust Agreement • April 9th, 2008 • National Retail Fund III • Delaware
Contract Type FiledApril 9th, 2008 Company Jurisdiction
National Retail Funds INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 20th, 2009 • National Retail Fund III • New York
Contract Type FiledMay 20th, 2009 Company JurisdictionTHIS INVESTMENT MANAGEMENT AGREEMENT (the “Agreement”) made as of the 1st day of August, 2008, as revised on May 6, 2009, by and among National Retail Fund III, a Delaware business trust ( the “Trust ), and Fulcrum Advisory Services, Inc. (the “Adviser”), a registered investment adviser with the Securities and Exchange Commission.
BY-LAWS of NATIONAL RETAIL FUND III A Delaware Statutory Trust Dated as of March 27, 2008 INTRODUCTIONBy-Laws • April 9th, 2008 • National Retail Fund III
Contract Type FiledApril 9th, 2008 CompanyAgreement and Declaration of Trust. These by-laws shall be subject to the Agreement and Declaration of Trust, as from time to time in effect (the “Declaration of Trust”), of the National Retail Fund III, a Delaware statutory trust (the “Trust”). In the event of any inconsistency between the terms hereof and the terms of the Declaration of Trust, the terms of the Declaration of Trust shall control. Terms defined in the Declaration of Trust and not otherwise defined herein are used herein with the meanings set forth or referred to in the Declaration of Trust.
CONSULTING AGREEMENTConsulting Agreement • December 19th, 2008 • National Retail Fund III • New York
Contract Type FiledDecember 19th, 2008 Company JurisdictionThis Consulting Agreement (the “Agreement”) is effective July 1, 2008, between NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company located at 450 Wireless Boulevard, Hauppauge, NY 11788 (“NLCS”), and NATIONAL RETAIL FUNDS, comprised of three individual Delaware statutory trusts as listed on Schedule A hereto (each, a “Trust”).
Exhibit h(iv) to N-2 LOAN SERVICING AGREEMENTLoan Servicing Agreement • December 3rd, 2008 • National Retail Fund III • Delaware
Contract Type FiledDecember 3rd, 2008 Company JurisdictionThis Loan Servicing Agreement (“Agreement”), is effective as of _________, 2008 (“Effective Date”) between ______, a ______ corporation, having its principal place of business at _____________, and National Retail Funds (NRF), a family of Delaware Trusts, having its principal place of business at 4020 S. 147th Street, Suite 2, Omaha, NE 68137. For convenience, _______and NRF are sometimes referred individually as “Party” or collectively as the “Parties.” This loan servicing agreement may be considered to be a part of the loan sale agreement between the two parties or may be entered into separate from any loan sale agreement.