Teton Advisors, Inc. Sample Contracts

TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT
Transitional Administrative and Management Services Agreement • February 24th, 2009 • Teton Advisors, Inc. • Investment advice • New York

THIS TRANSITIONAL ADMINISTRATIVE AND MANAGEMENT SERVICES AGREEMENT (this “Agreement”) is dated as of February 19, 2009, between GAMCO Investors, Inc., a New York corporation (“GAMCO”), and Teton Advisors, Inc., a Delaware corporation (“TETON”) (sometimes referred to herein individually as “Party”, or together, as “Parties”).

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SEPARATION AND DISTRIBUTION AGREEMENT
Separation and Distribution Agreement • February 24th, 2009 • Teton Advisors, Inc. • Investment advice • New York

This Separation and Distribution Agreement (the “Agreement”) is dated as of February 19, 2009, among GAMCO Investors, Inc. (“GAMCO”) and Teton Advisors, Inc. (“TETON”). As used herein, GAMCO on the one hand, and TETON, on the other hand, are sometimes referred to individually as a “Party”, or together, as “Parties”.

SERVICE MARK AND NAME LICENSE AGREEMENT
Service Mark and Name License Agreement • February 11th, 2009 • Teton Advisors, Inc. • Investment advice • New York

THIS AGREEMENT, effective as of the _____ day of __________, 2008 (“Effective Date”), is by and among GAMCO Investors, Inc., a corporation organized under the laws of New York (“GAMCO” or “Licensor”) and Teton Advisors, Inc., a corporation organized under the laws of Delaware (“Teton” or “Licensee”).

EMPLOYMENT AGREEMENT
Employment Agreement • March 31st, 2009 • Teton Advisors, Inc. • Investment advice • New York

This Employment Agreement is made as of this 18th day of July, 2008 between Nicholas F. Galluccio (the "Executive") and Teton Advisors, Inc. (the "Company").

SERVICE MARK AND NAME LICENSE AGREEMENT
Service Mark and Name License Agreement • February 24th, 2009 • Teton Advisors, Inc. • Investment advice • New York

THIS AGREEMENT, effective as of the 19th day of February, 2009 (“Effective Date”), is by and among GAMCO Investors, Inc., a corporation organized under the laws of New York (“GAMCO” or “Licensor”) and Teton Advisors, Inc., a corporation organized under the laws of Delaware and GAMCO Westwood Funds, a Massachusetts business trust (each a “Licensee” or collectively the Licensees).

TETON ADVISORS, INC. RESTRICTED STOCK AWARD AGREEMENT
Restricted Stock Award Agreement • March 31st, 2009 • Teton Advisors, Inc. • Investment advice • New York

THIS RESTRICTED STOCK AWARD AGREEMENT, (the "Agreement"), dated as of March 20, 2009, is made by and between Teton Advisors, Inc., a Delaware corporation (the "Company"), and Nicholas F. Galluccio (the "Grantee").

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