ETF DISTRIBUTION AGREEMENTDistribution Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 22nd day of October 2009, by and between Old Mutual Global Shares Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 10 High Street, Suite 302, Boston, MA 02110, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
CUSTODY AGREEMENTCustody Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • New York
AGREEMENT, dated as of October 28, 2009 between Old Mutual Global Shares Trust, a Delaware statutory trust, having its principal office and place of business at 10 High Street, Suite 302, Boston, Massachusetts 02110 (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by ____________________ (the “Index Receipt Agent”) as index receipt agent for ___________ (the “Trust”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • New York
AGREEMENT made as of the 28th day of October, 2009, by and between each Trust (hereinafter the “Trust”) listed on Appendix I hereto and each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
AGREEMENT AND DECLARATION OF TRUST OF OLD MUTUAL GLOBAL SHARES TRUST (a Delaware Statutory Trust) Dated as of December 8, 2008Trust Agreement • October 14th, 2009 • Old Mutual Global Shares Trust • Delaware
WHEREAS, the Old Mutual Global Shares Trust was established on December 5, 2008 with the filing of a Certificate of Trust with the Delaware Secretary of State for the purposes of carrying on the business of a management investment company;
FOREIGN CUSTODY MANAGER AGREEMENTForeign Custody Manager Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • New York
AGREEMENT made as of October 28, 2009 by and between each entity listed on Annex I attached hereto (the "Fund") and The Bank of New York Mellon ("BNY").
COMPLIANCE AND ANTI-MONEY LAUNDERING SERVICES AGREEMENTCompliance and Anti-Money Laundering Services Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • Delaware
AGREEMENT made as of October 22, 2009 by and between Old Mutual Global Shares Trust, a Delaware statutory trust, with its principal office and place of business at 10 High Street, Suite 302, Boston, MA 02110 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
INVESTMENT ADVISORY AGREEMENT OLD MUTUAL GLOBAL SHARES TRUSTInvestment Advisory Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of October 22, 2009, between Old Mutual Global Shares Trust, a Delaware statutory trust (the “Trust”), and Old Mutual Global Index Trackers (Pty), Limited, a proprietary limited company organized under the laws of South Africa (the “Adviser”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • New York
AGREEMENT made as of October 28, 2009, by and between each entity listed on Exhibit A hereto (each a “Fund”, collectively the “Funds”), and The Bank of New York Mellon, a New York banking organization (“BNY”).
EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • November 19th, 2009 • Old Mutual Global Shares Trust
EXPENSE REIMBURSEMENT AGREEMENT (the “Agreement”), dated as of November 16, 2009 by and between Old Mutual Global Index Trackers (Pty) Limited, a proprietary limited company organized under the laws of South Africa (the “Advisor”) and Old Mutual Global Shares Trust (the “Trust”).
PRINCIPAL FINANCIAL OFFICER/TREASURER SERVICES AGREEMENTPrincipal Financial Officer/Treasurer Services Agreement • November 19th, 2009 • Old Mutual Global Shares Trust • Delaware
AGREEMENT made as of October 22, 2009 by and between Old Mutual Global Shares Trust, a Delaware statutory trust, with its principal office and place of business at 10 High Street, Suite 302, Boston, MA 02110 (the “Fund”), and Foreside Management Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
