GLOBAL REAL ESTATE INVESTMENTS FUND AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • July 30th, 2009 • Global Real Estate Investments Fund • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of the 16th day of June, 2009 (this “Declaration”), by the Trustees and by the holders of shares of beneficial interest to be issued hereunder as hereinafter provided.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 13th, 2009 • Global Real Estate Investments Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 7th day of October, 2009, by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 13th, 2009 • Global Real Estate Investments Fund • Wisconsin
THIS AGREEMENT is made and entered into as of this 7th day of October, 2009, by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT MANAGEMENT AGREEMENT As of [SEC Effective Date]Investment Management Agreement • October 23rd, 2009 • Global Real Estate Investments Fund • Delaware
The undersigned, Global Real Estate Investments Fund (the “Fund”) is a closed-end management investment company organized as a Delaware statutory trust, which intends to offer shares of beneficial interest to the public. The Fund desires to employ its capital by investing and reinvesting the same in securities in accordance with the limitations specified in its Agreement and Declaration of Trust and Registration Statement including the prospectus and statement of additional information then in effect (the “Registration Statement”), copies of which have been, submitted to you, and in such manner and to such extent as may from time to time be approved by the Trustees of the Fund. Subject to the terms and conditions of this Agreement, the Fund desires to employ Ascent Investment Advisors, LLC (the “Adviser”) and the Adviser desires to be so employed, to supervise and assist in the management of the business of the Fund. Accordingly, this will confirm our agreement as follows:
INVESTMENT MANAGEMENT AGREEMENT As of [___________, 2011]Investment Management Agreement • April 19th, 2011 • Global Real Estate Investments Fund • Delaware
The undersigned, Global Real Estate Investments Fund (the "Fund") is a registered investment company organized as a Delaware statutory trust, which offers shares of beneficial interest to the public. The Fund desires to employ its capital by investing and reinvesting the same in securities in accordance with the limitations specified in its Agreement and Declaration of Trust and Registration Statement including the prospectus and statement of additional information then in effect (the “Registration Statement”), copies of which have been, submitted to you, and in such manner and to such extent as may from time to time be approved by the Trustees of the Fund. Subject to the terms and conditions of this Agreement, the Fund desires to employ Ascent Investment Advisors, LLC (the "Adviser") and the Adviser desires to be so employed, to supervise and assist in the management of the business of the Fund. Accordingly, this will confirm our agreement as follows:
DISTRIBUTION AGREEMENTDistribution Agreement • October 13th, 2009 • Global Real Estate Investments Fund • Delaware
THIS AGREEMENT is made as of this 12th day of October, 2009, by and between Global Real Estate Investments Fund (the “Fund”), a Delaware statutory trust, and Ascent Real Estate Securities, LLC (the “Distributor”), a Colorado limited liability company.
GLOBAL REAL ESTATE INVESTMENTS FUND FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • January 21st, 2011 • Global Real Estate Investments Fund
THIS FIRST AMENDMENT dated as of the 16th day of August, 2010, to the Fund Accounting Servicing Agreement (the “Agreement”) dated as of October 7, 2009, is entered into by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
SHAREHOLDER SERVICING AGREEMENT Global Real Estate Investments Fund (the “Fund”)Shareholder Servicing Agreement • October 13th, 2009 • Global Real Estate Investments Fund
Ascent Real Estate Securities, LLC (“You” or the “Distributor”) will perform or arrange for others, including organizations, whose customers or clients are shareholders of the Fund (the “Shareholder Servicing Agents”) to perform all shareholder servicing functions and maintenance of shareholder accounts not performed by us or by our Transfer Agent (“Shareholder Services”). You may make payments from time to time from any Shareholder Servicing Fees (as defined below) received under this Agreement, to defray the costs of, and to compensate others, including Shareholder Servicing Agents for performing Shareholder Services or for the payment of trail commissions as set forth below. At least quarterly in each year this Agreement remains in effect, you will prepare and furnish to the Board of Trustees for their review a written report regarding the amounts expended for Shareholder Services, including payments made to Shareholder Servicing Agents, and the purposes for which such expenditures
DISTRIBUTION AGREEMENTDistribution Agreement • April 19th, 2011 • Global Real Estate Investments Fund • Delaware
THIS AGREEMENT is made as of this ____ day of _________, 2011, by and between Global Real Estate Investments Fund (the “Fund”), a Delaware statutory trust, and Ascent Real Estate Securities, LLC (the “Distributor”), a Colorado limited liability company.
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 13th, 2009 • Global Real Estate Investments Fund • Wisconsin
THIS AGREEMENT is made and entered into this 7th day of October, 2009, by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SUBSCRIPTION AGREEMENTSubscription Agreement • October 13th, 2009 • Global Real Estate Investments Fund
WHEREAS, there has been organized under the laws of the State of Delaware, a statutory trust known as the Global Real Estate Investments Fund (the “Trust”).
GLOBAL REAL ESTATE INVESTMENTS FUND FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICNG AGREEMENTFund Administration Servicng Agreement • January 21st, 2011 • Global Real Estate Investments Fund
THIS FIRST AMENDMENT dated as of this 16th day of August, 2010, to the Fund Administration Servicing Agreement, dated as of the 9th day of October, 2009 (the “Agreement”), is entered into by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, LLC, a Wisconsin limited liability corporation, (“USBFS").
GLOBAL REAL ESTATE INVESTMENTS FUND c/o U.S. Bancorp Fund Services, LLC 615 East Michigan Street Milwaukee, WI 53202 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 13th, 2009 • Global Real Estate Investments Fund
This Expense Limitation Agreement will remain in effect unless and until the Board of Trustees of the Trust approves its modification or termination; provided, however, that this Expense Limitation Agreement will terminate in the event that the Advisory Agreement is terminated by the Trust without the consent of the Adviser.
GLOBAL REAL ESTATE INVESTMENTS FUND FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • January 21st, 2011 • Global Real Estate Investments Fund
THIS FIRST AMENDMENT, dated as of the 16th day of August, 2010, to the Custody Agreement dated as of October 7, 2009 (the "Custody Agreement"), is entered into by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust, (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION (the "Custodian").
GLOBAL REAL ESTATE INVESTMENTS FUND FIRST AMENDMENT TO THE TRANSFER AGENT SERVICNG AGREEMENTTransfer Agent Servicng Agreement • January 21st, 2011 • Global Real Estate Investments Fund
THIS FIRST AMENDMENT dated as of this 16th day of August, 2010, to the Transfer Agent Servicing Agreement, dated as of the 9th day of October, 2009 (the “Agreement”), is entered into by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, LLC, a Wisconsin limited liability corporation, (“USBFS").
CLOSED-END FUND CUSTODY AGREEMENTClosed-End Fund • October 13th, 2009 • Global Real Estate Investments Fund • Minnesota
THIS AGREEMENT is made and entered into as of this 7th day of October, 2009, by and between GLOBAL REAL ESTATE INVESTMENTS FUND, a Delaware statutory trust (the “Fund”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
