CUSTODY AGREEMENTCustody Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • Ohio
ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • Delaware
THIS AGREEMENT is made and entered into as of this 10th day of November 2009, by and among ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND LLC, a Delaware limited liability company (the “Fund”), and ROCHDALE INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the “Advisor”).
ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • Wisconsin
ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND DISTRIBUTION AGREEMENTDistribution Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • New York
THIS AGREEMENT is made and entered into as of this 10th day of November 2009, by and among ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND LLC, a Delaware limited liability company (the “Fund”), and RIM SECURITIES LLC, a Delaware limited liability company (“Distributor”).
ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND, LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENTLimited Liability Company Operating Agreement • November 27th, 2009 • Rochdale Structured Claims Fixed Income Fund LLC • Delaware
THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT of Rochdale Structured Claims Fixed Income Fund, LLC (the “Fund”) is made effective as of November 24, 2009 by and between the Board of Managers of the Fund and such other Persons who are admitted as Members from time to time in accordance with the terms of this Agreement.
CASH SERVICING AGREEMENTCash Servicing Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • Ohio
THIS AGREEMENT is made and entered into this 28th day of January, 2010, by and between RIM SECURITIES LLC, a Delaware limited liability company, as agent for the exclusive benefit of the investors subscribing in Rochdale Structured Claims Fixed Income Fund, LLC (the “Company”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Bank”).
SERVICES AGREEMENTServices Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • New York
THIS AGREEMENT is made and entered into as of this 10th day of November 2009, by and among ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND LLC, a Delaware limited liability company (the “Fund”), and ROCHDALE INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the “Advisor”).
SUBI CERTIFICATE PLEDGE AGREEMENT by CRESCIT EUNDO FINANCE I, LLC, as Pledgor in favor of ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND, LLC, as Secured Party Dated as of February __, 2010Subi Certificate Pledge Agreement • February 24th, 2010 • Rochdale Structured Claims Fixed Income Fund LLC • Delaware
THIS SUBI CERTIFICATE PLEDGE AGREEMENT, dated as of February __, 2010 (as the same may at any time be amended, modified, restated or supplemented in accordance with the terms hereof, this “Agreement”), is made by CRESCIT EUNDO FINANCE I, LLC, a Delaware limited liability company (the “Pledgor”), and ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND, LLC, a Delaware limited liability company (the “Secured Party”).
Crescit Eundo Finance I, LLCNote Purchase Agreement • February 24th, 2010 • Rochdale Structured Claims Fixed Income Fund LLC • Delaware
Crescit Eundo Finance I, LLC, a Delaware limited liability company (the “Issuer”) proposes to issue and sell to Rochdale Structured Claims Fixed Income Fund, LLC, a Delaware limited liability company (the “Purchaser”), an 8.10% Fixed Rate Note, Series 2009-A (the “Note”) in the principal amount of $41,864,306.83 under the terms and conditions herein contained. Capitalized terms used herein that are not otherwise defined shall have the meanings ascribed thereto in the Structured Settlement Sale and Purchase Agreement between Issuer and Purchaser or in the other Related Documents (as such term is defined in the Structured Settlement Sale and Purchase Agreement), as applicable.
Rochdale Structured Claims Fixed Income Fund, LLCTransaction Agreement • November 29th, 2012 • Rochdale Structured Claims Fixed Income Fund LLC
On July 2, 2012, the Rochdale Structured Claims Fixed Income Fund, LLC’s Advisor, Rochdale Investment Management LLC, and City National Bank (“City National”), a wholly-owned subsidiary of City National Corporation, signed an agreement pursuant to which City National acquired 100% ownership of the Advisor’s Parent Company (the “Transaction”). On the closing date of the Transaction, the Advisor became a wholly-owned subsidiary of City National.
ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND REIMBURSEMENT AGREEMENTReimbursement Agreement • December 18th, 2015 • City National Rochdale Structured Claims Fixed Income Fund LLC • Delaware
THIS AGREEMENT is made and entered into as of this May 12, day of 2010, and by and between ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND, LLC, a Delaware limited liability company (the “Fund”), and ROCHDALE INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the “Advisor”).
ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • February 24th, 2010 • Rochdale Structured Claims Fixed Income Fund LLC • Delaware
THIS AGREEMENT is made and entered into as of this 10th day of November 2009, by and between ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND, LLC, a Delaware limited liability company (the “Fund”), and ROCHDALE INVESTMENT MANAGEMENT LLC, a Delaware limited liability company (the “Advisor”).
ContractFixed Rate Note • February 24th, 2010 • Rochdale Structured Claims Fixed Income Fund LLC • Delaware
THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR THE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. ANY RESALE, PLEDGE OR OTHER TRANSFER OF THIS NOTE MAY BE MADE ONLY: (1) PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR (2) IN RELIANCE ON AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT, IN EACH CASE ONLY IN ACCORDANCE WITH THE APPLICABLE SECURITIES LAWS OF ANY STATE OR OTHER APPLICABLE JURISDICTION. BY ACQUISITION OF THIS NOTE, ANY PURCHASER OF THIS NOTE AGREES THAT THE ISSUER SHALL NOT REGISTER THE TRANSFER OF THIS NOTE, NOR SHALL ANY SUCH TRANSFER BE EFFECTIVE, EXCEPT AFTER RECEIPT BY THE ISSUER OF AN OPINION OF COUNSEL REASONABLY ACCEPTABLE TO THE ISSUER STATING THAT SUCH TRANSFER COMPLIES WITH THE SECURITIES ACT OF 1933 AND THE APPLICABLE SECURITIES LAWS OF ANY STATE OR OTHER JURISDICTION. THIS NOTE IS REGISTERED, AS TO PRINCIPAL AND INTEREST, WITH THE ISSUER OF THIS NOTE.
ROCHDALE STRUCTURED CLAIMS FIXED INCOME FUND, LLC SELLING GROUP AGREEMENTSelling Group Agreement • November 27th, 2009 • Rochdale Structured Claims Fixed Income Fund LLC
We are the principal underwriter, as defined in the Investment Company Act of 1940, in connection with the private placement of the units of limited liability interest of the Rochdale Structured Claims Fixed Income Fund, LLC (the “Fund”), a Delaware limited liability company. The Fund issues one class of Units. For purposes of this Selling Group Agreement (the “Agreement”), all units of limited liability interest of the Fund are referred to as the “Units.” We understand that you are a member of the Financial Industry Regulatory Authority (“FINRA”) and, on the basis of such understanding, invite you to become a member of the Selling Group to assist in the private placement of the Units of the Fund. RIM Securities LLC (“RIM”) and (collectively referred to as “the Parties”) agree on the following terms and conditions:
