DISTRIBUTION AGREEMENTDistribution Agreement • October 31st, 2017 • FQF Trust • Delaware
THIS AGREEMENT is made and entered into as of this 1st day of November, 2017 by and between FQF Trust, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • May 26th, 2011 • FQF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and _______ (the “Participant”) and is subject to acceptance by JPMorgan Chase Bank, N.A. (the “Index Receipt Agent”) as index receipt agent for FQF Trust (the “Trust”).
INVESTMENT ADVISORY AGREEMENT (O’Shares Funds)Investment Advisory Agreement • October 28th, 2015 • FQF Trust • Delaware
Agreement made as of June 18, 2015, between FQF TRUST, a Delaware statutory trust (“Trust”), and FFCM, LLC (“Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
INVESTMENT ADVISORY AGREEMENT (QuantShares Funds)Investment Advisory Agreement • August 29th, 2016 • FQF Trust • Delaware
INVESTMENT ADVISORY AGREEMENT ("Agreement"), dated as of 19 February 2016 between FQF Trust, a Delaware statutory trust ("Trust"), and FFCM LLC a Delaware limited liability company ("Adviser").
JOINDER AND AMENDMENT TO FUND SERVICING AGREEMENTFund Servicing Agreement • December 31st, 2019 • AGF Investments Trust • New York
This JOINDER AND AMENDMENT (the “Amendment”) to the FUND SERVINCING AGREEMENT, dated as of June 10, 2011 (the “Agreement”), as amended from time to time by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and FQF TRUST, solely on behalf of its various series listed on Appendix 1 thereto (each, a “Customer”) is entered into and shall be effective as of November 29, 2019 (the “Effective Date”), among each Customer, AGF Investments Trust (f/k/a FQF Trust), on behalf of AGF Emerging Markets Equity Fund (“New Customer”) and J.P. Morgan (referred individually as “Party” and collectively as “Parties”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 31st, 2017 • FQF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 8th day of September, 2017 by and between FQF Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Form of EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 29th, 2018 • FQF Trust
THIS EXPENSE LIMITATION AGREEMENT, dated November 1, 2018, between FQF Trust (the “Trust”), on behalf of the series of the Trust set Forth on Schedule A (each a “Fund” and collectively, “Funds”), and AGF Investments America Inc. (the “Adviser”).
Form of FIFTH AMENDMENT TO FQF TRUST ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 29th, 2018 • FQF Trust
This Fifth Amendment (the “Amendment”) to the Distribution Agreement (the “Agreement”) dated as of July 6, 2011, as amended, by and between FQF Trust (the “Trust”) and Foreside Fund Services, LLC (“Foreside”) is hereby entered into as of November [12], 2018 (the “Effective Date”).
EXPENSE LIMITATION AGREEMENT FQF TRUST QuantShares U.S. MARKET NEUTRAL Momentum Fund quantshares U.S. Market neutral value fund quantshares u.s. market neutral size fund quantshares u.s. market neutral anti-beta fund Quantshares hedged dividend income...Expense Limitation Agreement • October 28th, 2014 • FQF Trust • Delaware
You hereby agree until the date noted on Schedule A (“Limitation Period”), to forgo current payment of fees and/or reimburse annual operating expenses of the Funds (excluding interest, taxes, brokerage commissions and other expenses that are capitalized in accordance with generally accepted accounting principles, dividend, interest and brokerage expenses for short positions, acquired fund fees and expenses, and extraordinary expenses of the Fund) (“Operating Expenses”), so that the Operating Expenses of each Fund are limited to the rate per annum, as noted on Schedule A, of that Fund’s average daily net assets (“Expense Limitation”).
JOINDER AND AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • December 31st, 2019 • AGF Investments Trust • New York
This JOINDER AND AMENDMENT (the “Amendment”) to the GLOBAL CUSTODY AGREEMENT, dated as of June 10, 2011 (the “Agreement”), as amended from time to time by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and FQF TRUST, solely on behalf of its various series listed on Appendix 1 thereto (each, a “Customer”) is entered into and shall be effective as of November 29, 2019 (the “Effective Date”), among each Customer, AGF Investments Trust (f/k/a FQF Trust), on behalf of AGF Emerging Markets Equity Fund (“New Customer”) and J.P. Morgan (referred individually as “Party” and collectively as “Parties”).
AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • May 15th, 2019 • FQF Trust • New York
This AMENDMENT (this “Amendment”) to the June 10, 2011 AGENCY SERVICES AGREEMENT (as amended from time to time, the “Agreement”) by and among JPMORGAN CHASE BANK, N.A, (“J.P. Morgan”) and FQF TRUST (the “Customer”), is entered into and shall be effective as of April 17, 2019 (the “Effective Date”) among the above parties. Each party hereto shall be referred to as a “Party” and collectively, the “Parties”.
EXPENSE LIMITATION AGREEMENT FQF TRUST QuantShares U.S. Market Neutral Momentum Fund QuantShares U.S. Market Neutral Value Fund QuantShares U.S. Market Neutral Size Fund QuantShares U.S. Market Neutral Anti-Beta Fund QUANTSHARES U.S. Hedged dividend...Expense Limitation Agreement • October 28th, 2013 • FQF Trust • Delaware
You hereby agree until the date noted on Schedule A (“Limitation Period”), to forgo current payment of fees and/or reimburse annual operating expenses of the Funds (excluding interest, taxes, brokerage commissions and other expenses that are capitalized in accordance with generally accepted accounting principles, dividend, interest and brokerage expenses for short positions, acquired fund fees and expenses, and extraordinary expenses of the Fund) (“Operating Expenses”), so that the Operating Expenses of each Fund are limited to the rate per annum, as noted on Schedule A, of that Fund’s average daily net assets (“Expense Limitation”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 31st, 2019 • AGF Investments Trust
THIS EXPENSE LIMITATION AGREEMENT, dated November 22, 2019, between AGF Investments Trust (the “Trust”), on behalf of the series of the Trust set forth on Schedule A (the “Fund”) and AGF Investments America Inc. (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FQF TRUST QUANTSHARES U.S. MARKET NEUTRAL MOMENTUM FUND QUANTSHARES U.S. MARKET NEUTRAL VALUE FUND QUANTSHARES U.S. MARKET NEUTRAL BETA FUND QUANTSHARES U.S. MARKET NEUTRAL SIZE FUND QUANTSHARES U.S. MARKET NEUTRAL QUALITY...Expense Limitation Agreement • October 29th, 2012 • FQF Trust • Delaware
You hereby agree until the date noted on Schedule A (“Limitation Period”), to forgo current payment of fees and/or reimburse annual operating expenses of the Funds (excluding interest, taxes, brokerage commissions and other expenses that are capitalized in accordance with generally accepted accounting principles, dividend, interest and brokerage expenses for short positions, acquired fund fees and expenses, and extraordinary expenses of the Fund) (“Operating Expenses”), so that the Operating Expenses of each Fund are limited to the rate per annum, as noted on Schedule A, of that Fund’s average daily net assets (“Expense Limitation”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 31st, 2017 • FQF Trust
THIS EXPENSE LIMITATION AGREEMENT, dated November 1, 2017, between FQF Trust (the “Trust”), on behalf of the series of the Trust set Forth on Schedule A (each a “Fund” and collectively, “Funds”), and AGF Investments America Inc. (the “Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 31st, 2017 • FQF Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT (this “Agreement”) is made as of November 1, 2017 by and between FQF Trust, a Delaware statutory trust (the “Trust”), on behalf of its series as set forth on Schedule A as may be amended from time to time (each, a “Fund,” and collectively, the “Funds”), and AGF Investments America Inc., an Ontario, Canada corporation (“AGFA” or the “Manager”).
FIRST AMENDMENT TO THE TRANSFER AGENT AGREEMENTThe Transfer Agent Agreement • December 31st, 2019 • AGF Investments Trust
THIS FIRST AMENDMENT, dated as of November 18, 2019 to the Transfer Agent Agreement dated as of September 8, 2017 (the "Agreement"), is entered into by and between AGF Investments Trust, formerly known as FQF Trust, a Delaware statutory trust (the "Trust"), and U.S. BANCORP FUND SERVICES, LLC, d.b.a. U.S. Bank Global Fund Services, a Wisconsin limited liability company ("USBFS").
form of AGF INVESTMENTS Trust FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • August 29th, 2022 • AGF Investments Trust • Delaware
THIS AGREEMENT, dated as of January 19, 2022 (“Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
EXPENSE LIMITATION AGREEMENT FQF TRUST QuantShares U.S. MARKET NEUTRAL Momentum Fund quantshares U.S. Market neutral value fund quantshares u.s. market neutral size fund quantshares u.s. market neutral anti-beta fund QUANTSHARES HEDGED DIVIDEND INCOME...Expense Limitation Agreement • October 28th, 2015 • FQF Trust • Delaware
You hereby agree until the date noted on Schedule A (“Limitation Period”), to forgo current payment of fees and/or reimburse annual operating expenses of the Funds (excluding interest, taxes, brokerage commissions and other expenses that are capitalized in accordance with generally accepted accounting principles, dividend, interest and brokerage expenses for short positions, acquired fund fees and expenses, and extraordinary expenses of the Fund) (“Operating Expenses”), so that the Operating Expenses of each Fund are limited to the rate per annum, as noted on Schedule A, of that Fund’s average daily net assets (“Expense Limitation”).
EXPENSE LIMITATION AGREEMENT FOR FQF TRUST AND ITS SEPARATE SERIES QuantShares U.S. MARKET NEUTRAL Momentum Fund quantshares U.S. Market neutral value fund quantshares u.s. market neutral size fund quantshares u.s. market neutral anti- beta fund...Expense Limitation Agreement • August 29th, 2016 • FQF Trust • Delaware
We hereby agree until the date noted on Schedule A (“Limitation Period”), to waive current payment of fees and/or reimburse expenses of the Funds (excluding interest, taxes, brokerage commissions and other expenses that are capitalized in accordance with generally accepted accounting principles, dividend, interest and brokerage expenses for short positions, acquired fund fees and expenses, and extraordinary expenses of the Fund), so that the net annual fund operating expenses (“Operating Expenses”) of each Fund are limited to the rate per annum, as noted on Schedule A, of the Fund’s average daily net assets (“Expense Limitation”).
Form of AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • October 29th, 2018 • FQF Trust
This AMENDMENT, dated as of November [12], 2018 (the "Amendment"), is to the AGENCY SERVICES AGREEMENT, dated as of June 10, 2011, (as amended, supplemented or otherwise modified from time to time, the “Agreement”), between FQF TRUST, a Delaware statutory trust(the “Trust”), and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”).
AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • September 4th, 2014 • FQF Trust
This AMENDMENT, dated as of June 1, 2014 (the "Amendment"), is to the GLOBAL CUSTODY AGREEMENT, dated as of June 10, 2011, (as amended, supplemented or otherwise modified from time to time, the “Agreement”), between FQF TRUST including its various series listed on Appendix 1 attached thereto (each a “Customer”), and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR AGFiQ FUNDS (formerly, QuantShares Funds)Investment Advisory Agreement • October 29th, 2018 • FQF Trust
AMENDED INVESTMENT ADVISORY AGREEMENT, dated as of November 14, 2017, between FQF Trust, a Delaware statutory trust ("Trust"), and FFCM LLC a Delaware limited liability company ("Adviser").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 15th, 2019 • FQF Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT, dated May 13, 2019, between FQF Trust (the “Trust”), on behalf of the series of the Trust set Forth on Schedule A (each a “Fund” and, collectively, the “Funds”), and AGF Investments LLC (the “Adviser”).
JOINDER AND THIRD AMENDMENT TO FUND SERVICING AGREEMENTFund Servicing Agreement • October 31st, 2017 • FQF Trust • New York
This JOINDER AND THIRD AMENDMENT (the “Amendment”) to the FUND SERVICING AGREEMENT, dated as of June 10, 2011 (the “Agreement”), as amended from time to time by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and FQF TRUST, solely on behalf of its various series listed on Appendix 1 thereto (each, a “Customer”), is entered into and shall be effective as of September 13, 2017 (the “Effective Date”), among each Customer, FQF TRUST, on behalf of AGF Global Equity Fund and AGF Global Sustainable Growth Equity Fund (each, a “New Customer”) and J.P. Morgan (referred herein individually as “Party” and collectively as “Parties”).
Distribution AgreementDistribution Agreement • October 28th, 2021 • AGF Investments Trust
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and AGF Investments Trust (“Fund Company”).
FOURTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR AGFiQ FUNDSInvestment Advisory Agreement • October 28th, 2020 • AGF Investments Trust
This Amendment to the Investment Advisory Agreement is hereby made as of the 11th day of May, 2020, between AGF Investments Trust, a Delaware statutory Trust (the “Trust”), on behalf of its series as set forth on Appendix A to the Investment Advisory Agreement (each, a “Fund” and, collectively, the “Funds”) and AGF Investments LLC, a Delaware limited liability company (the “Adviser”).
THIRD AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 15th, 2019 • FQF Trust
This Amendment to the Investment Advisory Agreement is hereby made as of the 13th day of May, 2019, between FQF Trust, a Delaware statutory Trust (the “Trust”), on behalf of its series as set forth on Appendix A to the Investment Advisory Agreement (each, a “Fund” and, collectively, the “Funds”) and AGF Investments LLC, a Delaware limited liability company (the “Adviser”).
EXPENSE LIMITATION AGREEMENT FQF TRUST QUANTSHARES HEDGED DIVIDEND INCOME FUND QUANTSHARES EQUAL WEIGHTED VALUE FACTOR FUND QUANTSHARES EQUAL WEIGHTED LOW BETA FACTOR FUND QUANTSHARES EQUAL WEIGHTED HIGH MOMENTUM FACTOR FUNDExpense Limitation Agreement • September 4th, 2014 • FQF Trust • Delaware
You hereby agree until the date noted on Schedule A (“Limitation Period”), to forgo current payment of fees and/or reimburse annual operating expenses of the Funds (excluding interest, taxes, brokerage commissions and other expenses that are capitalized in accordance with generally accepted accounting principles, dividend, interest and brokerage expenses for short positions, acquired fund fees and expenses, and extraordinary expenses of the Fund) (“Operating Expenses”), so that the Operating Expenses of each Fund are limited to the rate per annum, as noted on Schedule A, of that Fund’s average daily net assets (“Expense Limitation”).
JOINDER AND THIRD AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • October 31st, 2017 • FQF Trust • New York
This JOINDER AND THIRD AMENDMENT (the “Amendment”) to the GLOBAL CUSTODY AGREEMENT, dated as of June 10, 2011 (the “Agreement”), as amended from time to time by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and FQF TRUST, solely on behalf of its various series listed on Appendix 1 thereto (each, a “Customer”), is entered into and shall be effective as of September 13, 2017 (the “Effective Date”), among each Customer, FQF TRUST, on behalf of AGF Global Equity Fund and AGF Global Sustainable Growth Equity Fund (each, a “New Customer”) and J.P. Morgan (referred herein individually as “Party” and collectively as “Parties”).
JOINDER AND AMENDMENT TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • May 15th, 2019 • FQF Trust • New York
This JOINDER AND AMENDMENT (this “Amendment”) to the June 10, 2011 GLOBAL CUSTODY AGREEMENT (as amended from time to time, the “Agreement”) by and among JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) and FQF TRUST, solely on behalf of its various series listed on Appendix 1 thereto (each, a “Customer”), is entered into and shall be effective as of April 16, 2019 (the “Effective Date”) among the above parties AGFiQ Global Infrastructure Fund and AGFiQ Dynamic Hedged US Equity ETF (such two funds, the “New Customers”). Each party hereto shall be referred to as a “Party” and collectively, the “Parties”.
SECOND AMENDMENT TODistribution Agreement • December 31st, 2019 • AGF Investments Trust • Delaware
This second amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of November 1, 2017 by and between AGF Investments Trust, formerly known as FQF Trust (“Client”) and Foreside Fund Services, LLC (“Distributor”) is entered into as of November 18, 2019 (the “Effective Date”).
ETF Distribution AgreementEtf Distribution Agreement • October 30th, 2017 • FQF Trust
THIS ETF DISTRIBUTION AGREEMENT (“Agreement”) is by and between Foreside Fund Services, LLC (the “Distributor”) and FQF Trust (“Fund Company”).
SIXTH AMENDMENT TO INVESTMENT ADVISORY AGREEMENT FOR AGFiQ FUNDSInvestment Advisory Agreement • August 29th, 2022 • AGF Investments Trust
This Amendment to the Investment Advisory Agreement is hereby made as of the 18th day of February, 2022, between AGF Investments Trust, a Delaware statutory Trust (the “Trust”), on behalf of its series as set forth on Appendix A to the Investment Advisory Agreement (each, a “Fund” and, collectively, the “Funds”) and AGF Investments LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT TO AGENCY SERVICES AGREEMENTAgency Services Agreement • September 4th, 2014 • FQF Trust
This AMENDMENT, dated as of June 1, 2014 (the "Amendment"), is to the AGENCY SERVICES AGREEMENT, dated as of June 10, 2011, (as amended, supplemented or otherwise modified from time to time, the “Agreement”), between FQF TRUST, a Delaware statutory trust(the “Trust”), and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION (“J.P. Morgan”).
