CUSTODY AGREEMENTCustody Agreement • August 25th, 2022 • AB Active ETFs, Inc. • Massachusetts
Form of FUND OF FUNDS INVESTMENT AGREEMENT [AB Fund Acquiring ETFs]Funds Investment Agreement • August 25th, 2022 • AB Active ETFs, Inc. • New York
THIS AGREEMENT, dated as of , between each [AB investment company], on behalf of the series thereof listed on Schedule A hereto, severally and not jointly (each, an “Acquiring Fund”), and each [ETF Trust], on behalf of the series thereof listed on Schedule A hereto, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 25th, 2022 • AB Active ETFs, Inc. • Massachusetts
THIS AGREEMENT is made as of August 8, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 ("State Street" or the "Transfer Agent"), and AB Active ETFs, Inc., a Maryland corporation having its principal office and place of business at 1345 Avenue of the Americas, New York, NY 10105 (the "Company").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 25th, 2022 • AB Active ETFs, Inc. • Delaware
This Distribution Agreement (the “Agreement”) is made this 1st day of August 2022, by and between AB Active ETFs, Inc., a Maryland corporation (the “Company”) having its principal place of business at 1345 Avenue of the Americas, New York, NY 10105, and Foreside Fund Services, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 25th, 2022 • AB Active ETFs, Inc. • New York
This Authorized Participant Agreement (the "Agreement") is entered into by and between Foreside Fund Services, LLC (the "Distributor") and __________ (the "Participant"), is subject to acceptance by State Street Bank and Trust Company (the "Transfer Agent"), and is further subject to acknowledgement and agreement by AB Active ETFs, Inc. (the "Company"), a corporation offering a number of portfolios of securities (each a "Fund" and collectively the "Funds") with respect to the provisions hereof applicable to the Company. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Company's Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission ("SEC") (together with such Fund's Statement of Additional Information incorporated therein, the "Prospectus").
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • February 3rd, 2023 • AB Active ETFs, Inc.
AMENDMENT made as of February ___, 2023 to the Administration Agreement (the “Agreement”) made as of August 8, 2022 between AB ACTIVE ETFs, INC., a Maryland corporation (the “Company”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”). Capitalized terms not defined herein have the meaning set forth in the Agreement.
AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • February 3rd, 2023 • AB Active ETFs, Inc.
AMENDMENT made as of February ___, 2023 to the ETF Distribution Agreement (the “Agreement”) made as of August 1, 2022 between AB ACTIVE ETFs, INC., a Maryland corporation (the “Company”), and Foreside Fund Services, a Delaware limited liability company (the “Distributor”). Capitalized terms not defined herein have the meaning set forth in the Agreement.
AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 19th, 2024 • AB Active ETFs, Inc.
AMENDMENT made as of __________, 2024 to the ETF Distribution Agreement (the “Agreement”) made as of August 1, 2022 between AB ACTIVE ETFs, INC., a Maryland corporation (the “Company”), and Foreside Fund Services, a Delaware limited liability company (the “Distributor”). Capitalized terms not defined herein have the meaning set forth in the Agreement.
ADMINISTRATION AGREEMENTAdministration Agreement • August 25th, 2022 • AB Active ETFs, Inc. • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of August 8, 2022, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and AB Active ETFs, Inc., a Maryland corporation (the “Company”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • February 3rd, 2023 • AB Active ETFs, Inc.
AMENDMENT made as of February ___, 2023 to the Administration Agreement (the “Agreement”) made as of July 22, 2022 between AB ACTIVE ETFs, INC., a Maryland corporation (the “Company”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”). Capitalized terms not defined herein have the meaning set forth in the Agreement.
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 3rd, 2023 • AB Active ETFs, Inc.
AMENDMENT made as of February ___, 2023 to the Transfer Agency and Service Agreement (the “Agreement”) made as of August 8, 2022 between AB ACTIVE ETFs, INC., a Maryland corporation (the “Company”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Transfer Agent”). Capitalized terms not defined herein have the meaning set forth in the Agreement.
AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • August 7th, 2023 • AB Active ETFs, Inc.
AMENDMENT made as of August ___, 2023 to the ETF Distribution Agreement (the “Agreement”) made as of August 1, 2022 between AB ACTIVE ETFs, INC., a Maryland corporation (the “Company”), and Foreside Fund Services, a Delaware limited liability company (the “Distributor”). Capitalized terms not defined herein have the meaning set forth in the Agreement.
