SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 28th, 2023 • GPS Funds II • Delaware
AssetMark, Inc. a California corporation (the "Advisor" , and AlphaSimplex Group, LLC, a Delaware limited liability company (the "Sub-Advisor").
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • March 29th, 2011 • AssetMark Funds II • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of March, 2011, by and between GPS FUNDS II, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of GPS FUNDS II (formerly, AssetMark Funds II) a Delaware Statutory Trust adopted as of October 20, 2010, amended and restated as of January 6, 2011Agreement and Declaration of Trust • March 29th, 2011 • AssetMark Funds II • Delaware
Page ARTICLE I. - NAME; OFFICES; REGISTERED AGENT; DEFINITIONS 1 Section 1. Name 1 Section 2. Offices of the Trust 1 Section 3. Registered Agent and Registered Office 2 Section 4. Definitions 2 ARTICLE II. - PURPOSE OF TRUST 4 ARTICLE III. - SHARES 7 Section 1. Division of Beneficial Interest. 7 Section 2. Ownership of Shares 9 Section 3. Sale of Shares 9 Section 4. Status of Shares and Limitation of Personal Liability 9 Section 5. Tax Status; Partnership Provisions 10 (a) Power to Make Tax Status Election 10 (b) Series Established as a Partnership 10 Section 6. Establishment and Designation of Series and Classes 10 (a) Assets Held with Respect to a Particular Series 11 (b) Liabilities Held with Respect to a Particular Series or Class 11 (c) Dividends, Distributions and Redemptions 12 (d) Voting 13 (e) Equality 13 (f) Fractions 13 (g) Exchange Privilege 13 (h) Combination of Series or Classes. 13 (i) Dissolution or Termination 14 Section 7. Indemnification of Shareholders 14 ARTICLE IV
CUSTODY AGREEMENTCustody Agreement • March 29th, 2011 • AssetMark Funds II • New York
AGREEMENT, dated as of __________, 2011 between GPS Funds II, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at Pleasant Hill, California. (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
AGREEMENT AND DECLARATION OF TRUST of ASSETMARK FUNDS II a Delaware Statutory Trust adopted as of October 20, 2010Trust Agreement • October 22nd, 2010 • AssetMark Funds II • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of the 20th day of October 2010, by the Trustees hereunder, and by the holders of Shares issued or to be issued by AssetMark Funds II (the “Trust”) hereunder.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 29th, 2011 • AssetMark Funds II • Wisconsin
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • March 29th, 2011 • AssetMark Funds II • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of March, 2011, by and between GPS FUNDS II, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • New York
WHEREAS, each Fund is registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment company under the Investment Company Act of 1940, as amended, (the “1940 Act”);
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
INVESTMENT ADVISORY AGREEMENT GPS FUNDS IIInvestment Advisory Agreement • July 31st, 2017 • GPS Funds II • Delaware
AGREEMENT made as of this 31st day of October, 2016, by and between GPS Funds II, a Delaware statutory trust (the “Trust”), and AssetMark, Inc., a California corporation (the “Advisor”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 31st, 2017 • GPS Funds II • Delaware
AGREEMENT made as of the 31st day of October, 2016, by and between AssetMark, Inc., a California corporation (the “Advisor”), and Franklin Advisers, Inc., a California corporation (the “Sub-Advisor”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (“Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust,, each on behalf of itself and each of its series listed in Schedule A as amended from time to time, severally and not jointly (each, an “Acquiring Fund”) and The Bank of New York Mellon, solely in its capacity as Trustee and on behalf of the Invesco QQQ Trust, Series 1 (the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2023 • GPS Funds II
THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of October 25, 2022 is made between GPS Funds I and GPS Funds II, on behalf of each of their series listed in Schedule A, severally and not jointly (each, an “Acquiring Fund”) and the Invesco Exchange-Traded Fund Trust, Invesco Exchange-Traded Fund Trust II, Invesco India Exchange-Traded Fund Trust, Invesco Actively Managed Exchange-Traded Trust, Invesco Actively Managed Exchange-Traded Commodity Fund Trust and Invesco Exchange-Traded Self-Indexed Fund Trust, on behalf of each of their series (except such series listed on Schedule B, as may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
THIRD AMENDMENT TO WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENTWisdomtree Trust Fund of Funds Investment Agreement • July 28th, 2023 • GPS Funds II
This third amendment (the “Amendment”) to the WisdomTree Trust Fund of Funds Investment Agreement dated January 19, 2022 (the “Agreement”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”); and GPS FUNDS I and GPS FUNDS II, on behalf of each of its respective current and future series set forth on Appendix A of the Agreement, severally and not jointly (each, an “Acquiring Fund”), is entered into as of January 4, 2023 (the “Effective Date”).
SECOND AMENDMENT to the AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • July 28th, 2021 • GPS Funds II
THIS Second Amendment, is made and entered into as of April 1, 2021 to the Amended and Restated Custody Agreement, dated as of January 30, 2018 (the “Agreement”), by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
DISTRIBUTION AGREEMENT BETWEEN GPS FUNDS II AND ASSETMARK BROKERAGE, LLCDistribution Agreement • July 31st, 2017 • GPS Funds II • Delaware
This DISTRIBUTION AGREEMENT (this “Agreement”) is entered into as of the 31st day of October, 2016, by and between GPS FUNDS II (the “Trust”), a Delaware statutory trust, on behalf of each of its separate series of shares (each a “Fund” and collectively, the “Funds”) as set forth on Annex A hereto, as amended from time to time, and ASSETMARK BROKERAGE, LLC (the “Distributor”), a Delaware limited liability company.
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 27th, 2018 • GPS Funds II • Wisconsin
THIS AGREEMENT is made and entered into as of this 30th day of January, 2018, by and between GPS FUNDS I ("GPS I"), GPS FUNDS II ("GPS II"), SAVOS INVESTMENT TRUST ("SAVOS" and together with GPS I, GPS II referred to as the "Trust"), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
FIRST AMENDMENT to the AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • July 31st, 2020 • GPS Funds II
THIS First Amendment, is made and entered into as of December 23, 2019 to the Amended and Restated Custody Agreement, dated as of January 30, 2018 (the “Agreement”), by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
SECOND AMENDMENT to the AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 28th, 2021 • GPS Funds II
THIS Second Amendment is made and entered into as of this April 1, 2021, to the Amended and Restated Fund Accounting Agreement (the “Agreement”), dated as of January 30, 2018, by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDMENT to the AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 28th, 2021 • GPS Funds II
THIS Second Amendment is made and entered into as of this April 1, 2021 to the Amended and Restated Transfer Agent Agreement (the “Agreement”), dated as of January 30, 2018, by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SECOND AMENDMENT to the AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 28th, 2021 • GPS Funds II
THIS Second Amendment is made and entered into as of this April 1, 2021, to the Amended and Restated Fund Administration Agreement (the “Agreement”), dated as of January 30, 2018, by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT NO. 1Investment Agreement • July 28th, 2023 • GPS Funds II
entered into as of the 28th day of October 2022, between Krane Shares Trust (the “Trust”) and GPS Funds I and GPS Funds II each on behalf of itself and its separate series (“Acquiring Funds”).
FIRST AMENDMENT to the AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 31st, 2020 • GPS Funds II
THIS First Amendment is made and entered into as of this December 23, 2019, to the Amended and Restated Fund Accounting Agreement (the “Agreement”), dated as of January 30, 2018, by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FIRST AMENDMENT to the AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 31st, 2020 • GPS Funds II
THIS Amendment is made and entered into as of this December 23, 2019 to the Amended and Restated Transfer Agent Agreement (the “Agreement”), dated as of January 30, 2018, by and between GPS FUNDS I (“GPS I”), GPS FUNDS II (“GPS II”), SAVOS INVESTMENT TRUST (“SAVOS” and together with GPS I, GPS II referred to as the “Trust”), each separately and not jointly, and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
GPS FUNDS II AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • July 31st, 2017 • GPS Funds II
THIS AMENDMENT dated as of June 22, 2017, to the Custody Agreement, dated as of March 31, 2011, as amended (the “Agreement”), is entered into by and between GPS FUNDS II, a Delaware statutory trust (the “Trust”) and U.S. BANK, N.A., a national banking association (the “Custodian”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 28th, 2022 • GPS Funds II
This Addendum (the “Addendum”) to the Fund Administration Servicing Agreement dated January 30, 2018, (the “Agreement”) is entered into by and between GPS Funds I, GPS Fund II, Savos Investment Trust (together the “Companies”) and U.S. Bancorp Fund Services, LLC (“USBFS”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust, each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS AGREEMENT is entered into as of January 19, 2022, between GPS Funds I, GPS Funds II, and Savos Investments Trust, statutory trusts organized under the laws of the State of Delaware, on behalf of itself and its separate series listed on Schedule A (as such schedule may be amended from time to time), severally and not jointly (each, an “Acquiring Fund”), and Global X Funds, a statutory trust organized under the laws of the State of Delaware (“Global X Funds”), on behalf of its respective series listed on Schedule B and such additional series as shall be designated in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Massachusetts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made among GPS Funds I, GPS Funds II and Savos Investments Trust , each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each, the “Acquiring Fund”), and SPDR Series Trust, SPDR Index Shares Funds and SSGA Active Trust (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 31st, 2014 • GPS Funds II • Delaware
AGREEMENT made as of the 30th day of August, 2013, by and between Genworth Financial Wealth Management, Inc. a California corporation (the “Advisor”), and Altegris Advisors, L.L.C. (the “Sub-Advisor”).
SECOND AMENDMENT TO WISDOMTREE TRUST FUND OF FUNDS INVESTMENT AGREEMENTWisdomtree Trust Fund of Funds Investment Agreement • July 28th, 2023 • GPS Funds II
This second amendment (the “Amendment”) to the WisdomTree Trust Fund of Funds Investment Agreement dated January 19, 2022 (the “Agreement”), by and between WisdomTree Trust (the “Trust”), on behalf of each of its current and future series, severally and not jointly (each, an “Acquired Fund”); and GPS FUNDS I, GPS FUNDS II, and SAVOS INVESTMENTS TRUST, on behalf of each of its respective current and future series set forth on Appendix A of the Agreement, severally and not jointly (each, an “Acquiring Fund”), is entered into as of October 4, 2022 (the “Effective Date”).
FORM OF INVESTMENT AGREEMENTInvestment Agreement • July 28th, 2022 • GPS Funds II • New York
THIS AGREEMENT, dated as of January 19, 2022, is between the separate series of the GPS Funds I, GPS Funds II and Savos Investments Trust (each an “Acquiring Trust” and collectively, the “Acquiring Trusts”), each on behalf of itself and its separate series as listed on Schedule A hereto, as may be amended from time to time (“Acquiring Fund(s)”), severally and not jointly, and each separate series of the Krane Shares Trust (“Trust”), as listed on Schedule B hereto, as may be amended from time to time (“Acquired Fund(s)”), severally and not jointly. The Acquired Funds and the Acquiring Funds may be referred to herein as the “Funds”.
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II • Delaware
THIS AGREEMENT is entered into as of January 19, 2022, among GPS Funds I, GPS Funds II and Savos Investments Trust (each a “Acquiring Trust” and collectively, the “Acquiring Trusts”), each on behalf of itself and its separate series listed on Schedule A, as amended from time to time, severally and not jointly (each an “Acquiring Fund” and collectively, the “Acquiring Funds”), and ALPS ETF Trust, (“Acquired Trust”), each on behalf of its itself and its separate series listed on Schedule B, as amended from time to time or as such additional series are deemed to be added in the future, severally and not jointly (each, an “Acquired Fund” and collectively, the “Acquired Funds”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 31st, 2014 • GPS Funds II • Delaware
AGREEMENT (“Agreement”) made as of the 30th day of August, 2013, by and between Genworth Financial Wealth Management, Inc. a California corporation (the “Advisor”), and DoubleLine Capital LP (the “Sub-Advisor”), a Delaware limited partnership.
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 28th, 2022 • GPS Funds II
THIS AGREEMENT, dated as of, January 19, 2022 between GPS Funds I, GPS Funds II and Savos Investments Trust , on behalf of each of its series listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and each series of VanEck ETF Trust (except such series listed on Schedule B which may be amended from time to time), severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”).
