] Shares BATS GLOBAL MARKETS, INC. CLASS A COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • March 12th, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledMarch 12th, 2012 Company Industry JurisdictionThe stockholders named in Schedule I hereto (the “Selling Stockholders”) of BATS Global Markets, Inc., a Delaware corporation (the “Company”), severally propose to sell to the several Underwriters named in Schedule II hereto (the “Underwriters”) an aggregate of [ ] shares of the Class A Common Stock, par value $0.01 per share, of the Company (the “Firm Shares”), each Selling Stockholder selling the amount set forth opposite such Selling Stockholder’s name in Schedule I hereto.
BATS EMPLOYMENT AND CONFIDENTIALITY/NON-COMPETITION AGREEMENTEmployment & Human Resources • May 13th, 2011 • BATS Global Markets, Inc. • Kansas
Contract Type FiledMay 13th, 2011 Company JurisdictionTHIS AGREEMENT is made, entered into and effective as of March 9th, 2009, by and between BATS Exchange, Inc., a Delaware corporation (hereinafter “Company”) and Jeromee Johnson, an individual (hereinafter “Employee”).
BATS HOLDINGS, INC.Stock Option Award Agreement • May 13th, 2011 • BATS Global Markets, Inc. • Delaware
Contract Type FiledMay 13th, 2011 Company JurisdictionThis Stock Option Award Agreement (“Agreement”) is made and entered into, as of the Grant Date set forth on the signature page hereto, by and between BATS Holdings, Inc., a Delaware corporation (the “Company”), and (“Optionee”).
INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • May 13th, 2011 • BATS Global Markets, Inc. • Delaware
Contract Type FiledMay 13th, 2011 Company JurisdictionTHIS INVESTOR RIGHTS AGREEMENT (this Agreement”) is made and entered into effective as of the 1st day of January, 2008, by and among BATS Holdings, Inc. (n/k/a BATS Global Markets, Inc.), a Delaware corporation (the “Company”), and all stockholders of the Company signatory hereto or who hereafter become a party to this Agreement (the “Stockholders”).
BATS HOLDINGS, INC. SUBSTITUTE 2008 STOCK OPTION AND AWARD AGREEMENT EFFECTIVE DATE JANUARY 1, 2008Substitute Stock Option and Award Agreement • May 13th, 2011 • BATS Global Markets, Inc. • Delaware
Contract Type FiledMay 13th, 2011 Company JurisdictionTHIS SUBSTITUTE STOCK OPTION AND AWARD AGREEMENT (this “Agreement”) is made and entered into by and between BATS Holdings, Inc., a Delaware corporation (the “Company”), and David R. Cummings (the “Optionee”) on the effective date set forth above (“Effective Date”).
BATS GLOBAL MARKETS, INC.Stock Option Award Agreement • May 13th, 2011 • BATS Global Markets, Inc.
Contract Type FiledMay 13th, 2011 CompanyThis First Amendment to Stock Option Award Agreement (“Amendment”) is made and entered into, as of the Date set forth on the signature page hereto, by and between BATS Global Markets, Inc. (f/k/a BATS Holdings, Inc.), a Delaware corporation (the “Company”), and (“Optionee”).
Dated BATS TRADING LIMITED and MARK HEMSLEY SERVICE AGREEMENT Subject to Contract Speechly Bircham LLP London EC4A 3LX Tel: +44 (0)20427 6400 Fax: +44 (0)20427 6600 Ref TM/JAB/323587 Doc 4844333.4Service Agreement • May 13th, 2011 • BATS Global Markets, Inc. • England
Contract Type FiledMay 13th, 2011 Company Jurisdiction
INSTINET HOLDINGS INCORPORATED and CHI-X EUROPE LIMITED SOFTWARE LICENCE AGREEMENTSoftware Licence Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services • England
Contract Type FiledFebruary 23rd, 2012 Company Industry Jurisdiction
THIS DEED OF VARIATION is made on 31 January 2012 BETWEENSoftware License Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledFebruary 23rd, 2012 Company Industry
THIS DEED OF VARIATION is made on February 17, 2011 BETWEEN INTRODUCTION AGREED TERMSSoftware Licence Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledFebruary 23rd, 2012 Company Industry
DATED 18 FEBRUARY 2011 THE SELLERS (as defined herein) and BATS GLOBAL MARKETS, INC and OMICRON ACQUISITION CORP and CHI-X EUROPE LIMITED SHARE EXCHANGE AND PURCHASE AGREEMENT relating to the exchange, sale and purchase of shares in Chi-X Europe...Share Exchange and Purchase Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledFebruary 23rd, 2012 Company Industry
From: BATS Global Markets, Inc Lenexa, KS 66214 United States of America and Omicron Acquisition Corp Corporation Trust Center City of Wilmington County of New Castle Delaware 19801 United States of America To: Chi-X Europe Limited London EC3R 6AF and...Amendment Agreement to Sale Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services
Contract Type FiledFebruary 23rd, 2012 Company IndustryWe refer to the Share Exchange and Purchase Agreement relating to the exchange, sale and purchase of shares in Chi-X Europe Limited dated 18 February 2011 and entered into between ourselves and the entities to whom this letter is addressed (the “Sale Agreement”). Capitalised terms used but not defined in this Amendment Agreement shall, unless the context dictates otherwise, have the same meaning as is given to them in the Sale Agreement.
FORM OF SHAREHOLDER AGREEMENTShareholder Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 23rd, 2012 Company Industry JurisdictionThis SHAREHOLDER AGREEMENT dated as of [ ], 2012 (this “Agreement”), by and between BATS Global Markets, Inc., a Delaware corporation (the “Company”) and [strategic investor], a holder of Class B Stock (as defined below) (such holder being herein called the “Shareholder”).
BATS EMPLOYMENT AND CONFIDENTIALITY/NON-COMPETITION AGREEMENTEmployment Agreement • May 13th, 2011 • BATS Global Markets, Inc. • Kansas
Contract Type FiledMay 13th, 2011 Company JurisdictionTHIS AGREEMENT is made, entered into and effective as of 11/01, 2008, by and between BATS Exchange, Inc., a Delaware corporation (hereinafter “Company”) and Eric Swanson, an individual (hereinafter “Employee”).
BATS GLOBAL MARKETS, INC. LONG TERM INCENTIVE PLAN FORM OF RESTRICTED STOCK AWARDRestricted Stock Award Agreement • February 23rd, 2012 • BATS Global Markets, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledFebruary 23rd, 2012 Company Industry JurisdictionSubject to the terms and conditions set forth in this grant letter (“Grant Letter”) and the agreement attached as Exhibit A (the Grant Letter and the agreement attached as Exhibit A together constituting the “Agreement”), BATS Global Markets, Inc., a Delaware corporation (the “Company”), has granted you as of the Grant Date set forth below an award of Restricted Stock (the “Award”). The Award is granted under and is subject to the BATS Global Markets, Inc. Long Term Incentive Plan (the “Plan”). Unless defined in this Agreement, capitalized terms shall have the meanings assigned to them in the Plan. In the event of a conflict among the provisions of the Plan, this Agreement and any descriptive materials provided to you, the provisions of the Plan shall control.