Lumos Networks Corp. 2,512,121 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2013 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledNovember 18th, 2013 Company Industry JurisdictionCertain stockholders of Lumos Networks Corp., a Delaware corporation (the “Company”) named in Schedule 2 attached hereto (the “Selling Stockholders”), propose to sell an aggregate of 2,512,121 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Selling Stockholders propose to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 376,818 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholders by the Underwriters.
EMPLOYMENT AGREEMENTEmployment Agreement • March 10th, 2016 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • Virginia
Contract Type FiledMarch 10th, 2016 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (the “Agreement”), dated as of May 15, 2013 (the “Effective Date”) between Jeffrey J. Miller (the “Executive”) and Lumos Networks Operating Company, a Delaware corporation, Lumos Networks Corp., a Delaware corporation (“Holdings”), and Lumos Payroll Corp., a Virginia corporation (collectively with Lumos Networks Operating Company and Holdings, the “Company”), recites and provides as follows:
425,000,000 CREDIT AGREEMENT Dated as of April 30, 2013 Among LUMOS NETWORKS OPERATING COMPANY as Borrower and THE SUBSIDIARY GUARANTORS NAMED HEREIN as Subsidiary Guarantors and THE INITIAL LENDERS AND INITIAL ISSUING BANK NAMED HEREIN as Initial...Credit Agreement • April 30th, 2013 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledApril 30th, 2013 Company Industry Jurisdiction
SHAREHOLDERS AGREEMENT dated as of among LUMOS NETWORKS CORP. QUADRANGLE CAPITAL PARTNERS LP, QUADRANGLE SELECT PARTNERS LP, QUADRANGLE CAPITAL PARTNERS-A LP, QUADRANGLE NTELOS HOLDINGS II LP and THE MANAGEMENT SHAREHOLDERS NAMED HEREINShareholders Agreement • August 9th, 2011 • NTELOS Wireline One Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledAugust 9th, 2011 Company Industry JurisdictionSHAREHOLDERS AGREEMENT (this “Agreement”) dated as of __________ ___, 2011 among (i) Lumos Networks Corp., a Delaware corporation (the “Company”), (ii) Quadrangle Capital Partners LP, a Delaware limited partnership, Quadrangle Select Partners LP, a Delaware limited partnership, Quadrangle Capital Partners-A LP, a Delaware limited partnership and Quadrangle NTELOS Holdings II LP, a Delaware limited partnership (collectively, the “Quadrangle Entities”) and (iii) solely for the limited purposes of Sections 4.02 and 4.03, the Persons listed on the signature pages hereof under “Management Shareholders” (the “Management Shareholders”).
SEPARATION AND DISTRIBUTION AGREEMENT BY AND BETWEEN NTELOS HOLDINGS CORP. AND LUMOS NETWORKS CORP. DATED AS OFSeparation and Distribution Agreement • October 17th, 2011 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledOctober 17th, 2011 Company Industry JurisdictionTHIS SEPARATION AND DISTRIBUTION AGREEMENT (this “Agreement”), dated as of [ ], 2011, is entered into by and between NTELOS Holdings Corp., a Delaware corporation (“NTELOS”), and Lumos Networks Corp., a Delaware corporation and, as of the date of this Agreement, a wholly owned subsidiary of NTELOS (“Wireline”).
EMPLOYEE MATTERS AGREEMENT BY AND BETWEEN NTELOS HOLDINGS CORP. AND LUMOS NETWORKS CORP. DATED AS OF _____________, 2011Employee Matters Agreement • August 9th, 2011 • NTELOS Wireline One Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledAugust 9th, 2011 Company Industry JurisdictionTHIS EMPLOYEE MATTERS AGREEMENT (the “Agreement”), dated as of __________, 2011 is by and between NTELOS Holdings Corp, a Delaware corporation (“NTELOS”), and Lumos Networks Corp., a Delaware corporation (“Wireline”).
FORM OF SOFTWARE AND PROPRIETARY INFORMATION AGREEMENT BETWEEN NTELOS HOLDINGS CORP. AND LUMOS NETWORKS CORP.Proprietary Information Agreement • August 9th, 2011 • NTELOS Wireline One Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledAugust 9th, 2011 Company Industry JurisdictionThis SOFTWARE AND PROPRIETARY INFORMATION AGREEMENT (“Agreement”) is made, effective as of the Distribution Date (as defined herein), by and between NTELOS Holdings Corp., a Delaware corporation (“NTELOS”), and Lumos Networks Corp., a Delaware corporation (“Wireline”).
CONFIDENTIAL January 11, 2016 Craig M. DrinkhallEmployment Agreement • January 15th, 2016 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • Virginia
Contract Type FiledJanuary 15th, 2016 Company Industry Jurisdiction
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • August 6th, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledAugust 6th, 2015 Company Industry JurisdictionTHIS THIRD AMENDMENT TO CREDIT AGREEMENT dated as of August 5, 2015 (this “Amendment”), by and among LUMOS NETWORKS OPERATING COMPANY, a Delaware corporation (“Borrower”), the Subsidiary Guarantors (as defined in the Credit Agreement), each of the Negative Pledgors (as defined in the Credit Agreement), COBANK, ACB (“CoBank”), as Administrative Agent and Collateral Agent, and each of the other financial institutions executing this Amendment and identified as a Lender on the signature pages hereto (the “Lenders”).
TRANSITION SERVICES AGREEMENT BY AND BETWEEN NTELOS HOLDINGS CORP. AND LUMOS NETWORKS OPERATING COMPANY DATED AS OF , 2011Transition Services Agreement • August 9th, 2011 • NTELOS Wireline One Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledAugust 9th, 2011 Company Industry JurisdictionTHIS TRANSITION SERVICES AGREEMENT (this “Agreement”) made as of _______ __, 2011, between NTELOS Holdings Corp., a Delaware corporation (“NTELOS”) and Lumos Networks Operating Company, a Delaware corporation (“Wireline Two”).
NOTES PURCHASE AGREEMENT DATED AS OF AUGUST 5, 2015 BY AND BETWEEN LUMOS NETWORKS CORP. AND LUMOS DEBT HOLDINGS, L.P.Notes Purchase Agreement • August 6th, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledAugust 6th, 2015 Company Industry JurisdictionThis Notes Purchase Agreement, dated as of August 5, 2015 (this “Agreement”), is by and between Lumos Networks Corp., a Delaware corporation (the “Company”), and Lumos Debt Holdings, L.P., a Delaware limited partnership (the “Purchaser”).
JOINT FILING AGREEMENTJoint Filing Agreement • November 3rd, 2011 • Lumos Networks Corp. • Telephone communications (no radiotelephone)
Contract Type FiledNovember 3rd, 2011 Company IndustryIn accordance with Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13D (including any and all amendments thereto) with respect to the common stock, par value US$0.01 per share, of Lumos Networks Corp. and further agree to the filing of this agreement as an exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such Statement on Schedule 13D.
FIRST AMENDMENT AGREEMENTFirst Amendment Agreement • March 7th, 2014 • Lumos Networks Corp. • Telephone communications (no radiotelephone)
Contract Type FiledMarch 7th, 2014 Company IndustryThis FIRST AMENDMENT AGREEMENT (this “Agreement”), dated as of October 8, 2013, is entered into among LUMOS NETWORKS OPERATING COMPANY, a Delaware corporation (the “Borrower”), each of the Subsidiaries of the Borrower listed on the signature pages hereto (individually, a “Subsidiary Guarantor” and collectively, the “Subsidiary Guarantors”; and together with the Borrower, individually, a “Loan Party” and, collectively, the “Loan Parties”), each of the Negative Pledgors listed on the signature pages hereto (individually, a “Negative Pledgor” and collectively, the “Negative Pledgors”), COBANK, ACB, as Administrative Agent (the “Administrative Agent”), and each of the financial institutions executing this Agreement and identified as a Lender on the signature pages hereto (the “Lenders”).
INVESTORS RIGHTS AGREEMENT by and between Lumos Networks Corp. and Lumos Investment Holdings, Ltd. Dated as of August 6, 2015Investors Rights Agreement • August 6th, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledAugust 6th, 2015 Company Industry JurisdictionINVESTORS RIGHTS AGREEMENT dated as of August 6, 2015, by and between Lumos Networks Corp., a Delaware corporation (the “Company”) and Lumos Investment Holdings, Ltd., Cayman Islands exempted company (the “Initial Stockholder”).
CONFIDENTIALLumos Networks Corp. • August 2nd, 2012 • Telephone communications (no radiotelephone) • Virginia
Company FiledAugust 2nd, 2012 Industry Jurisdiction
AGREEMENT AND PLAN OF MERGER dated as of February 18, 2017 among LUMOS NETWORKS CORP., MTN INFRASTRUCTURE TOPCO, INC. and MTN INFRASTRUCTURE BIDCO, INC.Agreement and Plan of Merger • February 22nd, 2017 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledFebruary 22nd, 2017 Company Industry JurisdictionThis AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of February 18, 2017, is entered into among Lumos Networks Corp., a Delaware corporation (the “Company”), MTN Infrastructure TopCo, Inc., a Delaware corporation (“Parent”), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent (“Merger Subsidiary”).
Lumos Networks Corp. 1,600,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 18th, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledMarch 18th, 2015 Company Industry JurisdictionCertain stockholders of Lumos Networks Corp., a Delaware corporation (the “Company”) named in Schedule I attached hereto (collectively, the “Selling Stockholder”), propose to sell an aggregate of 1,600,000 shares (the “Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) to UBS Securities LLC, as underwriter of this offering (the “Underwriter”). This agreement (this “Agreement”) confirms the terms of the purchase of the Stock from the Selling Stockholder by the Underwriter.
JOINDER AGREEMENT AND SECOND AMENDMENT TO CREDIT AGREEMENTJoinder Agreement • January 2nd, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledJanuary 2nd, 2015 Company Industry JurisdictionIf the Administrative Agent determines that (i) the Leverage Ratio as calculated by the Borrower as of any applicable date was inaccurate and (ii) a proper calculation of the Leverage Ratio would have resulted in different pricing for any period, then (1) if the proper calculation of the Leverage Ratio would have resulted in higher pricing for such period, the Borrower shall automatically and retroactively be obligated to pay to the Administrative Agent, promptly on demand by the Administrative Agent, an amount equal to the excess of the amount of interest that should have been paid for such period over the amount of interest actually paid for such period; and (2) if the proper calculation of the Leverage Ratio would have resulted in lower pricing for such period, the Administrative Agent and the Lenders shall have no obligation to repay any interest to the Borrower; provided that if a proper calculation of the Leverage Ratio would have resulted in higher pricing for one or more period
WARRANTS PURCHASE AGREEMENT DATED AS OF AUGUST 5, 2015 BY AND BETWEEN LUMOS NETWORKS CORP. AND LUMOS INVESTMENT HOLDINGS, LTD.Warrants Purchase Agreement • August 6th, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • New York
Contract Type FiledAugust 6th, 2015 Company Industry JurisdictionThis Warrants Purchase Agreement, dated as of August 5, 2015 (this “Agreement”), is by and between Lumos Networks Corp., a Delaware corporation (the “Company”), and Lumos Investment Holdings, Ltd., a Cayman Islands exempted company (the “Purchaser”).
FIRST AMENDMENTShareholders Agreement • May 5th, 2015 • Lumos Networks Corp. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledMay 5th, 2015 Company Industry JurisdictionThis FIRST AMENDMENT TO SHAREHOLDERS AGREEMENT (this “Amendment”) dated as of this 20th day of March, 2015, has been entered into by (i) Lumos Networks Corp., a Delaware corporation (the “Company”), and (ii) Quadrangle Capital Partners LP, a Delaware limited partnership, Quadrangle Select Partners LP, a Delaware limited partnership, Quadrangle Capital Partners-A LP, a Delaware limited partnership and Quadrangle NTELOS Holdings II LP, a Delaware limited partnership (collectively, the “Quadrangle Entities”).
FORM OF TAX MATTERS AGREEMENT BY AND BETWEEN NTELOS HOLDINGS CORP. AND LUMOS NETWORKS CORP. DATED AS OFMatters Agreement • August 9th, 2011 • NTELOS Wireline One Inc. • Telephone communications (no radiotelephone)
Contract Type FiledAugust 9th, 2011 Company IndustryTAX MATTERS AGREEMENT (this “Agreement”), dated as of [ ], 2011 is entered into by and between NTELOS Holdings Corp., a Delaware corporation (“NTELOS”) and Lumos Networks Corp., a Delaware corporation (“Wireline”) (together, the “Companies” and, as the context requires, individually referred to herein as the “Company”).
FORM OF TRADEMARK AND DOMAIN NAME ASSIGNMENT AND LICENSE AGREEMENTAssignment and License Agreement • August 9th, 2011 • NTELOS Wireline One Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledAugust 9th, 2011 Company Industry JurisdictionTHIS TRADEMARK AND DOMAIN NAME ASSIGNMENT AND LICENSE AGREEMENT, dated as of ___________, 2011 (“Effective Date”) (the “Agreement”), is made and entered into by and among NTELOS Holdings Corp., a Delaware corporation on behalf of itself and all of its controlled affiliates (“NTELOS”), on the one hand, and Lumos Networks Corp., a Delaware corporation (“Wireline”), and the other parties set forth on the signature pages to this Agreement (collectively with Wireline, the “Wireline Group”).
FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • March 8th, 2016 • Lumos Networks Corp. • Telephone communications (no radiotelephone)
Contract Type FiledMarch 8th, 2016 Company IndustryTHIS FIRST AMENDMENT (this “Amendment”) to the AMENDED AND RESTATED EMPLOYMENT AGREEMENT between Lumos Networks Operating Company, a Delaware corporation, Lumos Networks Corp., a Delaware corporation, and Lumos Payroll Corp., a Virginia corporation (collectively, the “Company”), and Johan G. Broekhuysen (the “Executive”), dated as of October 3, 2014 (the “Agreement”), is made and entered into and shall be effective as of March 4, 2016.
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 8th, 2016 • Lumos Networks Corp. • Telephone communications (no radiotelephone)
Contract Type FiledMarch 8th, 2016 Company IndustryTHIS FIRST AMENDMENT (this “Amendment”) to the EMPLOYMENT AGREEMENT between Lumos Networks Operating Company, a Delaware corporation, Lumos Networks Corp., a Delaware corporation, and Lumos Payroll Corp., a Virginia corporation (collectively, the “Company”), and Diego B. Anderson (the “Executive”), dated as of August 28, 2012 (the “Agreement”), is made and entered into and shall be effective as of March 4, 2016.
March 21, 2014Lumos Networks Corp. • May 7th, 2014 • Telephone communications (no radiotelephone) • Virginia
Company FiledMay 7th, 2014 Industry JurisdictionThis letter agreement sets forth the complete terms under which your employment with Lumos Networks Corp. (the “Company”) and all subsidiaries and affiliates of the Company (collectively, the “Lumos Companies”) will cease.