Form of Underwriting Agreement [ ] Shares FIRST BUSINESS FINANCIAL SERVICES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 26th, 2012 • First Business Financial Services, Inc. • State commercial banks • New York
First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of shares (the “Firm Shares”) of the common stock, par value $0.01 per share, of the Company (“Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
and COMPUTERSHARE TRUST COMPANY, N.A. Rights Agent RIGHTS AGREEMENT Dated as of June 5, 2008Rights Agreement • March 10th, 2017 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
THIS AGREEMENT, dated as of June 5, 2008, between FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”).
FIRST BUSINESS FINANCIAL SERVICES, INC.Performance-Based Restricted Stock Unit Award Agreement • October 28th, 2022 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
The Participant specified below is hereby granted a performance-based restricted stock unit award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan, as amended (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Performance-Based Restricted Stock Unit Award Agreement (“Award Agreement”).
FIRST BUSINESS FINANCIAL SERVICES, INC.Restricted Stock Unit Award Agreement • October 28th, 2022 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan. as amended (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Unit Award Agreement (“Award Agreement”).
AGREEMENT AND PLAN OF MERGER BETWEEN ASLIN GROUP, INC.,Merger Agreement • May 23rd, 2014 • First Business Financial Services, Inc. • State commercial banks • Delaware
AGREEMENT AND PLAN OF MERGER, dated as of May 22, 2014 (the “Agreement”), among Aslin Group, Inc., a Delaware corporation (the “Seller”), AGI Acquisition Corp., a Delaware corporation (“Mergersub”), and First Business Financial Services, Inc., a Wisconsin corporation (the “Company”).
FORM OF WARRANTWarrant Agreement • March 4th, 2022 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
THIS WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on ________________ (the “Termination Date”) but not thereafter, to subscribe for and purchase from First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), up to __________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of _________ Stock. The purchase price of one share of _________ Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
FIRST BUSINESS FINANCIAL SERVICES, INC.Restricted Stock Award Agreement • October 29th, 2021 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
The Participant specified below is hereby granted a restricted stock award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Award Agreement (“Award Agreement”).
SECOND AMENDED AND RESTATED AGREEMENT BY AND BETWEEN FIRST BUSINESS BANK, FIRST BUSINESS FINANCIAL SERVICES, INC., AND COREY CHAMBASRetirement Agreement • February 7th, 2023 • First Business Financial Services, Inc. • State commercial banks
THIS SECOND AMENDED AND RESTATED AGREEMENT (the “Agreement”) is made and entered into as of this 3rd day of February 2023, by and between First Business Bank, a Wisconsin corporation (“FBB”), a wholly owned subsidiary of First Business Financial Services, Inc., a Wisconsin Corporation (the “Parent”), and Corey Chambas, an Officer of FBB and Chief Executive Officer of the Parent (the “Executive”). The parties agree that the certain agreements between them made and entered into as of December 22, 2014, as amended by the First Amendment entered into on December 29th, 2016 (the “Prior Agreement”), will be replaced by this Agreement and is no longer in effect.
Form of Executive Change-in-Control Severance Agreement for [Executive] [Subsidiary]Executive Change-in-Control Severance Agreement • March 10th, 2017 • First Business Financial Services, Inc. • State commercial banks
SUBORDINATED NOTE PURCHASE AGREEMENTSubordinated Note Purchase Agreement • August 26th, 2014 • First Business Financial Services, Inc. • State commercial banks • New York
This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 26, 2014, and is made by and among First Business Financial Services, Inc. (“Borrower”), and the several lenders named on Schedule I hereto (each a “Lender” and collectively, the “Lenders”).
Executive Change-in-Control Severance Agreement for Brian Spielmann First Business Financial Services, Inc. April 1, 2023 ContentsExecutive Change-in-Control Severance Agreement • April 3rd, 2023 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
THIS EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT is made, entered into, and is effective this 1st day of April 2023 (hereinafter referred to as the “Effective Date”), by and between First Business Financial Services, Inc. (the “Company”), a Wisconsin corporation, and Brian Spielmann (the “Executive”).
FIRST BUSINESS FINANCIAL SERVICES, INC. RESTRICTED STOCK UNIT AGREEMENTRestricted Stock Unit Agreement • March 11th, 2016 • First Business Financial Services, Inc. • State commercial banks
THIS AGREEMENT, made this XXth day of XX, 20XX, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXXX, an employee of the Company or one of its affiliates (the “Participant”).
amendment to Restricted Stock Award AgreementRestricted Stock Award Agreement • February 7th, 2023 • First Business Financial Services, Inc. • State commercial banks
THIS AMENDMENT TO THE RESTRICTED STOCK AWARD AGREEMENT (this “Amendment”) is entered into as of February 3, 2023 between First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), and the undersigned Participant.
FIRST BUSINESS FINANCIAL SERVICES, INC. RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • October 28th, 2016 • First Business Financial Services, Inc. • State commercial banks
THIS AGREEMENT, made this XX day of XXXXX, 20XX, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXX, an employee of the Company or one of its Affiliates (the “Participant”).
March 31, 2023Non-Disclosure and Confidentiality Agreement • April 3rd, 2023 • First Business Financial Services, Inc. • State commercial banks
This letter including a Non-Disclosure and Confidentiality Agreement and an Information Security Agreement which are attached as Exhibits A and B and incorporated herein by reference (this “Agreement”) sets forth the terms and conditions effective as of April 1, 2023 whereby you (“You”, “Your”) agree to provide certain services to First Business Bank and/or its subsidiaries and affiliates (the “Company”), (You and the Company collectively referred to as the “Parties”).
STOCKHOLDER VOTING AGREEMENTStockholder Voting Agreement • May 23rd, 2014 • First Business Financial Services, Inc. • State commercial banks • Delaware
STOCKHOLDER VOTING AGREEMENT, dated as of May 22, 2014 (this “Agreement”), is made by and among First Business Financial Services, Inc. (the “Company”), and the Persons listed on Schedule I attached hereto (solely in such Person’s capacity as a stockholder of the Seller, each a “Stockholder,” and collectively, the “Stockholders”).
FIRST BUSINESS FINANCIAL SERVICES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENTPerformance-Based Restricted Stock Unit Agreement • February 20th, 2019 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), made this XXth day of XX, 20XX, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXXX, an employee of the Company or one of its Affiliates (the “Participant”).
amendment to PERFORMANCE-BASED RESTRICTED STOCK UNIT Award AgreementPerformance-Based Restricted Stock Unit Award Agreement • February 7th, 2023 • First Business Financial Services, Inc. • State commercial banks
THIS AMENDMENT TO THE PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Amendment”) is entered into as of February 3, 2023 between First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), and the undersigned Participant.
Executive Change-in-Control Severance Agreement for Edward G. Sloane, Jr.Executive Change-in-Control Severance Agreement • November 23rd, 2016 • First Business Financial Services, Inc. • State commercial banks
THIS EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT is made, entered into, and is effective this 21st day of November, 2016 (hereinafter referred to as the “Effective Date”), by and between First Business Financial Services, Inc. (the “Company”), a Wisconsin corporation, and Edward G. Sloane, Jr. (the “Executive”).
EMPLOYMENT AGREEMENTEmployment Agreement • March 6th, 2015 • First Business Financial Services, Inc. • State commercial banks • Kansas
THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 22nd day of April, 2014 by and among First Business Financial Services, Inc. (“FBIZ”), a Wisconsin corporation and bank holding company, and Pamela Berneking (“Executive”).
FIRST AMENDMENT OF AGREEMENT BY AND BETWEEN FIRST BUSINESS BANK AND COREY CHAMBASEmployment Agreement • January 5th, 2017 • First Business Financial Services, Inc. • State commercial banks
This First Amendment (the “First Amendment”) of the Agreement By and Between First Business Bank and Corey Chambas (Amended and Restated December 22, 2014) is made and entered into as of December 29, 2016 (the “Effective Date”), by and between First Business Bank, a Wisconsin corporation (the “Company”), and Corey Chambas (the “Executive,” and together with the Company, the “Parties”).
FIRST BUSINESS FINANCIAL SERVICES, INC.Restricted Stock Award Agreement • April 24th, 2020 • First Business Financial Services, Inc. • State commercial banks • Wisconsin
The Participant specified below is hereby granted a restricted stock award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Award Agreement (“Award Agreement”).
RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • August 13th, 2012 • First Business Financial Services, Inc. • State commercial banks
THIS AGREEMENT, made this XXth day of XX, 2012, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXXX, an employee of the Company or one of its Affiliates (the “Participant”).
