CUSTODY AGREEMENT Dated July 26, 2013 Between UMB BANK, N.A. and SHARESPOST 100 FUND CUSTODY AGREEMENTCustody Agreement • May 1st, 2015 • SharesPost 100 Fund
This agreement (this “Agreement”) is made as of July 26, 2013 among UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
AGREEMENT AND DECLARATION OF TRUST AS OF MARCH 22, 2013Agreement and Declaration of Trust • April 12th, 2013 • SharesPost 100 Fund • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of the 22nd day of March 2013, by the Trustees hereunder, and by the holders of shares of beneficial interest issued hereunder as hereinafter provided.
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2015 • SharesPost 100 Fund • Delaware
THIS AGREEMENT (this “Agreement”) is made and entered into as of this 31 day of July 2013 (the “Effective Date”), by and among each of the Funds listed on Exhibit A attached hereto (each a “Fund”, and together, the “Funds”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • April 30th, 2015 • SharesPost 100 Fund • Delaware
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 26th day of June, 2013, by and between SharesPost 100 Fund, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • May 1st, 2015 • SharesPost 100 Fund • Delaware
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this 26th day of July, 2013, by and between SharesPost 100 Fund, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 22nd, 2021 • SharesPost 100 Fund • New York
THIS INVESTMENT ADVISORY AGREEMENT is made the 9th day of December, 2020 (the “Agreement”), by and between SharesPost 100 Fund, a Delaware statutory trust (the “Company”), and Liberty Street Advisors, Inc., a New York corporation (the “Investment Adviser”).
THE PRIVATE SHARES FUND CCO AGREEMENTCco Agreement • April 28th, 2023 • Private Shares Fund
AGREEMENT made as of May 23, 2022 by and between The Private Shares Fund, a Delaware statutory trust, with its principal office and place of business at 88 Pine Street, Suite 3101, New York, NY 10005 (the “Fund”), and Compliance4, LLC, a Maine limited liability company, with its principal office and place of business at 9 Terison Drive, Suite 100, Falmouth, Maine 04105 (“Compliance4”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 1st, 2015 • SharesPost 100 Fund
EXPENSE LIMITATION AGREEMENT (this “Agreement”), effective as of July 30, 2013, by and between SP Investments Management, LLC, a Delaware limited liability company (the “Adviser”), and SharesPost 100 Fund, a Delaware statutory trust (the “Fund”).
FUND CCO AGREEMENTCco Agreement • August 2nd, 2013 • SharesPost 100 Fund • Delaware
AGREEMENT made as of ____________, 2013 by and between SharesPost 100 Fund, a Delaware statutory trust, with its principal office and place of business at 1150 Bayhill Drive, Suite 300, San Bruno, California 94066 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
SHARESPOST 100 FUND AMENDMENT NO. 1 TO THE AGREEMENT AND DECLARATION OF TRUST Effective October 2, 2020Agreement and Declaration of Trust • March 22nd, 2021 • SharesPost 100 Fund
The Agreement and Declaration of Trust is amended to add the following paragraph after the first paragraph of Article X, Section 10.1:
SUBSCRIPTION AGREEMENTSubscription Agreement • November 6th, 2013 • SharesPost 100 Fund • Delaware
This SUBSCRIPTION AGREEMENT (the “Agreement”), effective as of date set forth on the signature page hereto (the “Effective Date”), is by and between SharesPost 100 Fund, a Delaware statutory trust (the “Company”) and the undersigned subscriber (the “Subscriber”).
FUND CCO AGREEMENTCco Agreement • April 30th, 2015 • SharesPost 100 Fund • Delaware
AGREEMENT made as of July 22, 2013 by and between SharesPost 100 Fund, a Delaware statutory trust, with its principal office and place of business at 1150 Bayhill Drive, Suite 300, San Bruno, California 94066 (the “Fund”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
DISTRIBUTION SERVICES AGREEMENTDistribution Agreement • April 12th, 2013 • SharesPost 100 Fund • Delaware
THIS AGREEMENT (this “Agreement”) made this ___ day of _________, 2013, by and between SP Investments Management, LLC (the “Adviser”), and Foreside Fund Services, LLC a Delaware limited liability company (the “Distributor”).
Expense Limitation AgreementExpense Limitation Agreement • November 7th, 2017 • SharesPost 100 Fund
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 22nd, 2021 • SharesPost 100 Fund
EXPENSE LIMITATION AGREEMENT (this “Agreement”), effective as of December 9, 2020 (the “Effective Date”), by and between Liberty Street Advisors, Inc., a New York corporation (the “Advisor”), and SharesPost 100 Fund, a Delaware statutory trust (the “Fund”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 2nd, 2022 • Private Shares Fund
EXPENSE LIMITATION AGREEMENT (this “Agreement”), effective as of May 2, 2022 (the “Effective Date”), by and between Liberty Street Advisors, Inc., a New York corporation (the “Advisor”), and The Private Shares Fund, a Delaware statutory trust (the “Fund”).
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • April 30th, 2015 • SharesPost 100 Fund • Delaware
THIS AGREEMENT (this “Agreement”) made this 31 day of July, 2013, by and between SP Investments Management, LLC (the “Adviser”), and Foreside Fund Services, LLC a Delaware limited liability company (the “Distributor”).
INDEMNIFICATION AGREEMENTIndemnification Agreement • August 2nd, 2013 • SharesPost 100 Fund • Delaware
THIS INDEMNIFICATION AGREEMENT (this “Agreement”) is made and entered into this [_] day of [__________], 2013, by and between SharesPost 100 Fund (the “Fund”), a Delaware statutory trust, which is registered as an investment company under the Investment Company Act of 1940, as amended (the “ICA”), and [__________] (the “Trustee”).
SUBSCRIPTION AGREEMENTSubscription Agreement • August 2nd, 2013 • SharesPost 100 Fund • Delaware
This SUBSCRIPTION AGREEMENT (the “Agreement”), effective as of date set forth on the signature page hereto (the “Effective Date”), is by and between SharesPost 100 Fund, a Delaware statutory trust (the “Company”) and the undersigned subscriber (the “Subscriber”).
