MANAGEMENT AGREEMENTManagement Agreement • July 21st, 2017 • MSS Series Trust • Ohio
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently has two series of shares in registration.
By-Laws of CCA INVESTMENTS TRUSTBy-Laws • December 21st, 2012 • CCA Investments Trust
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • July 21st, 2017 • MSS Series Trust • Ohio
THIS AGREEMENT is made and entered into this _____ day of _______, 20__, by and between the MSS Series Trust (the “Trust”), an Ohio business trust having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, Ohio, 44147, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • July 21st, 2017 • MSS Series Trust • Ohio
THIS AGREEMENT is made and entered into this _____ day of _______, 20__, by and between the MSS Series Trust (the “Trust”), an Ohio business trust having its principal place of business at 8000 Town Centre Drive, Suit 400, Broadview Heights, Ohio, 44147, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
AGREEMENT AND DECLARATION OF TRUST SEPTEMBER 6, 2012Agreement and Declaration of Trust • September 27th, 2012 • CCA Investments Trust • Ohio
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • January 29th, 2016 • CCA Investments Trust • Ohio
THIS AGREEMENT is made as of April 8, 2015 between CCA Investments Trust (the “Trust” and/or Investment Company ”IC”, or “Fund”),an Ohio business trust, Checchi Capital Fund Advisers, LLC, the Registered Investment Advisor (the “RIA”) a Delaware limited liability corporation, and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • July 21st, 2017 • MSS Series Trust • Ohio
This CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT is made and entered into as of this [ ] day of _________, 2017 by and between MSS Series Trust, a Ohio business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
September 20, 2017Agreement and Plan of Reorganization • September 20th, 2017 • MSS Series Trust
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF OCTOBER 13, 2017 (THE "AGREEMENT"), BY AND AMONG CCA INVESTMENTS TRUST ("CCA INVESTMENTS TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "EXISTING FUND"), MSS SERIES TRUST (THE "TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CHECCHI CAPITAL ADVISERS, LLC (THE "ADVISOR")
ADMINISTRATION AGREEMENTAdministration Agreement • July 21st, 2017 • MSS Series Trust • Ohio
This ADMINISTRATION AGREEMENT is made and entered into as of this [ ]th day of [ ], 2017 by and between MSS Series Trust, a Ohio business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
TRI_PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Distribution Agreement • July 21st, 2017 • MSS Series Trust • Ohio
THIS AGREEMENT is made as of ____________, 2017, between MSS Series Trust, CCA Aggressive Return Fund (the “Trust” and/or Investment Company ”IC”, or “Fund”), a Delaware statutory Trust/IC, ____________________the Registered Investment Advisor (the “RIA”) a Delaware corporation, and Arbor Court Capital (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
CUSTODY AGREEMENTCustody Agreement • July 21st, 2017 • MSS Series Trust • Minnesota
THIS AGREEMENT is made and entered into as of this __ day of _________, 2017, by and between MSS SERIES TRUST, an Ohio business trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 29th, 2016 • CCA Investments Trust
THIS AGREEMENT, dated as of November 30, 2012, as is amended and restated effective March 31, 2014, is made and entered into by and between CCA Investments Trust, an Ohio business trust (the "Trust"), on behalf of the CCA Aggressive Return Fund (the "Fund”), and Checchi Capital Fund Advisers, LLC (the "Adviser"), a Delaware limited liability company.
MANAGEMENT AGREEMENTManagement Agreement • December 21st, 2012 • CCA Investments Trust • Ohio
The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently has two series of shares in registration.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 21st, 2012 • CCA Investments Trust • Ohio
THIS AGREEMENT is made and entered into as of the 30th day of November, 2012, by and between Checchi Capital Fund Advisers, LLC, a Delaware limited liability company (the “Adviser”) registered with the U.S. Securities and Exchange Commission (the “SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Checchi Capital Advisers, LLC, a Delaware limited liability company (the “Sub-adviser”)which is also registered with the SEC as an investment adviser under the Advisers Act, with respect to the CCA Core Return Fund (the “Fund”), a series of the CCA INVESTMENTS TRUST, an Ohio statutory trust (the “Trust”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • July 21st, 2017 • MSS Series Trust
THIS AGREEMENT, dated as of [_______________, 2017], is made and entered into by and between MSS Series Trust, an Ohio business trust (the "Trust"), on behalf of the CCA Aggressive Return Fund (the "Fund”), and Checchi Capital Advisers, LLC (the "Adviser"), a Delaware limited liability company.
LOAN AGREEMENTLoan Agreement • July 21st, 2017 • MSS Series Trust
This LOAN AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, the "Agreement") is made and entered into as of the ____ day of __________, 2017 by and between MSS SERIES TRUST, an Ohio business trust with its address at (the “Borrower”) and U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank").
ASSIGNMENT AND ASSUMPTION OF EXPENSE LIMITATION AGREEMENTAssignment and Assumption of Expense Limitation Agreement • September 25th, 2017 • MSS Series Trust
This Assigment and Assumption is made as of September [ ], 2017, by and between Checchi Capital Fund Advisers, LLC, a Delaware limited liability company (the “CCFA”), MSS Series Trust, an Ohio business trust (“MSS”), and Checchi Capital Advisers, LLC, a Delaware limited liability company ("New Adviser"). As referenced below, CCA Investments Trust, an Ohio business trust (“CCA”) assign its right, title and interest in and to the Expense Limitation Agreement to MSS and has consented to the assumption by CCA.
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • September 25th, 2017 • MSS Series Trust
THIS AGREEMENT, dated as of November 30, 2012, as amended and restated effective March 31, 2014, and as amended and restated effective [ ], 2017 is made and entered into by and between MSS Series Trust, an Ohio business trust (the "Trust"), on behalf of the CCA Core Return Fund (the "Fund”), and Checchi Capital Advisers, LLC (the "Adviser") a Delaware limited liability company.
SUBSCRIPTION AGREEMENT BETWEEN THE FUND AND THE INVESTOR CCA Aggressive Return Fund LETTER OF INVESTMENT INTENTSubscription Agreement • December 21st, 2012 • CCA Investments Trust
Effective as of the date first written above, the undersigned (the "Purchaser") subscribes to purchase a beneficial interest ("Interest") in the CCA Aggressive Return Fund, in the amount of $50,000.00 for 5,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $50,000.00.
SUBSCRIPTION AGREEMENT BETWEEN THE FUND AND THE INVESTOR CCA Core Return Fund LETTER OF INVESTMENT INTENTSubscription Agreement • December 21st, 2012 • CCA Investments Trust
Effective as of the date first written above, the undersigned (the "Purchaser") subscribes to purchase a beneficial interest ("Interest") in the CCA Core Return Fund, in the amount of $50,000.00 for 5,000 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $50,000.00.
AMENDMENT TO MSS ACCOUNTING SERVICES AGREEMENTMSS Accounting Services Agreement • December 21st, 2012 • CCA Investments Trust
THIS AMENDMENT is made and entered into as of November 30, 2012. Services that MSS normally does not provide will be provided by Empirical Administration, LLC. The services Empirical Administration, LLC, not MSS, will be providing are listed below. The fees and expenses Empirical Administration, LLC will be compensated for providing its services are listed below.
MSS Series Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147 CCA Investments Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147Tax Opinion • September 25th, 2017 • MSS Series Trust
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF OCTOBER 13, 2017 (THE "AGREEMENT"), BY AND AMONG CCA INVESTMENTS TRUST ("CCA INVESTMENTS TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "EXISTING FUND"), MSS SERIES TRUST (THE "TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CHECCHI CAPITAL ADVISERS, LLC (THE "ADVISOR")
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • December 21st, 2012 • CCA Investments Trust • Ohio
THIS AGREEMENT is made and entered into this 30th day of November , 2012, by and between the CCA Investments Trust (the “Trust”), an Ohio business trust having its principal place of business at 190 North Canon Drive, Suite 402, Beverly Hills, CA 90210, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
