MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of May 8, 2012, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to hav
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • January 17th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER SELECTED DEALERS AGREEMENT REGISTERED SEC OFFERINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Selected Dealers Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
This Master Selected Dealers Agreement (this “Master SDA”), dated as of , 2011, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (including its successors and assigns) (“we,” “our”, “us” or the “Manager”) and the party named on the signature page hereof (a “Dealer”, “you” or “your”). From time to time, in connection with an offering and sale (an “Offering”) of securities (the “Securities”), managed solely by us or with one or more other managers or co-managers, we or one or more of our affiliates may offer you (and others) the opportunity to purchase as principal a portion of such securities on the terms set forth herein as a Selected Dealer (as defined below).
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust CompanyTransfer Agency and Service Agreement • January 17th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • Massachusetts
AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
Nuveen Intermediate Duration Quality Municipal Term Fund (a Massachusetts business trust) [—] Shares (Par Value $.01 per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
Nuveen Intermediate Duration Quality Municipal Term Fund, a Massachusetts business trust (the “Fund”), its investment adviser, Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), its subadviser, Nuveen Asset Management, LLC, a Delaware limited liability company (the “Subadviser” and together with the Adviser, the “Advisers”), confirm their agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), [OTHER REPRESENTATIVES] and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, [—] and Nuveen Securities, LLC (“Nuveen”) are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective number of shares of the Fund (“Shares”) se
NUVEEN EXCHANGE-TRADED FUNDS MASTER SELECTED DEALER AGREEMENT [DATED]Master Selected Dealer Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
In connection with public offerings of securities (“Securities”) of registered investment companies sponsored by Nuveen Investments (“Nuveen”) which are underwritten by a group of underwriters (“Underwriters”) which are represented by Nuveen alone or in conjunction with other firms (the “Representatives”), you (a “Dealer”) may be offered from time to time the opportunity to purchase a portion of such securities, as a principal, at a discount from the public offering price representing a selling concession or reallowance granted as consideration for services rendered in the distribution of such securities, subject to the terms and conditions of this Agreement.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 17th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • Illinois
AGREEMENT made this 10th day of January, 2013, by and between NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT (Nuveen Intermediate Duration Quality Municipal Term Fund (NIQ))Investment Sub-Advisory Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • Illinois
THIS AGREEMENT is made as of the 29th day of January, 2013, between Nuveen Fund Advisors, LLC, Delaware limited liability company (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company (the “Sub-Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
Reference is made to the Underwriting Agreement dated February [—], 2013 (the “Underwriting Agreement”), by and among Nuveen Intermediate Duration Quality Municipal Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Company”), Nuveen Asset Management, LLC and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s common shares of beneficial interest (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of February [—], 2013, between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and Nuveen Fund Advisors, LLC (“Nuveen”).
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • January 17th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund
This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013) December 2008Deferred Compensation Plan • January 17th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • Illinois
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND Subscription AgreementSubscription Agreement • January 17th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund
This Agreement made this January 10, 2013 by and between Nuveen Intermediate Duration Quality Municipal Term Fund, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, LLC (the “Subscriber”);
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
Reference is made to the Underwriting Agreement dated February [—], 2013 (the “Underwriting Agreement”), by and among Nuveen Intermediate Duration Quality Municipal Term Fund (the “Fund”), Nuveen Fund Advisors, LLC (the “Adviser”), Nuveen Asset Management, LLC (the “Subadviser”) and each of the Underwriters named in Schedule A therein, severally, with respect to the issue and sale of the Fund’s Securities (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Intermediate Duration Quality Municipal Term Fund 811-22779 We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement...Investment Advisory Agreement • January 29th, 2015 • Nuveen Intermediate Duration Quality Municipal Term Fund
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix M and Appendix N, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-236554, on June 16, 2014.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • February 6th, 2013 • Nuveen Intermediate Duration Quality Municipal Term Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of February [—], 2013, between Barclays Capital Inc. (“Barclays”) and Nuveen Fund Advisors, LLC (the “Adviser”).
