AMENDED AND RESTATED SHARE PURCHASE AGREEMENTAmended and Restated Share Purchase Agreement • January 16th, 2018 • Zugel Christian • Investment advice • New York
Contract Type FiledJanuary 16th, 2018 Company Industry JurisdictionThis AMENDED AND RESTATED SHARE PURCHASE AGREEMENT (this “Agreement”), dated as of January 11, 2018, is made by and among Z Acquisition LLC, a Delaware limited liability company (“Buyer”), Ramguard LLC, a Delaware limited liability company (as successor-in-interest by conversion to d.Quant Special Opportunities Fund, L.P., a Delaware limited partnership) (“Seller”) and Christian Zugel (“CZ”).
SHARE PURCHASE AGREEMENTShare Purchase Agreement • September 6th, 2017 • Zugel Christian • Investment advice • New York
Contract Type FiledSeptember 6th, 2017 Company Industry JurisdictionThis SHARE PURCHASE AGREEMENT (this “Agreement”), dated as of September 5, 2017, is made by and among Z Acquisition LLC, a Delaware limited liability company (“Buyer”), Ramguard LLC, a Delaware limited liability company (as successor-in-interest by conversion to d.Quant Special Opportunities Fund, L.P., a Delaware limited partnership) (“Seller”) and Christian Zugel (“CZ”).
LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • January 16th, 2018 • Zugel Christian • Investment advice
Contract Type FiledJanuary 16th, 2018 Company IndustryThis SECOND Amended and Restated Limited Liability Company Agreement of Z Acquisition LLC, a Delaware limited liability company (the “Company”), dated as of January 11, 2018, is entered into by and among Christian M. Zugel (“Zugel”) and the other Persons listed under the heading “Members” on Schedule A attached hereto (Zugel, each such Person, and each other Member admitted to the Company from time to time pursuant to the terms of this Agreement is referred to herein as a “Member”).
JOINT FILING AGREEMENTJoint Filing Agreement • December 18th, 2017 • Zugel Christian • Investment advice
Contract Type FiledDecember 18th, 2017 Company IndustryIn accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of the amendment to statement on Schedule 13D (including any and all further amendments thereto) with respect to the Class A Shares of ZAIS Group Holdings, Inc., dated as of December 18, 2017, and further agree to the filing of this agreement as an Exhibit thereto. In addition, each party to this agreement expressly authorizes Christian Zugel to file on its behalf any and all further amendments to such statement on Schedule 13D.
ContractZugel Christian • May 21st, 2018 • Investment advice • New York
Company FiledMay 21st, 2018 Industry JurisdictionTHIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE SOLD, TRANSFERRED, EXCHANGED OR OTHERWISE DISPOSED OF EXCEPT IN COMPLIANCE WITH THE REQUIREMENTS OF THE SECURITIES ACT AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER AND ANY OTHER APPLICABLE LAWS, RULES AND REGULATIONS, INCLUDING, WITHOUT LIMITATION, STATE SECURITIES LAWS, RULES AND REGULATIONS.
JOINT FILING AGREEMENTJoint Filing Agreement • January 16th, 2018 • Zugel Christian • Investment advice
Contract Type FiledJanuary 16th, 2018 Company IndustryIn accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of the amendment to statement on Schedule 13D (including any and all further amendments thereto) with respect to the Class A Shares of ZAIS Group Holdings, Inc., dated as of January 16, 2018, and further agree to the filing of this agreement as an Exhibit thereto. In addition, each party to this agreement expressly authorizes Christian Zugel to file on its behalf any and all further amendments to such statement on Schedule 13D.