MANAGEMENT AGREEMENTManagement Agreement • October 28th, 2015 • TCG Financial Series Trust II • New York
The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.
CUSTODY AGREEMENTCustody Agreement • July 2nd, 2014 • TCG Financial Series Trust II • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of May 23, 2014, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and TCG FINANCIAL SERIES TRUST II a business trust formed under the laws of the State of Ohio (“Trust”).
TCG FINANCIAL SERIES TRUST II ADMINISTRATION AGREEMENTAdministration Agreement • July 2nd, 2014 • TCG Financial Series Trust II
The TCG Financial Series Trust II (the “Trust”) herewith confirms our agreement with you. The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently, or expects to, offer one or more series of shares to investors.
TCG FINANCIAL SERIES TRUST IIManagement Services Agreement • July 2nd, 2014 • TCG Financial Series Trust II • Ohio
The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • July 2nd, 2014 • TCG Financial Series Trust II • Ohio
THIS AGREEMENT is made and entered into this 23rd day of May, 2014, by and between the TCG FINANCIAL SERIES TRUST II (the “Trust”), an Ohio business trust having its principal place of business at 110 Merrick Way, Suite 2A, Coral Gables, FL 33134, and MUTUAL SHAREHOLDER SERVICES, LLC, (“MSS”), a Delaware Limited Liability Company having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147.
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • July 2nd, 2014 • TCG Financial Series Trust II • Ohio
THIS AGREEMENT is made and entered into this 23rd day of May, 2014, by and between the TCG FINANCIAL SERIES TRUST II (the “Trust”), an Ohio business trust having its principal place of business at 110 Merrick Way, Suite 2A, Coral Gables, FL 33134, and MUTUAL SHAREHOLDER SERVICES, LLC, (“MSS”), a Delaware Limited Liability Company having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147.
OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 28th, 2015 • TCG Financial Series Trust II • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of September, 2015, by and between TCG Financial Series Trust II (the “Trust”), on behalf of the TCG Daily Liquidity Government Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • October 28th, 2015 • TCG Financial Series Trust II • New York
This Compliance Services Agreement (the “Agreement”) is dated as of September 3, 2015 (the “Effective Date”), between TCG Financial Series Trust II, an Ohio business trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).
TCG FINANCIAL SERIES TRUST II OPERATING EXPENSES LIMITATION AGREEMENT TCG DAILY LIQUIDITY GOVERNMENT MONEY MARKET FUNDOperating Expenses Limitation Agreement • July 2nd, 2014 • TCG Financial Series Trust II • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of May, 2014, by and between TCG FINANCIAL SERIES TRUST II (the “Trust”), on behalf of the TCG DAILY LIQUIDITY GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
BY-LAWS OF TCG FINANCIAL SERIES TRUST II April 4, 2013By-Laws • June 20th, 2013 • TCG Financial Series Trust II
TCG FINANCIAL SERIES TRUST II OPERATING EXPENSES LIMITATION AGREEMENT TCG DAILY LIQUIDITY GOVERNMENT MONEY MARKET FUNDOperating Expenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust II • Florida
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST II (the “Trust”), on behalf of the TCG DAILY LIQUIDITY GOVERNMENT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).
TCG FINANCIAL SERIES TRUST II OPERATING EXPENSES LIMITATION AGREEMENT TCG DAILY LIQUIDITY MONEY MARKET FUNDOperating Expenses Limitation Agreement • October 14th, 2016 • TCG Financial Series Trust II • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 14th day of October, 2016, by and between TCG Financial Series Trust II (the “Trust”), on behalf of the TCG Daily Liquidity Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).
OPERATING EXPENSE LIMITATION AGREEMENT, dated May 23, 2014 (Amended – August 25, 2014) Appendix AOperating Expense Limitation Agreement • September 2nd, 2014 • TCG Financial Series Trust II
TCG Financial Series Trust II on behalf of TCG Daily Liquidity Government Money Market Fund By: /s/Jorge Coloma Name: Jorge Coloma Title: President TCG Financial Services, LLC By: /s/ Vivian Coloma Name: Vivian Coloma Title:President
MANAGEMENT SERVICES AGREEMENT, dated May 23, 2014 (Amended – August 25, 2014) EXHIBITManagement Services Agreement • September 2nd, 2014 • TCG Financial Series Trust II
