TCG Financial Series Trust IX Sample Contracts

MANAGEMENT AGREEMENT
Management Agreement • October 28th, 2015 • TCG Financial Series Trust IX • New York

The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.

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CUSTODY AGREEMENT
Custody Agreement • July 2nd, 2014 • TCG Financial Series Trust IX • Ohio

THIS CUSTODY AGREEMENT (“Agreement”), dated as of May 23, 2014, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and TCG FINANCIAL SERIES TRUST IX a business trust formed under the laws of the State of Ohio (“Trust”).

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TCG FINANCIAL SERIES TRUST IX ADMINISTRATION AGREEMENT
Administration Agreement • July 2nd, 2014 • TCG Financial Series Trust IX

The TCG Financial Series Trust IX (the “Trust”) herewith confirms our agreement with you. The Trust has been organized to engage in the business of an open-end management investment company. The Trust currently, or expects to, offer one or more series of shares to investors.

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TCG FINANCIAL SERIES TRUST IX
Management Services Agreement • July 2nd, 2014 • TCG Financial Series Trust IX • Ohio

The Trust has been organized to engage in the business of an open-end management investment company. The Trust anticipates offering one or more series of shares to investors.

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ACCOUNTING SERVICES AGREEMENT
Accounting Services Agreement • July 2nd, 2014 • TCG Financial Series Trust IX • Ohio

THIS AGREEMENT is made and entered into this 23rd day of May, 2014, by and between the TCG FINANCIAL SERIES TRUST IX (the “Trust”), an Ohio business trust having its principal place of business at 110 Merrick Way, Suite 2A, Coral Gables, FL 33134, and MUTUAL SHAREHOLDER SERVICES, LLC, (“MSS”), a Delaware Limited Liability Company having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147.

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TRANSFER AGENT AGREEMENT
Transfer Agent Agreement • July 2nd, 2014 • TCG Financial Series Trust IX • Ohio

THIS AGREEMENT is made and entered into this 23rd day of May, 2014, by and between the TCG FINANCIAL SERIES TRUST IX (the “Trust”), an Ohio business trust having its principal place of business at 110 Merrick Way, Suite 2A, Coral Gables, FL 33134, and MUTUAL SHAREHOLDER SERVICES, LLC, (“MSS”), a Delaware Limited Liability Company having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, OH 44147.

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TCG FINANCIAL SERIES TRUST IX OPERATING EXPENSES LIMITATION AGREEMENT TCG PREMIER MONEY MARKET FUND
Operating Expenses Limitation Agreement • October 14th, 2016 • TCG Financial Series Trust IX • New York

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 14th day of October, 2016, by and between TCG Financial Series Trust IX (the “Trust”), on behalf of the TCG Select Money Market Fund (the “Fund”), a series of the Trust, and the investment adviser of the Fund, Catalyst Capital Advisors, LLC (the “Adviser”).

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COMPLIANCE SERVICES AGREEMENT
Compliance Services Agreement • October 28th, 2015 • TCG Financial Series Trust IX • New York

This Compliance Services Agreement (the “Agreement”) is dated as of September 3, 2015 (the “Effective Date”), between TCG Financial Series Trust IX, an Ohio business trust, (the “Trust”) and MFund Services LLC, a Delaware limited liability corporation with a principal place of business at 36 North New York Avenue, Huntington, NY 11743 (“MFund”).

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TCG FINANCIAL SERIES TRUST IX OPERATING EXPENSES LIMITATION AGREEMENT TCG US GOVERNMENT SELECT MONEY MARKET FUND
Operating Expenses Limitation Agreement • July 2nd, 2014 • TCG Financial Series Trust IX • Florida

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 23rd day of May, 2014, by and between TCG FINANCIAL SERIES TRUST IX (the “Trust”), on behalf of the TCG US GOVERNMENT SELECT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).

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BY-LAWS OF TCG FINANCIAL SERIES TRUST IX April 4, 2013
By-Laws • June 20th, 2013 • TCG Financial Series Trust IX
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TCG FINANCIAL SERIES TRUST IX OPERATING EXPENSES LIMITATION AGREEMENT TCG US GOVERNMENT SELECT MONEY MARKET FUND
Operating Expenses Limitation Agreement • April 25th, 2014 • TCG Financial Series Trust IX • Florida

THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the ____ day of April, 2014, by and between TCG FINANCIAL SERIES TRUST IX (the “Trust”), on behalf of the TCG US GOVERNMENT SELECT MONEY MARKET FUND (the “Fund”), a series of the Trust, and the investment adviser of the Fund, TCG Financial Services, LLC (the “Adviser”).

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OPERATING EXPENSE LIMITATION AGREEMENT, dated May 23, 2014 (Amended – August 25, 2014) Appendix A
Operating Expense Limitation Agreement • September 2nd, 2014 • TCG Financial Series Trust IX

TCG Financial Series Trust IX on behalf of TCG US Government Select Money Market Fund By: /s/Jorge Coloma Name: Jorge Coloma Title: President TCG Financial Services, LLC By: /s/ Vivian Coloma Name: Vivian Coloma Title:President

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MANAGEMENT SERVICES AGREEMENT, dated May 23, 2014 (Amended – August 25, 2014) EXHIBIT
Management Services Agreement • September 2nd, 2014 • TCG Financial Series Trust IX
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